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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
+10.76%
1 Year Est. Return
+37.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$3.71B
AUM Growth
+$16.7M
Cap. Flow
-$321M
Cap. Flow %
-8.64%
Top 10 Hldgs %
20.87%
Holding
1,535
New
90
Increased
375
Reduced
876
Closed
149

Top Buys

Rank Stock Value
1
UTEN icon
US Treasury 10 Year Note ETF
UTEN
+$6.45M
2
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$5.99M
3
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$5.8M
4
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$4.55M
5
TSLA icon
Tesla
TSLA
+$4.45M

Top Sells

Rank Stock Value
1
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$22.5M
2
VTV icon
Vanguard Morningstar Value ETF
VTV
+$17.6M
3
EFG icon
iShares MSCI EAFE Growth ETF
EFG
+$10.5M
4
HYZD icon
WisdomTree Trust WisdomTree Interest Rate Hedged High Yield Bond Fund
HYZD
+$9.54M
5
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$9.46M

Sector Composition

Rank Sector Weight
1 Technology 16.34%
2 Consumer Discretionary 6.23%
3 Healthcare 6.14%
4 Financials 5.88%
5 Industrials 4.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NAD icon
1126
Nuveen Quality Municipal Income Fund
NAD
$2.74B
$255K 0.01%
22,236
– –
NCA icon
1127
Nuveen California Municipal Value Fund
NCA
$301M
$254K 0.01%
28,395
– –
RECS icon
1128
Columbia Research Enhanced Core ETF
RECS
$6.05B
$254K 0.01%
+9,175
New +$240K
CMF icon
1129
iShares California Muni Bond ETF
CMF
$4.6B
$254K 0.01%
4,379
-388
-8% -$21.7K
TS icon
1130
Tenaris
TS
$29.1B
$253K 0.01%
7,282
-66
-0.9% -$2.21K
FOCT icon
1131
FT Vest US Equity Buffer ETF October
FOCT
$1.19B
$253K 0.01%
+6,500
New +$243K
CBRE icon
1132
CBRE Group
CBRE
$43.8B
$253K 0.01%
2,713
-1,256
-32% -$97.6K
AFRM icon
1133
Affirm
AFRM
$26.6B
$252K 0.01%
+5,130
New +$148K
PENN icon
1134
PENN Entertainment
PENN
$2.67B
$252K 0.01%
9,674
+632
+7% +$14.7K
PFN
1135
PIMCO Income Strategy Fund II
PFN
$698M
$251K 0.01%
34,339
-4,532
-12% -$30.4K
HTGC icon
1136
Hercules Capital
HTGC
$3.12B
$251K 0.01%
15,027
-127
-0.8% -$2.01K
FBK icon
1137
FB Financial Corp
FBK
$3.1B
$250K 0.01%
6,278
-1,067
-15% -$35.3K
PAUG icon
1138
Innovator US Equity Power Buffer ETF August
PAUG
$866M
$248K 0.01%
7,436
-1,600
-18% -$51K
ML
1139
DELISTED
MoneyLion Inc.
ML
$248K 0.01%
+3,950
New +$133K
BTX
1140
BlackRock Technology and Private Equity Term Trust
BTX
$996M
$247K 0.01%
33,750
-4,810
-12% -$33.8K
PMAR icon
1141
Innovator US Equity Power Buffer ETF March
PMAR
$771M
$247K 0.01%
6,942
-1,945
-22% -$66.9K
DMXF icon
1142
iShares ESG Advanced MSCI EAFE ETF
DMXF
$1.02B
$247K 0.01%
3,866
-2,550
-40% -$151K
AZPN
1143
DELISTED
Aspen Technology Inc
AZPN
$246K 0.01%
1,116
-998
-47% -$192K
BSJO
1144
DELISTED
Invesco BulletShares 2024 High Yield Corporate Bond ETF
BSJO
$244K 0.01%
10,761
-5,798
-35% -$131K
EXAS
1145
DELISTED
Exact Sciences
EXAS
$244K 0.01%
3,304
-525
-14% -$34.4K
DOX icon
1146
Amdocs
DOX
$5.96B
$244K 0.01%
+2,766
New +$230K
BAR icon
1147
GraniteShares Gold Shares
BAR
$1.43B
$244K 0.01%
11,972
-3,550
-23% -$69.4K
MSCI icon
1148
MSCI
MSCI
$41.6B
$244K 0.01%
431
-368
-46% -$190K
ALSN icon
1149
Allison Transmission
ALSN
$10B
$244K 0.01%
4,189
-472
-10% -$26.3K
GOLF icon
1150
Acushnet Holdings
GOLF
$6.03B
$244K 0.01%
3,855
-2,616
-40% -$147K
44 45
46
47 48

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B. Riley Wealth Advisors's Q4 2023 Portfolio in Review

As of Q4 2023, B. Riley Wealth Advisors held 1,535 positions worth $3.71B, up 0.45% from $3.7B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

B. Riley Wealth Advisors withdrew a net $321M in Q4 2023, closing 149 positions and reducing 876 holdings. Its most notable exit was Invesco BuyBack Achievers ETF, an estimated $6.47M position sold in full.

By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 14% a quarter earlier, followed by Consumer Discretionary and Healthcare.

Against the trend, B. Riley Wealth Advisors opened a new position in US Treasury 10 Year Note ETF worth $6.72M.

  • B. Riley Wealth Advisors's largest Q4 2023 buy was US Treasury 10 Year Note ETF: 149,106 shares worth $6.72M.
  • B. Riley Wealth Advisors added most to iShares S&P Small-Cap 600 Value ETF in Q4 2023, an estimated $5.99M increase.
  • B. Riley Wealth Advisors's biggest Q4 2023 reduction was Vanguard Morningstar Growth ETF, cutting an estimated $22.5M.
  • B. Riley Wealth Advisors fully exited Invesco BuyBack Achievers ETF in Q4 2023, selling an estimated $6.47M.
  • B. Riley Wealth Advisors's ten largest holdings make up 21% of its $3.71B portfolio in Q4 2023.
  • B. Riley Wealth Advisors opened 90 new positions and closed 149 in Q4 2023.
  • B. Riley Wealth Advisors's portfolio value rose 0.45% quarter-over-quarter to $3.71B.

Based on B. Riley Wealth Advisors's 13F filing for Q4 2023, filed 15 Mar 2024.