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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
+10.55%
1 Year Est. Return
+37.01%
3 Year Est. Return
+105.27%
5 Year Est. Return
+122.55%
10 Year Est. Return
+465.52%
AUM
$2.16B
AUM Growth
+$31.4M
Cap. Flow
-$151M
Cap. Flow %
-7%
Top 10 Hldgs %
25.04%
Holding
1,197
New
160
Increased
366
Reduced
510
Closed
124

Top Buys

Rank Stock Value
1
XLC icon
State Street Communication Services Select Sector SPDR ETF
XLC
+$2.97M
2
COF icon
Capital One
COF
+$2.96M
3
BA icon
Boeing
BA
+$2.78M
4
DDFS
Innovator Equity Dual Directional 15 Buffer ETF - September
DDFS
+$2.26M
5
APUE icon
ActivePassive US Equity ETF
APUE
+$1.98M

Top Sells

Rank Stock Value
1
NVDA icon
NVIDIA
NVDA
+$12.5M
2
AMZN icon
Amazon
AMZN
+$9.45M
3
AAPL icon
Apple
AAPL
+$6.06M
4
XMMO icon
Invesco S&P MidCap Momentum ETF
XMMO
+$5.36M
5
MSFT icon
Microsoft
MSFT
+$5.08M

Sector Composition

Rank Sector Weight
1 Miscellaneous 45.66%
2 Technology 22.59%
3 Financials 6.6%
4 Communication Services 5.71%
5 Consumer Discretionary 5.22%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DOCU
1101
DocuSign
DOCU
$13.4B
– –
-2,701
Closed -$210K
DOW icon
1102
CALL
Dow Inc
DOW
$21.6B
– –
-500
Closed -$13.2K
DWM icon
1103
WisdomTree International Equity Fund
DWM
$665M
– –
-17,593
Closed -$1.12M
DXCM icon
1104
DexCom
DXCM
$32.6B
– –
-2,308
Closed -$202K
EAT icon
1105
Brinker International
EAT
$8.5B
– –
-3,869
Closed -$698K
EFX icon
1106
Equifax
EFX
$19.6B
– –
-883
Closed -$229K
EOG icon
1107
EOG Resources
EOG
$80.6B
– –
-1,747
Closed -$209K
EUSA icon
1108
iShares MSCI USA Equal Weighted ETF
EUSA
$1.9B
– –
-2,233
Closed -$221K
EWX icon
1109
State Street SPDR S&P Emerging Markets Small Cap ETF
EWX
$659M
– –
-3,590
Closed -$223K
EXG icon
1110
Eaton Vance Tax-Managed Global Diversified Equity Income Fund
EXG
$2.93B
– –
-17,256
Closed -$151K
FANG icon
1111
Diamondback Energy
FANG
$59.2B
– –
-2,051
Closed -$282K
FCNCA icon
1112
First Citizens BancShares
FCNCA
$24.4B
– –
-111
Closed -$218K
FIS icon
1113
Fidelity National Information Services
FIS
$19.3B
– –
-3,263
Closed -$266K
FJAN icon
1114
FT Vest US Equity Buffer ETF January
FJAN
$1.47B
– –
-7,575
Closed -$360K
FNDX icon
1115
Schwab Fundamental US Large Company Index ETF
FNDX
$27.7B
– –
-8,220
Closed -$202K
FTLS icon
1116
First Trust Long/Short Equity ETF
FTLS
$2.53B
– –
-28,218
Closed -$1.87M
FXE icon
1117
Invesco CurrencyShares Euro Currency Trust
FXE
$357M
– –
-3,210
Closed -$349K
FXH icon
1118
First Trust Health Care AlphaDEX Fund
FXH
$1.14B
– –
-2,857
Closed -$296K
FXL icon
1119
First Trust Technology AlphaDEX Fund
FXL
$2.72B
– –
-2,122
Closed -$334K
GDV icon
1120
Gabelli Dividend & Income Trust
GDV
$2.53B
– –
-9,836
Closed -$256K
GEHC icon
1121
CALL
GE HealthCare
GEHC
$28.9B
– –
-600
Closed -$44.4K
GIS icon
1122
CALL
General Mills
GIS
$19.6B
– –
-100
Closed -$5.18K
XRN
1123
Chiron Real Estate Inc
XRN
$478M
– –
-2,242
Closed -$77.7K
GOOGL icon
1124
CALL
Alphabet (Google) Class A
GOOGL
$4.22T
– –
-1,100
Closed -$194K
GPC icon
1125
Genuine Parts
GPC
$18.1B
– –
-2,460
Closed -$298K
43 44
45
46 47

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B. Riley Wealth Advisors's Q3 2025 Portfolio in Review

As of Q3 2025, B. Riley Wealth Advisors held 1,197 positions worth $2.16B, up 1.5% from $2.13B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

B. Riley Wealth Advisors withdrew a net $151M in Q3 2025, closing 124 positions and reducing 510 holdings. Its most notable exit was Invesco S&P MidCap Momentum ETF, an estimated $5.36M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 46% of assets, down from 46% a quarter earlier, followed by Technology and Financials.

Against the trend, B. Riley Wealth Advisors opened a new position in Innovator Equity Dual Directional 15 Buffer ETF - September worth $2.28M.

  • B. Riley Wealth Advisors's largest Q3 2025 buy was Innovator Equity Dual Directional 15 Buffer ETF - September: 109,100 shares worth $2.28M.
  • B. Riley Wealth Advisors added most to State Street Communication Services Select Sector SPDR ETF in Q3 2025, an estimated $2.97M increase.
  • B. Riley Wealth Advisors's biggest Q3 2025 reduction was NVIDIA, cutting an estimated $12.5M.
  • B. Riley Wealth Advisors fully exited Invesco S&P MidCap Momentum ETF in Q3 2025, selling an estimated $5.36M.
  • B. Riley Wealth Advisors's ten largest holdings make up 25% of its $2.16B portfolio in Q3 2025.
  • B. Riley Wealth Advisors opened 160 new positions and closed 124 in Q3 2025.
  • B. Riley Wealth Advisors's portfolio value rose 1.5% quarter-over-quarter to $2.16B.

Based on B. Riley Wealth Advisors's 13F filing for Q3 2025, filed 31 Oct 2025.