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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
-0.41%
1 Year Est. Return
+37.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$3.14B
AUM Growth
+$65.4M
Cap. Flow
+$101M
Cap. Flow %
3.23%
Top 10 Hldgs %
17.11%
Holding
1,509
New
139
Increased
757
Reduced
443
Closed
105

Top Buys

Rank Stock Value
1
U icon
Unity
U
+$9.92M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$9.72M
3
AAPL icon
Apple
AAPL
+$6.33M
4
ESGU icon
iShares ESG Aware MSCI USA ETF
ESGU
+$5.78M
5
TIP icon
iShares TIPS Bond ETF
TIP
+$5.49M

Top Sells

Rank Stock Value
1
BABA icon
Alibaba
BABA
+$7.93M
2
PKW icon
Invesco BuyBack Achievers ETF
PKW
+$6.85M
3
IUSV icon
iShares Core S&P US Value ETF
IUSV
+$6.74M
4
FTNT icon
Fortinet
FTNT
+$6.52M
5
FIDU icon
Fidelity MSCI Industrials Index ETF
FIDU
+$5.93M

Sector Composition

Rank Sector Weight
1 Technology 16.4%
2 Healthcare 6.92%
3 Consumer Discretionary 6.8%
4 Financials 6.31%
5 Communication Services 5.67%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OCCI
1176
OFS Credit Co
OCCI
$72.3M
$231K 0.01%
18,750
+1,706
+10% +$21.3K
CORP icon
1177
PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund
CORP
$1.57B
$230K 0.01%
2,024
-52
-3% -$5.99K
TD icon
1178
Toronto Dominion Bank
TD
$198B
$230K 0.01%
3,476
-95
-3% -$6.33K
DVN icon
1179
Devon Energy
DVN
$52.1B
$229K 0.01%
+6,433
New +$182K
VOD icon
1180
Vodafone
VOD
$36.3B
$229K 0.01%
14,791
-248
-2% -$4.1K
BBBY
1181
DELISTED
Bed Bath & Beyond Inc
BBBY
$229K 0.01%
+13,226
New +$357K
PBCT
1182
DELISTED
People's United Financial Inc
PBCT
$229K 0.01%
+13,063
New +$212K
LWLG icon
1183
Lightwave Logic
LWLG
$995M
$228K 0.01%
+24,100
New +$263K
SDG icon
1184
iShares MSCI Global Sustainable Development Goals ETF
SDG
$169M
$228K 0.01%
+2,371
New +$233K
DVAX
1185
DELISTED
Dynavax Technologies
DVAX
$227K 0.01%
+11,800
New +$157K
REGL icon
1186
ProShares S&P MidCap 400 Dividend Aristocrats ETF
REGL
$1.75B
$226K 0.01%
3,331
-100
-3% -$7.08K
AMH icon
1187
American Homes 4 Rent
AMH
$12B
$225K 0.01%
5,901
+68
+1% +$2.78K
SPAB icon
1188
State Street SPDR Portfolio Aggregate Bond ETF
SPAB
$9.76B
$225K 0.01%
+7,517
New +$227K
IHIT
1189
DELISTED
Invesco High Income 2023 Target Term Fund Common Shares of Beneficial Interest, No par value per share
IHIT
$224K 0.01%
22,936
+3,000
+15% +$29.4K
NEAR icon
1190
iShares Short Maturity Bond ETF
NEAR
$4.83B
$222K 0.01%
4,412
-1,437
-25% -$72K
PWB icon
1191
Invesco Large Cap Growth ETF
PWB
$2.29B
$222K 0.01%
2,995
– –
XRAY icon
1192
Dentsply Sirona
XRAY
$2.68B
$222K 0.01%
+3,822
New +$236K
GL icon
1193
Globe Life
GL
$14.2B
$221K 0.01%
2,476
-98
-4% -$9.16K
J icon
1194
Jacobs Solutions
J
$15.9B
$221K 0.01%
+2,008
New +$222K
HEQ
1195
John Hancock Hedged Equity & Income Fund
HEQ
$137M
$220K 0.01%
17,461
+2,075
+13% +$27.6K
ROBO icon
1196
ROBO Global Robotics & Automation Index ETF
ROBO
$1.96B
$220K 0.01%
3,413
+74
+2% +$4.92K
BLOK icon
1197
Amplify Blockchain Technology ETF
BLOK
$1.08B
$219K 0.01%
4,892
+321
+7% +$15K
FNY icon
1198
First Trust Mid Cap Growth AlphaDEX Fund
FNY
$578M
$219K 0.01%
3,042
-110
-3% -$8.11K
IFRA icon
1199
iShares US Infrastructure ETF
IFRA
$4.5B
$219K 0.01%
6,419
+10
+0.2% +$356
AVLR
1200
DELISTED
Avalara, Inc.
AVLR
$219K 0.01%
1,256
-476
-27% -$81.9K
46 47
48
49 50

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P3I
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EPW
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BCIM
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PCP
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EAM
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ACM
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WRBC
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B. Riley Wealth Advisors's Q3 2021 Portfolio in Review

As of Q3 2021, B. Riley Wealth Advisors held 1,509 positions worth $3.14B, up 2.1% from $3.08B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

B. Riley Wealth Advisors deployed $101M of net new capital in Q3 2021, opening 139 new positions and adding to 757 existing holdings. Its largest new stake was Unity: 83,817 shares worth $10.6M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 16% a quarter earlier, followed by Healthcare and Consumer Discretionary.

On the sell side, the largest reduction was Alibaba, an estimated $7.93M trimmed.

  • B. Riley Wealth Advisors's largest Q3 2021 buy was Unity: 83,817 shares worth $10.6M.
  • B. Riley Wealth Advisors added most to iShares Core S&P 500 ETF in Q3 2021, an estimated $9.72M increase.
  • B. Riley Wealth Advisors's biggest Q3 2021 reduction was Alibaba, cutting an estimated $7.93M.
  • B. Riley Wealth Advisors fully exited Wynn Resorts in Q3 2021, selling an estimated $4.98M.
  • B. Riley Wealth Advisors's ten largest holdings make up 17% of its $3.14B portfolio in Q3 2021.
  • B. Riley Wealth Advisors opened 139 new positions and closed 105 in Q3 2021.
  • B. Riley Wealth Advisors's portfolio value rose 2.1% quarter-over-quarter to $3.14B.

Based on B. Riley Wealth Advisors's 13F filing for Q3 2021, filed 16 Nov 2021.