B. Riley Wealth Advisors’s First Trust High Yield Opportunities 2027 Term Fund FTHY Stock Holding History

B. Riley Wealth Advisors’s Portfolio FTHY Stock Details FTHY Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2022 Q4	–	Sell	-20,634	Closed	-$278K	–	1529
2022 Q3	$278K	Buy	+20,634	New	+$310K	0.01%	1048
2022 Q1	–	Sell	-30,814	Closed	-$623K	–	1432
2021 Q4	$623K	Sell	30,814 -2,077	-6%	-$42.7K	0.02%	710
2021 Q3	$669K	Sell	32,891 -2,124	-6%	-$43.3K	0.02%	666
2021 Q2	$700K	Buy	35,015 +199	+0.6%	+$3.97K	0.02%	637
2021 Q1	$699K	Sell	34,816 -13	-0%	-$257	0.02%	592
2020 Q4	$708K	Sell	34,829 -21,334	-38%	-$428K	0.04%	432
2020 Q3	$1.13M	Buy	56,163 +1,163	+2%	+$24K	0.06%	290
2020 Q2	$1.11M	Buy	+55,000	New	+$1.11M	0.07%	260

Other funds holding FTHY

AWA

Arete Wealth Advisors Chicago, Illinois $1.33B AUM 25.12% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

RCM

Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return

PAIM

Punch & Associates Investment Management Edina, Minnesota $1.73B AUM 27.65% 1-Year Est. Return

KIG

Kennedy Investment Group West Depford, New Jersey $255M AUM 20.81% 1-Year Est. Return

PCM

Penserra Capital Management Orinda, California $8.52B AUM 37.76% 1-Year Est. Return

COLIM

City of London Investment Management London, United Kingdom $1.38B AUM 42.43% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return

LSC

Logan Stone Capital Chicago, Illinois $360M AUM 9.71% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

B. Riley Wealth Advisors's FTHY Position: Q4 2022 in Review

B. Riley Wealth Advisors sold out of First Trust High Yield Opportunities 2027 Term Fund (FTHY) in Q4 2022, closing a stake of 20,634 shares — an estimated $278K sold.

B. Riley Wealth Advisors first reported a position in FTHY in Q2 2020 and held it in 8 quarters. The position peaked at $1.13M in Q3 2020. 81 funds tracked by Wall St. Rank hold FTHY as of Q4 2022.

B. Riley Wealth Advisors reported no remaining First Trust High Yield Opportunities 2027 Term Fund position as of Q4 2022 after selling out during the quarter.
B. Riley Wealth Advisors sold 20,634 First Trust High Yield Opportunities 2027 Term Fund shares in Q4 2022, an estimated $278K.
B. Riley Wealth Advisors first reported a position in First Trust High Yield Opportunities 2027 Term Fund in Q2 2020 and held it in 8 quarters.
B. Riley Wealth Advisors's First Trust High Yield Opportunities 2027 Term Fund position peaked at $1.13M in Q3 2020.
81 funds tracked by Wall St. Rank held First Trust High Yield Opportunities 2027 Term Fund as of Q4 2022.

Based on B. Riley Wealth Advisors's 13F filing for Q4 2022, filed 21 Feb 2023.