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FTHY

First Trust High Yield Opportunities 2027 Term Fund
FTHY

25 hedge funds and large institutions have $76.3M invested in First Trust High Yield Opportunities 2027 Term Fund in 2020 Q3 according to their latest regulatory filings, with 9 funds opening new positions, 11 increasing their positions, 3 reducing their positions, and closing their positions.

New
Increased
Maintained
Reduced
Closed

267% more repeat investments, than reductions

Existing positions increased: 11 | Existing positions reduced: 3

100% more funds holding in top 10

Funds holding in top 10: 1 → 2 (+1)

99% more capital invested

Capital invested by funds: $38.4M → $76.3M (+$37.9M)

56% more funds holding

Funds holding: 16 → 25 (+9)

11.36% more ownership

Funds ownership: 0% → 11.36% (+11%)

Holders
25
Holders Change
+9
Holders Change %
+56.25%
% of All Funds
0.5%
Holding in Top 10
2
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+100%
% of All Funds
0.04%
New
9
Increased
11
Reduced
3
Closed
–
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
Morgan Stanley
Morgan Stanley
New York
+$26.8M
2
Commonwealth Equity Services
Commonwealth Equity Services
Massachusetts
+$3.35M
3
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
+$1.41M
4
BRWM
B. Riley Wealth Management
Tennessee
+$999K
5
Cambridge Investment Research Advisors
Cambridge Investment Research Advisors
Iowa
+$972K

Top Sellers

Rank Fund Capital Flow
1
AWA
Arete Wealth Advisors
Illinois
-$317K
2
AW
ACG Wealth
Georgia
-$182K
3
PAG
Private Advisory Group
Washington
-$41.2K
Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$26.4M +$26.8M +1,302,096 +23,739%
PAG
2
Private Advisory Group
Washington
$9.04M -$41.2K -2,000 -0.4%
Envestnet Asset Management
3
Envestnet Asset Management
Illinois
$7.18M +$51K +2,475 +0.7%
AWA
4
Arete Wealth Advisors
Illinois
$6.66M -$317K -15,414 -5%
Cambridge Investment Research Advisors
5
Cambridge Investment Research Advisors
Iowa
$4.43M +$972K +47,212 +27%
Commonwealth Equity Services
6
Commonwealth Equity Services
Massachusetts
$3.27M +$3.35M +162,473 New
KAS
7
Kestra Advisory Services
Texas
$3.18M +$3.26M +158,210 New
CRWM
8
Castle Rock Wealth Management
California
$2.98M +$574K +27,860 +23%
IFG
9
Independent Financial Group
California
$2.14M +$286K +13,878 +15%
22CM
10
20/20 Capital Management
California
$2.11M +$17.9K +870 +0.8%
WCFA
11
Walkner Condon Financial Advisors
Wisconsin
$1.79M +$94.4K +4,583 +5%
Royal Bank of Canada
12
Royal Bank of Canada
Ontario, Canada
$1.39M +$1.41M +68,580 +13,716%
BRWA
13
B. Riley Wealth Advisors
Florida
$1.13M +$24K +1,163 +2%
BRWM
14
B. Riley Wealth Management
Tennessee
$977K +$999K +48,500 New
KA
15
Kovack Advisors
Florida
$672K +$58.7K +2,850 +9%
Osaic Holdings
16
Osaic Holdings
Arizona
$599K +$66.1K +3,210 +12%
WS
17
Wedbush Securities
California
$473K +$483K +23,447 New
WP
18
WealthPLAN Partners
Nebraska
$453K – – –
AW
19
ACG Wealth
Georgia
$353K -$182K -8,814 -33%
DADC
20
D.A. Davidson & Co
Montana
$335K +$342K +16,600 New
IAIM
21
International Assets Investment Management
Florida
$294K +$300K +14,590 New
TFS
22
Thoroughbred Financial Services
Tennessee
$251K – – –
FHC
23
First Heartland Consultants
Missouri
$212K +$216K +10,500 New
TRCT
24
Tower Research Capital (TRC)
New York
$1K +$865 +42 New
UBS Group
25
UBS Group
Switzerland
– +$21 +1 New

FTHY Hedge Fund Activity: Q3 2020 in Review

25 of the 4,956 institutional investors tracked by Wall St. Rank reported a position in First Trust High Yield Opportunities 2027 Term Fund (FTHY) for Q3 2020, worth a combined $76.3M — up 99% from $38.4M a quarter earlier.

Buyers outnumbered sellers: 9 funds opened new FTHY positions and 0 closed out — a net gain of 9 holders — while 11 added to existing stakes and 3 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $26.8M. The largest seller was Arete Wealth Advisors, cutting an estimated $317K.

  • 25 institutional investors held First Trust High Yield Opportunities 2027 Term Fund (FTHY) as of Q3 2020, up from 16 in Q2 2020.
  • Funds reported $76.3M of First Trust High Yield Opportunities 2027 Term Fund stock for Q3 2020, up 99% quarter-over-quarter.
  • 9 funds opened new First Trust High Yield Opportunities 2027 Term Fund positions in Q3 2020 and 0 closed out, a net change of +9 holders.
  • The largest First Trust High Yield Opportunities 2027 Term Fund buyer in Q3 2020 was Morgan Stanley, an estimated $26.8M added.
  • The largest First Trust High Yield Opportunities 2027 Term Fund seller in Q3 2020 was Arete Wealth Advisors, an estimated $317K sold.

Based on aggregated 13F filings for Q3 2020.