We are live on ! Find out more
FTHY

First Trust High Yield Opportunities 2027 Term Fund

37 hedge funds and large institutions have $162M invested in First Trust High Yield Opportunities 2027 Term Fund in 2021 Q3 according to their latest regulatory filings, with 5 funds opening new positions, 18 increasing their positions, 10 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

80% more repeat investments, than reductions

Existing positions increased: 18 | Existing positions reduced: 10

9% more capital invested

Capital invested by funds: $148M → $162M (+$14M)

1.52% more ownership

Funds ownership: 22.26%23.78% (+1.5%)

5% less funds holding

Funds holding: 3937 (-2)

17% less first-time investments, than exits

New positions opened: 5 | Existing positions closed: 6

Holders
37
Holders Change
-2
Holders Change %
-5.13%
% of All Funds
0.65%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
5
Increased
18
Reduced
10
Closed
6
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$67.1M +$3.94M +193,186 +6%
PCM
2
Penserra Capital Management
California
$12.8M +$12.7M +621,151 New
PAG
3
Private Advisory Group
Washington
$10.6M +$1.21M +59,195 +13%
AWA
4
Arete Wealth Advisors
Illinois
$8.63M +$399K +19,567 +5%
PAIM
5
Punch & Associates Investment Management
Minnesota
$8.36M -$69K -3,381 -0.8%
Envestnet Asset Management
6
Envestnet Asset Management
Illinois
$7.51M -$31.3K -1,536 -0.4%
Commonwealth Equity Services
7
Commonwealth Equity Services
Massachusetts
$7.2M +$842K +41,268 +13%
KAS
8
Kestra Advisory Services
Texas
$6.03M +$67.4K +3,304 +1%
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$5.61M +$741K +36,333 +15%
Cambridge Investment Research Advisors
10
Cambridge Investment Research Advisors
Iowa
$4.08M -$90.6K -4,440 -2%
SMF
11
Sterling Manor Financial
New York
$3.67M -$16.4K -806 -0.4%
Osaic Holdings
12
Osaic Holdings
Arizona
$3.61M +$175K +8,604 +5%
IFG
13
Independent Financial Group
California
$2.8M +$918K +45,001 +49%
IAIM
14
International Assets Investment Management
Florida
$2.08M +$216K +10,599 +12%
KPWS
15
Kestra Private Wealth Services
Texas
$1.97M -$51K -2,500 -3%
TFS
16
Thoroughbred Financial Services
Tennessee
$1.28M
Invesco
17
Invesco
Georgia
$1.07M +$656K +32,171 +162%
DADC
18
D.A. Davidson & Co
Montana
$1.01M +$272K +13,329 +37%
BRWM
19
B. Riley Wealth Management
Tennessee
$976K -$25.5K -1,250 -3%
WS
20
Wedbush Securities
California
$903K +$156K +7,670 +21%
NCM
21
Narwhal Capital Management
Georgia
$873K +$105K +5,164 +14%
Janney Montgomery Scott
22
Janney Montgomery Scott
Pennsylvania
$688K +$86.9K +4,262 +15%
BRWA
23
B. Riley Wealth Advisors
Florida
$669K -$43.3K -2,124 -6%
COLIM
24
City of London Investment Management
United Kingdom
$632K +$627K +30,733 New
KA
25
Kovack Advisors
Florida
$441K -$49K -2,400 -10%

FTHY Hedge Fund Activity: Q3 2021 in Review

37 of the 5,712 institutional investors tracked by Wall St. Rank reported a position in First Trust High Yield Opportunities 2027 Term Fund (FTHY) for Q3 2021, worth a combined $162M — up 9.4% from $148M a quarter earlier.

Sellers outnumbered buyers: 6 funds closed out of FTHY and 5 opened new positions — a net loss of 1 holder — while 10 trimmed existing stakes and 18 added.

The largest buyer was Penserra Capital Management, opening a new position worth an estimated $12.7M. The largest seller was Rivernorth Capital Management, exiting entirely with an estimated $6.38M sold.

  • 37 institutional investors held First Trust High Yield Opportunities 2027 Term Fund (FTHY) as of Q3 2021, down from 39 in Q2 2021.
  • Funds reported $162M of First Trust High Yield Opportunities 2027 Term Fund stock for Q3 2021, up 9.4% quarter-over-quarter.
  • 5 funds opened new First Trust High Yield Opportunities 2027 Term Fund positions in Q3 2021 and 6 closed out, a net change of -1 holder.
  • The largest First Trust High Yield Opportunities 2027 Term Fund buyer in Q3 2021 was Penserra Capital Management, an estimated $12.7M added.
  • The largest First Trust High Yield Opportunities 2027 Term Fund seller in Q3 2021 was Rivernorth Capital Management, an estimated $6.38M sold.

Based on aggregated 13F filings for Q3 2021.