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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
-1.27%
1 Year Est. Return
+37.01%
3 Year Est. Return
+105.27%
5 Year Est. Return
+122.55%
10 Year Est. Return
+465.52%
AUM
$384M
AUM Growth
-$41.6M
Cap. Flow
-$316M
Cap. Flow %
-82.26%
Top 10 Hldgs %
12.69%
Holding
2,640
New
189
Increased
71
Reduced
395
Closed
1,957

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$870K
2
SLV icon
iShares Silver Trust
SLV
+$579K
3
QID icon
ProShares UltraShort QQQ
QID
+$425K
4
WFT
Weatherford International plc
WFT
+$386K
5
KMI icon
Kinder Morgan
KMI
+$334K

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$22.8M
2
META icon
Meta Platforms (Facebook)
META
+$6.67M
3
CVX icon
Chevron
CVX
+$5.29M
4
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
+$4.71M
5
GE icon
GE Aerospace
GE
+$4.54M

Sector Composition

Rank Sector Weight
1 Miscellaneous 51.69%
2 Energy 7.27%
3 Technology 7.19%
4 Healthcare 6.93%
5 Financials 6.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PDM
1351
Piedmont Realty Trust
PDM
$1.17B
– –
-664
Closed -$12.6K
PDP icon
1352
Invesco Dorsey Wright Momentum ETF
PDP
$1.43B
– –
-1,678
Closed -$65.4K
PDS
1353
Precision Drilling
PDS
$1.12B
– –
-44
Closed -$12.3K
PEJ icon
1354
Invesco Leisure and Entertainment ETF
PEJ
$357M
– –
-100
Closed -$3.41K
PEO
1355
Adams Natural Resources Fund
PEO
$807M
– –
-426
Closed -$12.8K
PETS icon
1356
PetMed Express
PETS
$35.1M
– –
-700
Closed -$9.44K
PFG icon
1357
Principal Financial Group
PFG
$24.8B
– –
-1,825
Closed -$92.1K
PFI icon
1358
Invesco Dorsey Wright Financial Momentum ETF
PFI
$60.1M
– –
-750
Closed -$21.9K
PFL
1359
PIMCO Income Strategy Fund
PFL
$361M
– –
-8,000
Closed -$98.7K
PFM icon
1360
Invesco Dividend Achievers ETF
PFM
$784M
– –
-900
Closed -$18.9K
PFS icon
1361
Provident Financial Services
PFS
$3.02B
– –
-706
Closed -$12.2K
PGEN icon
1362
Precigen
PGEN
$2.82B
– –
-105
Closed -$2.51K
PGF icon
1363
Invesco Financial Preferred ETF
PGF
$644M
– –
-3,267
Closed -$59.5K
PGJ icon
1364
Invesco Golden Dragon China ETF
PGJ
$83.6M
– –
-400
Closed -$12.4K
PGP
1365
PIMCO Global StockPLUS & Income Fund
PGP
$97.8M
– –
-2,255
Closed -$58.3K
PGX icon
1366
Invesco Preferred ETF
PGX
$3.68B
– –
-8,250
Closed -$121K
PHG icon
1367
Philips
PHG
$24.1B
– –
-3,371
Closed -$74.2K
PHM icon
1368
Pultegroup
PHM
$22.6B
– –
-1,611
Closed -$32.5K
PHK
1369
PIMCO High Income Fund
PHK
$820M
– –
-9,731
Closed -$133K
PHT
1370
DELISTED
Pioneer High Income Fund
PHT
– –
-263
Closed -$4.86K
PICK icon
1371
iShares MSCI Global Metals & Mining Producers ETF
PICK
$2.52B
– –
-135
Closed -$5.42K
PID icon
1372
Invesco International Dividend Achievers ETF
PID
$886M
– –
-7,150
Closed -$138K
PIE icon
1373
Invesco Dorsey Wright Emerging Markets Momentum ETF
PIE
$248M
– –
-176
Closed -$3.28K
PII icon
1374
Polaris
PII
$3.17B
– –
-233
Closed -$30.4K
IMVP
1375
Invesco India ETF
IMVP
$102M
– –
-738
Closed -$16K
53 54
55
56 57

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B. Riley Wealth Advisors's Q3 2014 Portfolio in Review

As of Q3 2014, B. Riley Wealth Advisors held 2,640 positions worth $384M, down 9.8% from $426M the previous quarter. Its ten largest holdings account for 13% of the portfolio.

B. Riley Wealth Advisors withdrew a net $316M in Q3 2014, closing 1,957 positions and reducing 395 holdings. Its most notable exit was iShares 7-10 Year Treasury Bond ETF, an estimated $2.28M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 52% of assets, up from 35% a quarter earlier, followed by Energy and Technology.

Against the trend, B. Riley Wealth Advisors opened a new position in Weatherford International plc worth $357K.

  • B. Riley Wealth Advisors's largest Q3 2014 buy was Weatherford International plc: 17,182 shares worth $357K.
  • B. Riley Wealth Advisors added most to State Street SPDR S&P 500 ETF Trust in Q3 2014, an estimated $870K increase.
  • B. Riley Wealth Advisors's biggest Q3 2014 reduction was Apple, cutting an estimated $22.8M.
  • B. Riley Wealth Advisors fully exited iShares 7-10 Year Treasury Bond ETF in Q3 2014, selling an estimated $2.28M.
  • B. Riley Wealth Advisors's ten largest holdings make up 13% of its $384M portfolio in Q3 2014.
  • B. Riley Wealth Advisors opened 189 new positions and closed 1,957 in Q3 2014.
  • B. Riley Wealth Advisors's portfolio value fell 9.8% quarter-over-quarter to $384M.

Based on B. Riley Wealth Advisors's 13F filing for Q3 2014, filed 14 Nov 2014.