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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
-0.41%
1 Year Est. Return
+37.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$3.14B
AUM Growth
+$65.4M
Cap. Flow
+$101M
Cap. Flow %
3.23%
Top 10 Hldgs %
17.11%
Holding
1,509
New
139
Increased
757
Reduced
443
Closed
105

Top Buys

Rank Stock Value
1
U icon
Unity
U
+$9.92M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$9.72M
3
AAPL icon
Apple
AAPL
+$6.33M
4
ESGU icon
iShares ESG Aware MSCI USA ETF
ESGU
+$5.78M
5
TIP icon
iShares TIPS Bond ETF
TIP
+$5.49M

Top Sells

Rank Stock Value
1
BABA icon
Alibaba
BABA
+$7.93M
2
PKW icon
Invesco BuyBack Achievers ETF
PKW
+$6.85M
3
IUSV icon
iShares Core S&P US Value ETF
IUSV
+$6.74M
4
FTNT icon
Fortinet
FTNT
+$6.52M
5
FIDU icon
Fidelity MSCI Industrials Index ETF
FIDU
+$5.93M

Sector Composition

Rank Sector Weight
1 Technology 16.4%
2 Healthcare 6.92%
3 Consumer Discretionary 6.8%
4 Financials 6.31%
5 Communication Services 5.67%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MNDT
1251
DELISTED
Mandiant, Inc. Common Stock
MNDT
$196K 0.01%
10,988
-185
-2% -$3.51K
CMCL icon
1252
Caledonia Mining Corp
CMCL
$363M
$193K 0.01%
15,878
-140
-0.9% -$1.7K
GSBD icon
1253
Goldman Sachs BDC
GSBD
$993M
$192K 0.01%
10,425
+123
+1% +$2.35K
GHY
1254
PGIM Global High Yield Fund
GHY
$477M
$189K 0.01%
12,052
+242
+2% +$3.8K
DNP icon
1255
DNP Select Income Fund
DNP
$4.06B
$186K 0.01%
17,385
+981
+6% +$10.5K
FSD
1256
DELISTED
FIRST TRUST HIGH INCOME LONG/SHORT FUND
FSD
$185K 0.01%
11,635
+35
+0.3% +$557
MYN icon
1257
BlackRock MuniYield New York Quality Fund
MYN
$372M
$181K 0.01%
13,114
+9
+0.1% +$129
FLG
1258
Flagstar Bank National Association
FLG
$5.93B
$178K 0.01%
4,607
+71
+2% +$2.58K
BKKT icon
1259
Bakkt Inc
BKKT
$329M
$174K 0.01%
686
-4
-0.6% -$1K
EVGO icon
1260
EVgo
EVGO
$227M
$174K 0.01%
21,250
+1,264
+6% +$12.8K
BGIO
1261
DELISTED
BlackRock 2022 Global Income Opportunity Trust
BGIO
$174K 0.01%
33,290
-5,150
-13% -$36.9K
FBIO icon
1262
Fortress Biotech
FBIO
$91.7M
$172K 0.01%
3,557
+623
+21% +$30.4K
RQI icon
1263
Cohen & Steers Quality Income Realty Fund
RQI
$1.7B
$171K 0.01%
11,447
-2,252
-16% -$35.9K
IMGN
1264
DELISTED
Immunogen Inc
IMGN
$170K 0.01%
28,359
– –
JHAA
1265
DELISTED
Nuveen Corporate Income 2023 Target Term Fund
JHAA
$170K 0.01%
17,127
+1
+0% +$10
CHY
1266
Calamos Convertible and High Income Fund
CHY
$1.02B
$169K 0.01%
10,765
+36
+0.3% +$580
RIG icon
1267
Transocean
RIG
$5.7B
$169K 0.01%
44,386
+10,268
+30% +$37.4K
BELFB
1268
Bel Fuse Inc Class B
BELFB
$3.91B
$167K 0.01%
+13,400
New +$180K
GNT
1269
GAMCO Natural Resources, Gold & Income Trust
GNT
$136M
$167K 0.01%
32,908
+14
+0% +$74
PMX
1270
DELISTED
PIMCO Municipal Income Fund III
PMX
$164K 0.01%
13,058
+2
+0% +$26
TK icon
1271
Teekay
TK
$1.03B
$163K 0.01%
43,653
-3,221
-7% -$10.1K
XRN
1272
Chiron Real Estate Inc
XRN
$511M
$161K 0.01%
2,182
-411
-16% -$31.3K
JRO
1273
DELISTED
Nuveen Floating Rate Income Opportunty Fund
JRO
$161K 0.01%
16,075
-118
-0.7% -$1.16K
EAD
1274
Allspring Income Opportunities Fund
EAD
$375M
$160K 0.01%
18,122
+3
+0% +$27
NMFC icon
1275
New Mountain Finance
NMFC
$683M
$159K 0.01%
11,929
+1,000
+9% +$13.4K
49 50
51
52 53

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P3I
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EPW
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BCIM
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PCP
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EAM
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ACM
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WRBC
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B. Riley Wealth Advisors's Q3 2021 Portfolio in Review

As of Q3 2021, B. Riley Wealth Advisors held 1,509 positions worth $3.14B, up 2.1% from $3.08B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

B. Riley Wealth Advisors deployed $101M of net new capital in Q3 2021, opening 139 new positions and adding to 757 existing holdings. Its largest new stake was Unity: 83,817 shares worth $10.6M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 16% a quarter earlier, followed by Healthcare and Consumer Discretionary.

On the sell side, the largest reduction was Alibaba, an estimated $7.93M trimmed.

  • B. Riley Wealth Advisors's largest Q3 2021 buy was Unity: 83,817 shares worth $10.6M.
  • B. Riley Wealth Advisors added most to iShares Core S&P 500 ETF in Q3 2021, an estimated $9.72M increase.
  • B. Riley Wealth Advisors's biggest Q3 2021 reduction was Alibaba, cutting an estimated $7.93M.
  • B. Riley Wealth Advisors fully exited Wynn Resorts in Q3 2021, selling an estimated $4.98M.
  • B. Riley Wealth Advisors's ten largest holdings make up 17% of its $3.14B portfolio in Q3 2021.
  • B. Riley Wealth Advisors opened 139 new positions and closed 105 in Q3 2021.
  • B. Riley Wealth Advisors's portfolio value rose 2.1% quarter-over-quarter to $3.14B.

Based on B. Riley Wealth Advisors's 13F filing for Q3 2021, filed 16 Nov 2021.