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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
-1.27%
1 Year Est. Return
+37.01%
3 Year Est. Return
+105.27%
5 Year Est. Return
+122.55%
10 Year Est. Return
+465.52%
AUM
$384M
AUM Growth
-$41.6M
Cap. Flow
-$316M
Cap. Flow %
-82.26%
Top 10 Hldgs %
12.69%
Holding
2,640
New
189
Increased
71
Reduced
395
Closed
1,957

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$870K
2
SLV icon
iShares Silver Trust
SLV
+$579K
3
QID icon
ProShares UltraShort QQQ
QID
+$425K
4
WFT
Weatherford International plc
WFT
+$386K
5
KMI icon
Kinder Morgan
KMI
+$334K

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$22.8M
2
META icon
Meta Platforms (Facebook)
META
+$6.67M
3
CVX icon
Chevron
CVX
+$5.29M
4
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
+$4.71M
5
GE icon
GE Aerospace
GE
+$4.54M

Sector Composition

Rank Sector Weight
1 Miscellaneous 51.69%
2 Energy 7.27%
3 Technology 7.19%
4 Healthcare 6.93%
5 Financials 6.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OXM icon
1326
Oxford Industries
OXM
$433M
– –
-5
Closed -$322
OXSQ icon
1327
Oxford Square Capital
OXSQ
$137M
– –
-2,865
Closed -$28.4K
OXY icon
1328
Occidental Petroleum
OXY
$59.3B
– –
-8,936
Closed -$879K
OZK icon
1329
Bank OZK
OZK
$5.22B
– –
-358
Closed -$12K
PAAS icon
1330
Pan American Silver
PAAS
$20.6B
– –
-3,880
Closed -$59.6K
PAG icon
1331
Penske Automotive Group
PAG
$14.1B
– –
-312
Closed -$15.4K
PALL icon
1332
abrdn Physical Palladium Shares ETF
PALL
$690M
– –
-4,800
Closed -$78.9K
PARA
1333
DELISTED
Paramount Global Class B
PARA
– –
-1,600
Closed -$99.5K
PAYX icon
1334
Paychex
PAYX
$41.5B
– –
-913
Closed -$37.9K
PBA icon
1335
Pembina Pipeline
PBA
$27.7B
– –
-5,023
Closed -$216K
PBD icon
1336
Invesco Global Clean Energy ETF
PBD
$125M
– –
-2,000
Closed -$27.9K
PBE icon
1337
Invesco Biotechnology & Genome ETF
PBE
$417M
– –
-1,241
Closed -$54.3K
PBI icon
1338
Pitney Bowes
PBI
$2.37B
– –
-967
Closed -$26.7K
PBP icon
1339
Invesco S&P 500 BuyWrite ETF
PBP
$384M
– –
-4,950
Closed -$106K
PBT
1340
Permian Basin Royalty Trust
PBT
$1.62B
– –
-2,516
Closed -$35.9K
PBYI icon
1341
Puma Biotechnology
PBYI
$491M
– –
-5
Closed -$330
PBW icon
1342
Invesco WilderHill Clean Energy ETF
PBW
$376M
– –
-319
Closed -$11K
PCAR icon
1343
PACCAR
PCAR
$61.8B
– –
-2,406
Closed -$101K
PCG icon
1344
PG&E
PCG
$29.5B
– –
-1,475
Closed -$70.8K
PCK
1345
DELISTED
Pimco California Municipal Income Fund II
PCK
– –
-2,070
Closed -$19.6K
PCN
1346
PIMCO Corporate & Income Strategy Fund
PCN
$852M
– –
-1,412
Closed -$24K
PCRX icon
1347
Pacira BioSciences
PCRX
$976M
– –
-1,485
Closed -$136K
PCY icon
1348
Invesco Emerging Markets Sovereign Debt ETF
PCY
$1.29B
– –
-400
Closed -$11.7K
PCYO icon
1349
Pure Cycle
PCYO
$268M
– –
-5,000
Closed -$33.9K
PDI icon
1350
PIMCO Dynamic Income Fund
PDI
$6.9B
– –
-1,096
Closed -$37.4K
52 53
54
55 56

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B. Riley Wealth Advisors's Q3 2014 Portfolio in Review

As of Q3 2014, B. Riley Wealth Advisors held 2,640 positions worth $384M, down 9.8% from $426M the previous quarter. Its ten largest holdings account for 13% of the portfolio.

B. Riley Wealth Advisors withdrew a net $316M in Q3 2014, closing 1,957 positions and reducing 395 holdings. Its most notable exit was iShares 7-10 Year Treasury Bond ETF, an estimated $2.28M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 52% of assets, up from 35% a quarter earlier, followed by Energy and Technology.

Against the trend, B. Riley Wealth Advisors opened a new position in Weatherford International plc worth $357K.

  • B. Riley Wealth Advisors's largest Q3 2014 buy was Weatherford International plc: 17,182 shares worth $357K.
  • B. Riley Wealth Advisors added most to State Street SPDR S&P 500 ETF Trust in Q3 2014, an estimated $870K increase.
  • B. Riley Wealth Advisors's biggest Q3 2014 reduction was Apple, cutting an estimated $22.8M.
  • B. Riley Wealth Advisors fully exited iShares 7-10 Year Treasury Bond ETF in Q3 2014, selling an estimated $2.28M.
  • B. Riley Wealth Advisors's ten largest holdings make up 13% of its $384M portfolio in Q3 2014.
  • B. Riley Wealth Advisors opened 189 new positions and closed 1,957 in Q3 2014.
  • B. Riley Wealth Advisors's portfolio value fell 9.8% quarter-over-quarter to $384M.

Based on B. Riley Wealth Advisors's 13F filing for Q3 2014, filed 14 Nov 2014.