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FTHY

First Trust High Yield Opportunities 2027 Term Fund

47 hedge funds and large institutions have $178M invested in First Trust High Yield Opportunities 2027 Term Fund in 2021 Q4 according to their latest regulatory filings, with 13 funds opening new positions, 22 increasing their positions, 8 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

550% more first-time investments, than exits

New positions opened: 13 | Existing positions closed: 2

175% more repeat investments, than reductions

Existing positions increased: 22 | Existing positions reduced: 8

27% more funds holding

Funds holding: 3747 (+10)

10% more capital invested

Capital invested by funds: $162M → $178M (+$15.8M)

2.7% more ownership

Funds ownership: 23.78%26.48% (+2.7%)

Holders
47
Holders Change
+10
Holders Change %
+27.03%
% of All Funds
0.72%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
13
Increased
22
Reduced
8
Closed
2
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$67.3M +$1.29M +62,731 +2%
PCM
2
Penserra Capital Management
California
$12.7M +$180K +8,734 +1%
PAG
3
Private Advisory Group
Washington
$10.5M +$125K +6,102 +1%
AWA
4
Arete Wealth Advisors
Illinois
$10.2M +$1.41M +68,524 +16%
PAIM
5
Punch & Associates Investment Management
Minnesota
$8.49M +$266K +12,952 +3%
Commonwealth Equity Services
6
Commonwealth Equity Services
Massachusetts
$8.13M +$1.06M +51,663 +15%
Envestnet Asset Management
7
Envestnet Asset Management
Illinois
$7.64M +$253K +12,307 +3%
AAS
8
Ameritas Advisory Services
Nebraska
$5.76M +$5.86M +285,018 New
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$5.61M +$99.2K +4,825 +2%
KAS
10
Kestra Advisory Services
Texas
$5.31M -$637K -30,973 -11%
Osaic Holdings
11
Osaic Holdings
Arizona
$4.18M +$595K +28,951 +16%
Cambridge Investment Research Advisors
12
Cambridge Investment Research Advisors
Iowa
$4.09M +$71.4K +3,473 +2%
SMF
13
Sterling Manor Financial
New York
$3.61M -$4.46K -217 -0.1%
IFG
14
Independent Financial Group
California
$3.29M +$536K +26,088 +19%
SWM
15
Spire Wealth Management
Virginia
$2.14M +$2.17M +105,492 +22,069%
AWM
16
Axxcess Wealth Management
California
$2.05M +$2.09M +101,432 New
KPWS
17
Kestra Private Wealth Services
Texas
$1.94M
IAIM
18
International Assets Investment Management
Florida
$1.55M -$500K -24,328 -24%
IP
19
Ignite Planners
California
$1.36M +$1.41M +68,375 New
TFS
20
Thoroughbred Financial Services
Tennessee
$1.26M
WS
21
Wedbush Securities
California
$1.22M +$337K +16,392 +37%
CA
22
CoreCap Advisors
Michigan
$1.15M +$1.17M +56,686 New
DADC
23
D.A. Davidson & Co
Montana
$1.11M +$124K +6,034 +12%
BRWM
24
B. Riley Wealth Management
Tennessee
$986K +$25.7K +1,250 +3%
LPL Financial
25
LPL Financial
California
$819K +$556K +27,048 +201%

FTHY Hedge Fund Activity: Q4 2021 in Review

47 of the 6,498 institutional investors tracked by Wall St. Rank reported a position in First Trust High Yield Opportunities 2027 Term Fund (FTHY) for Q4 2021, worth a combined $178M — up 9.7% from $162M a quarter earlier.

Buyers outnumbered sellers: 13 funds opened new FTHY positions and 2 closed out — a net gain of 11 holders — while 22 added to existing stakes and 8 trimmed.

The largest buyer was Spire Wealth Management, adding an estimated $2.17M. The largest seller was Invesco, cutting an estimated $639K.

  • 47 institutional investors held First Trust High Yield Opportunities 2027 Term Fund (FTHY) as of Q4 2021, up from 37 in Q3 2021.
  • Funds reported $178M of First Trust High Yield Opportunities 2027 Term Fund stock for Q4 2021, up 9.7% quarter-over-quarter.
  • 13 funds opened new First Trust High Yield Opportunities 2027 Term Fund positions in Q4 2021 and 2 closed out, a net change of +11 holders.
  • The largest First Trust High Yield Opportunities 2027 Term Fund buyer in Q4 2021 was Spire Wealth Management, an estimated $2.17M added.
  • The largest First Trust High Yield Opportunities 2027 Term Fund seller in Q4 2021 was Invesco, an estimated $639K sold.

Based on aggregated 13F filings for Q4 2021.