B. Riley Wealth Advisors’s FT Vest US Equity Buffer ETF January FJAN Stock Holding History

B. Riley Wealth Advisors’s Portfolio FJAN Stock Details FJAN Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q1	–	Sell	-6,275	Closed	-$325K	–	977
2025 Q4	$325K	Buy	+6,275	New	+$318K	0.02%	684
2025 Q3	–	Sell	-7,575	Closed	-$360K	–	1114
2025 Q2	$360K	Buy	+7,575	New	+$341K	0.02%	647
2024 Q4	$874K	Sell	19,046 -500	-3%	-$22.7K	0.03%	496
2024 Q3	$873K	Sell	19,546 -2,519	-11%	-$110K	0.02%	537
2024 Q2	$958K	Buy	+22,065	New	+$933K	0.02%	552

Other funds holding FJAN

Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return

Cetera Investment Advisers Schaumburg, Illinois $94B AUM 20.14% 1-Year Est. Return

Rockefeller Capital Management New York $56.4B AUM 24.96% 1-Year Est. Return

BCM

Brookstone Capital Management Wheaton, Illinois $9.99B AUM 23.61% 1-Year Est. Return

Carson Wealth (CWM LLC) Omaha, Nebraska $38.1B AUM 19.66% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

AssetMark Inc Concord, California $49B AUM 17.78% 1-Year Est. Return

Raymond James Financial St Petersburg, Florida $324B AUM 22.36% 1-Year Est. Return

Janney Montgomery Scott Philadelphia, Pennsylvania $40.4B AUM 21.2% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return

B. Riley Wealth Advisors's FJAN Position: Q1 2026 in Review

B. Riley Wealth Advisors sold out of FT Vest US Equity Buffer ETF January (FJAN) in Q1 2026, closing a stake of 6,275 shares — an estimated $325K sold.

B. Riley Wealth Advisors first reported a position in FJAN in Q2 2024 and held it in 5 quarters. The position peaked at $958K in Q2 2024. 161 funds tracked by Wall St. Rank hold FJAN as of Q1 2026.

B. Riley Wealth Advisors reported no remaining FT Vest US Equity Buffer ETF January position as of Q1 2026 after selling out during the quarter.
B. Riley Wealth Advisors sold 6,275 FT Vest US Equity Buffer ETF January shares in Q1 2026, an estimated $325K.
B. Riley Wealth Advisors first reported a position in FT Vest US Equity Buffer ETF January in Q2 2024 and held it in 5 quarters.
B. Riley Wealth Advisors's FT Vest US Equity Buffer ETF January position peaked at $958K in Q2 2024.
161 funds tracked by Wall St. Rank held FT Vest US Equity Buffer ETF January as of Q1 2026.

Based on B. Riley Wealth Advisors's 13F filing for Q1 2026, filed 27 Apr 2026.