B. Riley Wealth Advisors’s First Trust Long/Short Equity ETF FTLS Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q1	–	Sell	-2,825	Closed	-$201K	–	984
2025 Q4	$201K	Buy	+2,825	New	+$200K	0.01%	875
2025 Q3	–	Sell	-28,218	Closed	-$1.87M	–	1116
2025 Q2	$1.87M	Buy	+28,218	New	+$1.81M	0.09%	223
2024 Q4	$2M	Buy	30,421 +448	+1%	+$29.3K	0.07%	281
2024 Q3	$1.9M	Sell	29,973 -339	-1%	-$21.3K	0.05%	324
2024 Q2	$1.9M	Buy	30,312 +9,131	+43%	+$558K	0.05%	355
2024 Q1	$1.13M	Sell	21,181 -2,960	-12%	-$176K	0.03%	489
2023 Q4	$1.36M	Buy	24,141 +2,960	+14%	+$162K	0.04%	447
2023 Q3	$1.13M	Buy	21,181 +1,239	+6%	+$66.2K	0.03%	489
2023 Q2	$1.05M	Buy	19,942 +2,236	+13%	+$115K	0.02%	548
2023 Q1	$900K	Sell	17,706 -524	-3%	-$26K	0.02%	570
2022 Q4	$891K	Buy	18,230 +205	+1%	+$10.1K	0.03%	573
2022 Q3	$845K	Buy	+18,025	New	+$886K	0.03%	558
2021 Q1	–	Sell	-6,812	Closed	-$298K	–	1374
2020 Q4	$298K	Buy	6,812 +48	+0.7%	+$2.08K	0.02%	760
2020 Q3	$288K	Sell	6,764 -1,649	-20%	-$70.5K	0.02%	725
2020 Q2	$345K	Sell	8,413 -2,730	-24%	-$109K	0.02%	585
2020 Q1	$418K	Buy	+11,143	New	+$461K	0.04%	441