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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
+6.82%
1 Year Est. Return
+37.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$313M
AUM Growth
+$20.6M
Cap. Flow
+$3.81M
Cap. Flow %
1.22%
Top 10 Hldgs %
17.49%
Holding
763
New
96
Increased
243
Reduced
271
Closed
87

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$5.48M
2
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$5.36M
3
SGNT
SAGENT PHARMACEUTICALS INC COM STK (DE)
SGNT
+$3.18M
4
MVV icon
ProShares Ultra MidCap400
MVV
+$3.06M
5
SSO icon
ProShares Ultra S&P500
SSO
+$2.95M

Top Sells

Rank Stock Value
1
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$6.08M
2
IWM icon
iShares Russell 2000 ETF
IWM
+$5.13M
3
UWM icon
ProShares Ultra Russell2000
UWM
+$3.49M
4
UST icon
ProShares Ultra 7-10 Year Treasury
UST
+$2.09M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.51M

Sector Composition

Rank Sector Weight
1 Technology 9.35%
2 Energy 8.45%
3 Financials 7.74%
4 Healthcare 5.09%
5 Communication Services 4.65%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IGM icon
126
iShares Expanded Tech Sector ETF
IGM
$9.78B
$607K 0.19%
40,680
– –
BSV icon
127
Vanguard Short-Term Bond ETF
BSV
$44.7B
$601K 0.19%
+7,519
New +$604K
SCHA icon
128
Schwab U.S Small- Cap ETF
SCHA
$22.2B
$598K 0.19%
45,572
-360
-0.8% -$4.52K
IEI icon
129
iShares 3-7 Year Treasury Bond ETF
IEI
$18.1B
$596K 0.19%
4,964
-50,147
-91% -$6.08M
BX icon
130
Blackstone
BX
$107B
$594K 0.19%
19,210
+4,217
+28% +$115K
AMD icon
131
Advanced Micro Devices
AMD
$741B
$589K 0.19%
152,300
-4,221
-3% -$15.1K
NLY icon
132
Annaly Capital Management
NLY
$17.4B
$582K 0.19%
14,595
+2,718
+23% +$118K
UNP icon
133
Union Pacific
UNP
$175B
$577K 0.18%
6,864
+62
+0.9% +$4.91K
VHC icon
134
VirnetX Holding Corp
VHC
$54.4M
$575K 0.18%
1,480
+42
+3% +$16.7K
CZA icon
135
Invesco Zacks Mid-Cap ETF
CZA
$192M
$568K 0.18%
12,510
+1,030
+9% +$45.4K
WLT
136
DELISTED
WALTER ENERGY INC COM STK (DE)
WLT
$564K 0.18%
33,920
+800
+2% +$12.5K
MON
137
DELISTED
Monsanto Co
MON
$559K 0.18%
4,798
-657
-12% -$71.8K
CINF icon
138
Cincinnati Financial
CINF
$28.3B
$556K 0.18%
+10,614
New +$537K
HE icon
139
Hawaiian Electric Industries
HE
$2.28B
$554K 0.18%
21,251
-3,226
-13% -$83.4K
KRFT
140
DELISTED
KRAFT FOODS GROUP INC COM STK (VA)
KRFT
$548K 0.18%
10,172
+489
+5% +$26.1K
CMO
141
DELISTED
Capstead Mortgage Corp.
CMO
$546K 0.17%
45,166
+1,021
+2% +$12.2K
SYNA icon
142
Synaptics
SYNA
$4.33B
$544K 0.17%
10,497
+7,678
+272% +$376K
CME icon
143
CME Group
CME
$93.5B
$534K 0.17%
6,800
-152
-2% -$11.9K
PSX icon
144
Phillips 66
PSX
$82.5B
$533K 0.17%
6,912
-4,500
-39% -$300K
SBUX icon
145
Starbucks
SBUX
$118B
$527K 0.17%
13,450
+976
+8% +$38.6K
OCSL icon
146
Oaktree Specialty Lending
OCSL
$1.06B
$522K 0.17%
18,799
-373
-2% -$11K
SCHM icon
147
Schwab US Mid-Cap ETF
SCHM
$14.5B
$521K 0.17%
41,781
-6,702
-14% -$80.5K
CRUS icon
148
Cirrus Logic
CRUS
$6.87B
$509K 0.16%
24,926
+3,759
+18% +$81.1K
PGX icon
149
Invesco Preferred ETF
PGX
$3.81B
$507K 0.16%
37,732
-1,358
-3% -$18.5K
NCZ
150
Virtus Convertible & Income Fund II
NCZ
$285M
$489K 0.16%
13,619
-68
-0.5% -$2.39K
4 5
6
7 8

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B. Riley Wealth Advisors's Q4 2013 Portfolio in Review

As of Q4 2013, B. Riley Wealth Advisors held 763 positions worth $313M, up 7.1% from $292M the previous quarter. Its ten largest holdings account for 17% of the portfolio.

B. Riley Wealth Advisors's Q4 2013 filing shows 96 new, 243 increased, 271 reduced and 87 closed positions. Its largest new stake was iShares Core S&P 500 ETF: 30,783 shares worth $5.71M. The largest sale was iShares 3-7 Year Treasury Bond ETF, an estimated $6.08M.

By sector, the portfolio is most concentrated in Technology at 9.4% of assets, up from 8.3% a quarter earlier, followed by Energy and Financials.

  • B. Riley Wealth Advisors's largest Q4 2013 buy was iShares Core S&P 500 ETF: 30,783 shares worth $5.71M.
  • B. Riley Wealth Advisors added most to iShares Core S&P Mid-Cap ETF in Q4 2013, an estimated $5.36M increase.
  • B. Riley Wealth Advisors's biggest Q4 2013 reduction was iShares 3-7 Year Treasury Bond ETF, cutting an estimated $6.08M.
  • B. Riley Wealth Advisors fully exited ProShares Ultra 7-10 Year Treasury in Q4 2013, selling an estimated $2.09M.
  • B. Riley Wealth Advisors's ten largest holdings make up 17% of its $313M portfolio in Q4 2013.
  • B. Riley Wealth Advisors opened 96 new positions and closed 87 in Q4 2013.
  • B. Riley Wealth Advisors's portfolio value rose 7.1% quarter-over-quarter to $313M.

Based on B. Riley Wealth Advisors's 13F filing for Q4 2013, filed 21 Jan 2014.