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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
-6.68%
1 Year Est. Return
+37.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$416M
AUM Growth
+$13.8M
Cap. Flow
+$51.9M
Cap. Flow %
12.46%
Top 10 Hldgs %
15.86%
Holding
642
New
109
Increased
323
Reduced
116
Closed
79

Top Buys

Rank Stock Value
1
DWTI
VelocityShares 3x Inverse Crude ETN linked to the S&P GSCI Crude Oil Index Excess Return
DWTI
+$3.53M
2
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$1.95M
3
UDF
UNITED DEV FDG IV COM SHS OF BENE INT (TX)
UDF
+$1.81M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$1.62M
5
AAPL icon
Apple
AAPL
+$1.39M

Top Sells

Rank Stock Value
1
MPVD
Mountain Province Diamonds Inc.
MPVD
+$2.32M
2
GOOG icon
Alphabet (Google) Class C
GOOG
+$1.95M
3
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$1.55M
4
MRVC
MRV Communications Inc
MRVC
+$830K
5
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$613K

Sector Composition

Rank Sector Weight
1 Healthcare 9.64%
2 Technology 8.67%
3 Financials 7.4%
4 Communication Services 7.09%
5 Consumer Staples 5.25%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BKLN icon
101
Invesco Senior Loan ETF
BKLN
$6.97B
$1.06M 0.26%
46,143
-1,142
-2% -$26.9K
VUG icon
102
Vanguard Growth ETF
VUG
$216B
$1.06M 0.25%
63,342
+16,074
+34% +$285K
MCD icon
103
McDonald's
MCD
$194B
$1.05M 0.25%
10,685
+2,853
+36% +$278K
DUK icon
104
Duke Energy
DUK
$102B
$1.05M 0.25%
14,555
+4,281
+42% +$310K
ABBV icon
105
AbbVie
ABBV
$470B
$1.04M 0.25%
19,167
+5,770
+43% +$376K
RVTY icon
106
Revvity
RVTY
$12.4B
$1.04M 0.25%
22,708
-550
-2% -$27.3K
AGN
107
DELISTED
Allergan plc
AGN
$1.04M 0.25%
3,808
+169
+5% +$51.9K
VEA icon
108
Vanguard FTSE Developed Markets ETF
VEA
$225B
$1.03M 0.25%
28,940
+17,380
+150% +$668K
EVOL
109
DELISTED
Evolving Systems, Inc.
EVOL
$1M 0.24%
166,790
+118,790
+247% +$836K
VNQ icon
110
Vanguard Real Estate ETF
VNQ
$40.2B
$995K 0.24%
13,155
+327
+3% +$25.1K
DD icon
111
DuPont de Nemours
DD
$19B
$981K 0.24%
9,126
+691
+8% +$80.1K
GGME icon
112
Invesco Next Gen Media and Gaming ETF
GGME
$44.3M
$965K 0.23%
40,269
+3,250
+9% +$83.2K
BABA icon
113
Alibaba
BABA
$277B
$963K 0.23%
16,302
+1,255
+8% +$91.3K
RSPS icon
114
Invesco S&P 500 Equal Weight Consumer Staples ETF
RSPS
$255M
$959K 0.23%
45,100
+6,500
+17% +$141K
IEP icon
115
Icahn Enterprises
IEP
$5.25B
$957K 0.23%
14,276
+4,301
+43% +$324K
CZA icon
116
Invesco Zacks Mid-Cap ETF
CZA
$189M
$942K 0.23%
19,960
+1,350
+7% +$67.5K
SDY icon
117
State Street SPDR S&P Dividend ETF
SDY
$22.3B
$942K 0.23%
13,051
+1,782
+16% +$134K
XLVS
118
DELISTED
POWERSHARES S&P SMALLCAP HEALTH CARE PORTFOLIO
XLVS
$921K 0.22%
14,143
-219
-2% -$14.3K
RZG icon
119
Invesco S&P SmallCap 600 Pure Growth ETF
RZG
$142M
$916K 0.22%
34,023
-1,632
-5% -$47.8K
IWS icon
120
iShares Russell Mid-Cap Value ETF
IWS
$15.8B
$908K 0.22%
13,530
+32
+0.2% +$2.27K
SPYB
121
DELISTED
SPDR S&P 500 Buyback ETF
SPYB
$905K 0.22%
20,100
-3,150
-14% -$152K
BP icon
122
BP
BP
$108B
$901K 0.22%
34,996
+3,273
+10% +$95.9K
FNX icon
123
First Trust Mid Cap Core AlphaDEX Fund
FNX
$1.39B
$894K 0.21%
18,558
+690
+4% +$35.5K
PSEC icon
124
Prospect Capital
PSEC
$1.13B
$891K 0.21%
124,874
-44,299
-26% -$330K
RSPU icon
125
Invesco S&P 500 Equal Weight Utilities ETF
RSPU
$552M
$890K 0.21%
25,072
+3,460
+16% +$123K
3 4
5
6 7

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P3I
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EPW
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BCIM
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PCP
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EAM
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ACM
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WRBC
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B. Riley Wealth Advisors's Q3 2015 Portfolio in Review

As of Q3 2015, B. Riley Wealth Advisors held 642 positions worth $416M, up 3.4% from $402M the previous quarter. Its ten largest holdings account for 16% of the portfolio.

B. Riley Wealth Advisors deployed $51.9M of net new capital in Q3 2015, opening 109 new positions and adding to 323 existing holdings. Its largest new stake was VelocityShares 3x Inverse Crude ETN linked to the S&P GSCI Crude Oil Index Excess Return: 28,290 shares worth $3.01M.

By sector, the portfolio is most concentrated in Healthcare at 9.6% of assets, down from 10% a quarter earlier, followed by Technology and Financials.

On the sell side, the largest reduction was Mountain Province Diamonds Inc., an estimated $2.32M trimmed.

  • B. Riley Wealth Advisors's largest Q3 2015 buy was VelocityShares 3x Inverse Crude ETN linked to the S&P GSCI Crude Oil Index Excess Return: 28,290 shares worth $3.01M.
  • B. Riley Wealth Advisors added most to iShares 1-3 Year Treasury Bond ETF in Q3 2015, an estimated $1.95M increase.
  • B. Riley Wealth Advisors's biggest Q3 2015 reduction was Mountain Province Diamonds Inc., cutting an estimated $2.32M.
  • B. Riley Wealth Advisors fully exited Alphabet (Google) Class C in Q3 2015, selling an estimated $1.95M.
  • B. Riley Wealth Advisors's ten largest holdings make up 16% of its $416M portfolio in Q3 2015.
  • B. Riley Wealth Advisors opened 109 new positions and closed 79 in Q3 2015.
  • B. Riley Wealth Advisors's portfolio value rose 3.4% quarter-over-quarter to $416M.

Based on B. Riley Wealth Advisors's 13F filing for Q3 2015, filed 16 Nov 2015.