B. Riley Wealth Advisors’s FT Vest US Equity Moderate Buffer ETF November GNOV Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Shares Change %	Capital Flow	Portfolio Weight	Portfolio Position
2024 Q3	–	Sell	-10,025	Closed	-$339K	–	1334
2024 Q2	$339K	Buy	+10,025	New	+$339K	0.01%	973
2024 Q1	–	Sell	-10,600	Closed	-$336K	–	1477
2023 Q4	$336K	Buy	+10,600	New	+$336K	0.01%	998