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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
+6.43%
1 Year Est. Return
+37.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$3.6B
AUM Growth
-$333M
Cap. Flow
-$515M
Cap. Flow %
-14.33%
Top 10 Hldgs %
23.78%
Holding
1,458
New
79
Increased
287
Reduced
844
Closed
195

Top Buys

Rank Stock Value
1
ACWV icon
iShares MSCI Global Min Vol Factor ETF
ACWV
+$9.6M
2
EFV icon
iShares MSCI EAFE Value ETF
EFV
+$6.13M
3
XMMO icon
Invesco S&P MidCap Momentum ETF
XMMO
+$5.62M
4
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$5.57M
5
IAU icon
iShares Gold Trust
IAU
+$5.37M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$44.7M
2
NVDA icon
NVIDIA
NVDA
+$29.4M
3
MSFT icon
Microsoft
MSFT
+$15.8M
4
VTV icon
Vanguard Morningstar Value ETF
VTV
+$14.9M
5
PG icon
Procter & Gamble
PG
+$14M

Sector Composition

Rank Sector Weight
1 Technology 17.91%
2 Healthcare 5.93%
3 Consumer Discretionary 5.68%
4 Financials 5.59%
5 Industrials 4.4%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GCC icon
1326
WisdomTree Enhanced Commodity Strategy Fund
GCC
$270M
– –
-14,369
Closed -$272K
GDXJ icon
1327
VanEck Junior Gold Miners ETF
GDXJ
$6.89B
– –
-6,650
Closed -$280K
GDXU icon
1328
MicroSectors Gold Miners 3x Leveraged ETN
GDXU
$638M
– –
-17,170
Closed -$576K
GFEB icon
1329
FT Vest US Equity Moderate Buffer ETF February
GFEB
$380M
– –
-7,000
Closed -$248K
GGG icon
1330
Graco
GGG
$12.9B
– –
-2,665
Closed -$211K
GNOV icon
1331
FT Vest US Equity Moderate Buffer ETF November
GNOV
$296M
– –
-10,025
Closed -$339K
GOLF icon
1332
Acushnet Holdings
GOLF
$5.93B
– –
-3,523
Closed -$224K
B
1333
Barrick Mining
B
$61.5B
– –
-10,285
Closed -$172K
GRID
1334
First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund
GRID
$11.5B
– –
-3,118
Closed -$360K
GSBD icon
1335
Goldman Sachs BDC
GSBD
$969M
– –
-11,500
Closed -$178K
GSLC icon
1336
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
$15.1B
– –
-3,185
Closed -$341K
GSL icon
1337
Global Ship Lease
GSL
$1.6B
– –
-59,671
Closed -$1.72M
HEQ
1338
John Hancock Hedged Equity & Income Fund
HEQ
$137M
– –
-48,914
Closed -$508K
HTGC icon
1339
Hercules Capital
HTGC
$3.07B
– –
-12,976
Closed -$265K
IDCC icon
1340
InterDigital
IDCC
$7.87B
– –
-2,763
Closed -$322K
IEO icon
1341
iShares US Oil & Gas Exploration & Production ETF
IEO
$580M
– –
-2,304
Closed -$229K
IGD
1342
Voya Global Equity Dividend and Premium Opportunity Fund
IGD
$517M
– –
-118,690
Closed -$610K
IJK icon
1343
iShares S&P Mid-Cap 400 Growth ETF
IJK
$10.7B
– –
-3,899
Closed -$344K
INDI icon
1344
indie Semiconductor
INDI
$682M
– –
-17,000
Closed -$105K
IONQ icon
1345
IonQ
IONQ
$13.6B
– –
-17,725
Closed -$125K
IOO icon
1346
iShares Global 100 ETF
IOO
$8.93B
– –
-4,600
Closed -$444K
IVOO icon
1347
Vanguard S&P Mid-Cap 400 ETF
IVOO
$3.71B
– –
-2,155
Closed -$214K
JFR icon
1348
Nuveen Floating Rate Income Fund
JFR
$1.24B
– –
-38,502
Closed -$336K
JHEM icon
1349
John Hancock Multifactor Emerging Markets ETF
JHEM
$987M
– –
-8,730
Closed -$233K
KLIP icon
1350
KraneShares China Internet and Covered Call Strategy ETF
KLIP
$101M
– –
-9,989
Closed -$386K
52 53
54
55 56

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EPW
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BCIM
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PCP
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EAM
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ACM
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WRBC
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B. Riley Wealth Advisors's Q3 2024 Portfolio in Review

As of Q3 2024, B. Riley Wealth Advisors held 1,458 positions worth $3.6B, down 8.5% from $3.93B the previous quarter. Its ten largest holdings account for 24% of the portfolio.

B. Riley Wealth Advisors withdrew a net $515M in Q3 2024, closing 195 positions and reducing 844 holdings. Its most notable exit was Lam Research, an estimated $10.9M position sold in full.

By sector, the portfolio is most concentrated in Technology at 18% of assets, down from 19% a quarter earlier, followed by Healthcare and Consumer Discretionary.

Against the trend, B. Riley Wealth Advisors opened a new position in iShares MSCI Global Min Vol Factor ETF worth $9.96M.

  • B. Riley Wealth Advisors's largest Q3 2024 buy was iShares MSCI Global Min Vol Factor ETF: 87,274 shares worth $9.96M.
  • B. Riley Wealth Advisors added most to iShares MSCI EAFE Value ETF in Q3 2024, an estimated $6.13M increase.
  • B. Riley Wealth Advisors's biggest Q3 2024 reduction was Apple, cutting an estimated $44.7M.
  • B. Riley Wealth Advisors fully exited Lam Research in Q3 2024, selling an estimated $10.9M.
  • B. Riley Wealth Advisors's ten largest holdings make up 24% of its $3.6B portfolio in Q3 2024.
  • B. Riley Wealth Advisors opened 79 new positions and closed 195 in Q3 2024.
  • B. Riley Wealth Advisors's portfolio value fell 8.5% quarter-over-quarter to $3.6B.

Based on B. Riley Wealth Advisors's 13F filing for Q3 2024, filed 13 Dec 2024.