FTHY

First Trust High Yield Opportunities 2027 Term Fund
FTHY

Overview Fund Activity

35 hedge funds and large institutions have $107M invested in First Trust High Yield Opportunities 2027 Term Fund in 2020 Q4 according to their latest regulatory filings, with 12 funds opening new positions, 13 increasing their positions, 6 reducing their positions, and 1 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
35
Holders Change
+11
Holders Change %
+45.83%
% of All Funds
0.62%
Holding in Top 10
2
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.04%
New
12
Increased
13
Reduced
6
Closed
1
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Morgan Stanley
Morgan Stanley
New York
$39.7M
2
PAIM
Punch & Associates Investment Management
Minnesota
$6.14M
3
AIC
Ameritas Investment Company
Nebraska
$2.14M
4
Osaic Holdings
Osaic Holdings
Arizona
$2.29M
5
KAS
Kestra Advisory Services
Texas
$4.87M

Top Sellers

1
WP
WealthPLAN Partners
Nebraska
$0
2
BRWA
B. Riley Wealth Advisors
Florida
$708K
3
Cambridge Investment Research Advisors
Cambridge Investment Research Advisors
Iowa
$4.35M
4
22CM
20/20 Capital Management
California
$1.97M
5
Envestnet Asset Management
Envestnet Asset Management
Illinois
$7.15M
Name Holding Trade Value Shares
Change 		Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$39.7M +$13.1M +645,804 +49%
PAG
2
Private Advisory Group
Washington
$9.11M – – –
Envestnet Asset Management
3
Envestnet Asset Management
Illinois
$7.15M -$85.9K -4,225 -1%
AWA
4
Arete Wealth Advisors
Illinois
$6.78M +$220K +10,833 +3%
PAIM
5
Punch & Associates Investment Management
Minnesota
$6.14M +$6.14M +302,350 New
KAS
6
Kestra Advisory Services
Texas
$4.87M +$1.68M +83,813 +53%
Cambridge Investment Research Advisors
7
Cambridge Investment Research Advisors
Iowa
$4.35M -$116K -5,724 -3%
Commonwealth Equity Services
8
Commonwealth Equity Services
Massachusetts
$3.83M +$531K +26,128 +16%
SMF
9
Sterling Manor Financial
New York
$3.71M +$3.71M +182,386 New
CRWM
10
Castle Rock Wealth Management
California
$2.97M +$73.1K +3,717 +3%
Osaic Holdings
11
Osaic Holdings
Arizona
$2.29M +$1.69M +83,127 +280%
AIC
12
Ameritas Investment Company
Nebraska
$2.14M +$2.14M +105,333 New
22CM
13
20/20 Capital Management
California
$1.97M -$93.8K -4,753 -5%
WCFA
14
Walkner Condon Financial Advisors
Wisconsin
$1.8M – – –
Royal Bank of Canada
15
Royal Bank of Canada
Ontario, Canada
$1.4M -$5.08K -250 -0.4%
TFS
16
Thoroughbred Financial Services
Tennessee
$1.27M +$1.02M +50,000 +400%
BRWM
17
B. Riley Wealth Management
Tennessee
$1.03M +$44.8K +2,207 +5%
IAIM
18
International Assets Investment Management
Florida
$917K +$621K +30,543 +209%
KPWS
19
Kestra Private Wealth Services
Texas
$829K +$829K +41,250 New
BRWA
20
B. Riley Wealth Advisors
Florida
$708K -$434K -21,334 -38%
Millennium Management
21
Millennium Management
New York
$694K +$694K +34,178 New
KA
22
Kovack Advisors
Florida
$678K – – –
DADC
23
D.A. Davidson & Co
Montana
$577K +$240K +11,800 +71%
WS
24
Wedbush Securities
California
$490K +$13.7K +672 +3%
MCC
25
Money Concepts Capital
Florida
$454K +$454K +22,359 New
1
2