We are live on ! Find out more
FTHY

First Trust High Yield Opportunities 2027 Term Fund

36 hedge funds and large institutions have $110M invested in First Trust High Yield Opportunities 2027 Term Fund in 2020 Q4 according to their latest regulatory filings, with 12 funds opening new positions, 14 increasing their positions, 6 reducing their positions, and 1 closing their positions.

New
Increased
Maintained
Reduced
Closed

1,100% more first-time investments, than exits

New positions opened: 12 | Existing positions closed: 1

133% more repeat investments, than reductions

Existing positions increased: 14 | Existing positions reduced: 6

44% more funds holding

Funds holding: 2536 (+11)

44% more capital invested

Capital invested by funds: $76.3M → $110M (+$33.4M)

4.91% more ownership

Funds ownership: 11.36%16.26% (+4.9%)

0% more funds holding in top 10

Funds holding in top 10: 22 (0)

Holders
36
Holders Change
+11
Holders Change %
+44%
% of All Funds
0.64%
Holding in Top 10
2
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.04%
New
12
Increased
14
Reduced
6
Closed
1
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$39.7M +$13M +645,804 +49%
PAG
2
Private Advisory Group
Washington
$9.11M
Envestnet Asset Management
3
Envestnet Asset Management
Illinois
$7.15M -$84.8K -4,225 -1%
AWA
4
Arete Wealth Advisors
Illinois
$6.78M +$217K +10,833 +3%
PAIM
5
Punch & Associates Investment Management
Minnesota
$6.14M +$6.07M +302,350 New
KAS
6
Kestra Advisory Services
Texas
$4.87M +$1.68M +83,813 +53%
Cambridge Investment Research Advisors
7
Cambridge Investment Research Advisors
Iowa
$4.35M -$115K -5,724 -3%
Commonwealth Equity Services
8
Commonwealth Equity Services
Massachusetts
$3.83M +$524K +26,128 +16%
SMF
9
Sterling Manor Financial
New York
$3.71M +$3.66M +182,386 New
CRWM
10
Castle Rock Wealth Management
California
$2.97M +$74.6K +3,717 +3%
Osaic Holdings
11
Osaic Holdings
Arizona
$2.29M +$1.67M +83,127 +280%
IFG
12
Independent Financial Group
California
$2.25M +$89.7K +4,469 +4%
AIC
13
Ameritas Investment Company
Nebraska
$2.14M +$2.11M +105,333 New
22CM
14
20/20 Capital Management
California
$1.97M -$95.4K -4,753 -5%
WCFA
15
Walkner Condon Financial Advisors
Wisconsin
$1.8M
Royal Bank of Canada
16
Royal Bank of Canada
Ontario, Canada
$1.4M -$5.02K -250 -0.4%
TFS
17
Thoroughbred Financial Services
Tennessee
$1.27M +$1M +50,000 +400%
BRWM
18
B. Riley Wealth Management
Tennessee
$1.03M +$44.3K +2,207 +5%
IAIM
19
International Assets Investment Management
Florida
$917K +$613K +30,543 +209%
KPWS
20
Kestra Private Wealth Services
Texas
$829K +$828K +41,250 New
BRWA
21
B. Riley Wealth Advisors
Florida
$708K -$428K -21,334 -38%
Millennium Management
22
Millennium Management
New York
$694K +$686K +34,178 New
KA
23
Kovack Advisors
Florida
$678K
DADC
24
D.A. Davidson & Co
Montana
$577K +$237K +11,800 +71%
WS
25
Wedbush Securities
California
$490K +$13.5K +672 +3%

FTHY Hedge Fund Activity: Q4 2020 in Review

36 of the 5,652 institutional investors tracked by Wall St. Rank reported a position in First Trust High Yield Opportunities 2027 Term Fund (FTHY) for Q4 2020, worth a combined $110M — up 44% from $76.3M a quarter earlier.

Buyers outnumbered sellers: 12 funds opened new FTHY positions and 1 closed out — a net gain of 11 holders — while 14 added to existing stakes and 6 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $13M. The largest seller was WealthPLAN Partners, exiting entirely with an estimated $453K sold.

  • 36 institutional investors held First Trust High Yield Opportunities 2027 Term Fund (FTHY) as of Q4 2020, up from 25 in Q3 2020.
  • Funds reported $110M of First Trust High Yield Opportunities 2027 Term Fund stock for Q4 2020, up 44% quarter-over-quarter.
  • 12 funds opened new First Trust High Yield Opportunities 2027 Term Fund positions in Q4 2020 and 1 closed out, a net change of +11 holders.
  • The largest First Trust High Yield Opportunities 2027 Term Fund buyer in Q4 2020 was Morgan Stanley, an estimated $13M added.
  • The largest First Trust High Yield Opportunities 2027 Term Fund seller in Q4 2020 was WealthPLAN Partners, an estimated $453K sold.

Based on aggregated 13F filings for Q4 2020.