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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
+9.12%
1 Year Est. Return
+37.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$3.47B
AUM Growth
+$328M
Cap. Flow
+$101M
Cap. Flow %
2.91%
Top 10 Hldgs %
19.15%
Holding
1,535
New
131
Increased
704
Reduced
513
Closed
128

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$18M
2
META icon
Meta Platforms (Facebook)
META
+$14M
3
CAT icon
Caterpillar
CAT
+$8.84M
4
AAPL icon
Apple
AAPL
+$6.67M
5
IIPR icon
Innovative Industrial Properties
IIPR
+$5.43M

Top Sells

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$6.89M
2
SHOP icon
Shopify
SHOP
+$5.01M
3
NTNX icon
Nutanix
NTNX
+$4.79M
4
CRWD icon
CrowdStrike
CRWD
+$4.01M
5
SDS icon
ProShares UltraShort S&P500
SDS
+$3.81M

Sector Composition

Rank Sector Weight
1 Technology 17.22%
2 Consumer Discretionary 6.77%
3 Healthcare 6.75%
4 Financials 5.91%
5 Communication Services 5.53%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XSW icon
1226
State Street SPDR S&P Software & Services ETF
XSW
$477M
$222K 0.01%
1,339
+110
+9% +$19.1K
FSR
1227
DELISTED
Fisker Inc.
FSR
$222K 0.01%
+14,085
New +$244K
BIP icon
1228
Brookfield Infrastructure Partners
BIP
$18.4B
$221K 0.01%
5,433
-150
-3% -$5.79K
EGP icon
1229
EastGroup Properties
EGP
$11B
$221K 0.01%
+970
New +$195K
IFF icon
1230
International Flavors & Fragrances
IFF
$20.7B
$221K 0.01%
+1,460
New +$213K
IVOL icon
1231
Quadratic Interest Rate Volatility and Inflation Hedge ETF
IVOL
$273M
$221K 0.01%
8,200
-14,716
-64% -$402K
OCCI
1232
OFS Credit Co
OCCI
$72.8M
$220K 0.01%
18,241
-509
-3% -$6.11K
GRID
1233
First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund
GRID
$12.1B
$218K 0.01%
+2,122
New +$214K
PMX
1234
DELISTED
PIMCO Municipal Income Fund III
PMX
$218K 0.01%
17,057
+3,999
+31% +$49.4K
SPAB icon
1235
State Street SPDR Portfolio Aggregate Bond ETF
SPAB
$9.77B
$218K 0.01%
7,350
-167
-2% -$4.97K
DOC
1236
DELISTED
PHYSICIANS REALTY TRUST
DOC
$218K 0.01%
11,552
+52
+0.5% +$958
SPT icon
1237
Sprout Social
SPT
$526M
$217K 0.01%
2,383
+31
+1% +$3.51K
BUI icon
1238
BlackRock Utilities, Infrastructure & Power Opportunities Trust
BUI
$720M
$216K 0.01%
+8,113
New +$209K
HIMX
1239
Himax Technologies
HIMX
$2.47B
$216K 0.01%
+13,500
New +$148K
BTX
1240
BlackRock Technology and Private Equity Term Trust
BTX
$1B
$216K 0.01%
14,800
-6,800
-31% -$113K
DOCN icon
1241
DigitalOcean
DOCN
$15.1B
$214K 0.01%
+2,664
New +$249K
NI icon
1242
NiSource
NI
$21.3B
$214K 0.01%
7,760
-753
-9% -$19.2K
SDG icon
1243
iShares MSCI Global Sustainable Development Goals ETF
SDG
$173M
$214K 0.01%
2,355
-16
-0.7% -$1.5K
TLRY icon
1244
Tilray
TLRY
$632M
$213K 0.01%
3,018
-2,367
-44% -$238K
HTGC icon
1245
Hercules Capital
HTGC
$3.16B
$212K 0.01%
12,720
-185
-1% -$3.14K
JPI
1246
DELISTED
Nuveen Preferred Securities & Income Opportunities Fund
JPI
$212K 0.01%
8,161
-1,219
-13% -$30.7K
FTXL icon
1247
First Trust Nasdaq Semiconductor ETF
FTXL
$1.45B
$211K 0.01%
2,600
-600
-19% -$44.7K
PHG icon
1248
Philips
PHG
$25.9B
$211K 0.01%
6,905
-35
-0.5% -$1.19K
FIW icon
1249
First Trust Water ETF
FIW
$1.93B
$210K 0.01%
+2,207
New +$201K
RQI icon
1250
Cohen & Steers Quality Income Realty Fund
RQI
$1.7B
$210K 0.01%
11,494
+47
+0.4% +$780
48 49
50
51 52

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P3I
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EPW
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BCIM
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PCP
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EAM
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ACM
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WRBC
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B. Riley Wealth Advisors's Q4 2021 Portfolio in Review

As of Q4 2021, B. Riley Wealth Advisors held 1,535 positions worth $3.47B, up 10% from $3.14B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

B. Riley Wealth Advisors's Q4 2021 filing shows 131 new, 704 increased, 513 reduced and 128 closed positions. Its largest new stake was VanEck IG Floating Rate ETF: 103,641 shares worth $2.62M. The largest sale was iShares MSCI USA Momentum Factor ETF, an estimated $6.89M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 16% a quarter earlier, followed by Consumer Discretionary and Healthcare.

  • B. Riley Wealth Advisors's largest Q4 2021 buy was VanEck IG Floating Rate ETF: 103,641 shares worth $2.62M.
  • B. Riley Wealth Advisors added most to iShares Core S&P 500 ETF in Q4 2021, an estimated $18M increase.
  • B. Riley Wealth Advisors's biggest Q4 2021 reduction was iShares MSCI USA Momentum Factor ETF, cutting an estimated $6.89M.
  • B. Riley Wealth Advisors fully exited ProShares UltraShort S&P500 in Q4 2021, selling an estimated $3.81M.
  • B. Riley Wealth Advisors's ten largest holdings make up 19% of its $3.47B portfolio in Q4 2021.
  • B. Riley Wealth Advisors opened 131 new positions and closed 128 in Q4 2021.
  • B. Riley Wealth Advisors's portfolio value rose 10% quarter-over-quarter to $3.47B.

Based on B. Riley Wealth Advisors's 13F filing for Q4 2021, filed 28 Jan 2022.