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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
+6.82%
1 Year Est. Return
+37.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$313M
AUM Growth
+$20.6M
Cap. Flow
+$3.81M
Cap. Flow %
1.22%
Top 10 Hldgs %
17.49%
Holding
763
New
96
Increased
243
Reduced
271
Closed
87

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$5.48M
2
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$5.36M
3
SGNT
SAGENT PHARMACEUTICALS INC COM STK (DE)
SGNT
+$3.18M
4
MVV icon
ProShares Ultra MidCap400
MVV
+$3.06M
5
SSO icon
ProShares Ultra S&P500
SSO
+$2.95M

Top Sells

Rank Stock Value
1
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$6.08M
2
IWM icon
iShares Russell 2000 ETF
IWM
+$5.13M
3
UWM icon
ProShares Ultra Russell2000
UWM
+$3.49M
4
UST icon
ProShares Ultra 7-10 Year Treasury
UST
+$2.09M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.51M

Sector Composition

Rank Sector Weight
1 Technology 9.35%
2 Energy 8.45%
3 Financials 7.74%
4 Healthcare 5.09%
5 Communication Services 4.65%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RTX icon
101
RTX Corp
RTX
$297B
$753K 0.24%
10,508
– –
PFX icon
102
PhenixFIN
PFX
$84.1M
$749K 0.24%
+2,704
New +$756K
IWS icon
103
iShares Russell Mid-Cap Value ETF
IWS
$15.8B
$743K 0.24%
11,310
+827
+8% +$52.7K
MITT
104
TPG Mortgage Investment Trust
MITT
$231M
$743K 0.24%
15,845
+5,428
+52% +$262K
IGR
105
CBRE Global Real Estate Income Fund
IGR
$719M
$738K 0.24%
93,174
-492
-0.5% -$3.96K
RMBS icon
106
Rambus
RMBS
$9.65B
$730K 0.23%
+77,113
New +$694K
XLU icon
107
State Street Utilities Select Sector SPDR ETF
XLU
$23.8B
$730K 0.23%
38,426
-1,322
-3% -$25.3K
F icon
108
Ford
F
$59.1B
$726K 0.23%
47,076
+18,135
+63% +$304K
HD icon
109
Home Depot
HD
$348B
$725K 0.23%
8,811
-98
-1% -$7.64K
ABBV icon
110
AbbVie
ABBV
$468B
$721K 0.23%
13,651
+4,343
+47% +$213K
MPT
111
Medical Properties Trust
MPT
$2.89B
$713K 0.23%
58,341
-1,314
-2% -$16.8K
RSPM icon
112
Invesco S&P 500 Equal Weight Materials ETF
RSPM
$186M
$711K 0.23%
44,600
+3,400
+8% +$51.5K
XLF icon
113
State Street Financial Select Sector SPDR ETF
XLF
$56.9B
$710K 0.23%
36,998
+13,491
+57% +$248K
VUG icon
114
Vanguard Growth ETF
VUG
$213B
$700K 0.22%
45,162
-276
-0.6% -$4.08K
LUMN icon
115
Lumen
LUMN
$6.13B
$683K 0.22%
21,437
-663
-3% -$21.2K
NEE icon
116
NextEra Energy
NEE
$189B
$662K 0.21%
30,944
+400
+1% +$8.43K
GGN
117
GAMCO Global Gold, Natural Resources & Income Trust
GGN
$759M
$654K 0.21%
72,504
-968
-1% -$9.58K
SHY icon
118
iShares 1-3 Year Treasury Bond ETF
SHY
$25.4B
$647K 0.21%
7,669
-6,423
-46% -$543K
XLI icon
119
State Street Industrial Select Sector SPDR ETF
XLI
$33.3B
$643K 0.21%
12,308
+1,494
+14% +$73.4K
GDX icon
120
VanEck Gold Miners ETF
GDX
$22.5B
$638K 0.2%
30,210
+1,375
+5% +$31.8K
PH icon
121
Parker-Hannifin
PH
$124B
$632K 0.2%
4,914
+245
+5% +$28.5K
KMP
122
DELISTED
KINDER MORGAN ENER PNTRS L.P.
KMP
$628K 0.2%
7,786
-149
-2% -$12K
SCHX icon
123
Schwab US Large- Cap ETF
SCHX
$70.9B
$622K 0.2%
84,684
-5,730
-6% -$40.4K
XLVS
124
DELISTED
POWERSHARES S&P SMALLCAP HEALTH CARE PORTFOLIO
XLVS
$617K 0.2%
11,190
+1,330
+13% +$73.3K
C icon
125
Citigroup
C
$220B
$608K 0.19%
11,672
-302
-3% -$15.3K
3 4
5
6 7

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BCIM
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PCP
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EAM
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ACM
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B. Riley Wealth Advisors's Q4 2013 Portfolio in Review

As of Q4 2013, B. Riley Wealth Advisors held 763 positions worth $313M, up 7.1% from $292M the previous quarter. Its ten largest holdings account for 17% of the portfolio.

B. Riley Wealth Advisors's Q4 2013 filing shows 96 new, 243 increased, 271 reduced and 87 closed positions. Its largest new stake was iShares Core S&P 500 ETF: 30,783 shares worth $5.71M. The largest sale was iShares 3-7 Year Treasury Bond ETF, an estimated $6.08M.

By sector, the portfolio is most concentrated in Technology at 9.4% of assets, up from 8.3% a quarter earlier, followed by Energy and Financials.

  • B. Riley Wealth Advisors's largest Q4 2013 buy was iShares Core S&P 500 ETF: 30,783 shares worth $5.71M.
  • B. Riley Wealth Advisors added most to iShares Core S&P Mid-Cap ETF in Q4 2013, an estimated $5.36M increase.
  • B. Riley Wealth Advisors's biggest Q4 2013 reduction was iShares 3-7 Year Treasury Bond ETF, cutting an estimated $6.08M.
  • B. Riley Wealth Advisors fully exited ProShares Ultra 7-10 Year Treasury in Q4 2013, selling an estimated $2.09M.
  • B. Riley Wealth Advisors's ten largest holdings make up 17% of its $313M portfolio in Q4 2013.
  • B. Riley Wealth Advisors opened 96 new positions and closed 87 in Q4 2013.
  • B. Riley Wealth Advisors's portfolio value rose 7.1% quarter-over-quarter to $313M.

Based on B. Riley Wealth Advisors's 13F filing for Q4 2013, filed 21 Jan 2014.