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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
+10.76%
1 Year Est. Return
+37.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$3.71B
AUM Growth
+$16.7M
Cap. Flow
-$321M
Cap. Flow %
-8.64%
Top 10 Hldgs %
20.87%
Holding
1,535
New
90
Increased
375
Reduced
876
Closed
149

Top Buys

Rank Stock Value
1
UTEN icon
US Treasury 10 Year Note ETF
UTEN
+$6.45M
2
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$5.99M
3
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$5.8M
4
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$4.55M
5
TSLA icon
Tesla
TSLA
+$4.45M

Top Sells

Rank Stock Value
1
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$22.5M
2
VTV icon
Vanguard Morningstar Value ETF
VTV
+$17.6M
3
EFG icon
iShares MSCI EAFE Growth ETF
EFG
+$10.5M
4
HYZD icon
WisdomTree Trust WisdomTree Interest Rate Hedged High Yield Bond Fund
HYZD
+$9.54M
5
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$9.46M

Sector Composition

Rank Sector Weight
1 Technology 16.34%
2 Consumer Discretionary 6.23%
3 Healthcare 6.14%
4 Financials 5.88%
5 Industrials 4.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VOD icon
1076
Vodafone
VOD
$35.4B
$285K 0.01%
31,068
-21,024
-40% -$192K
OXLC
1077
Oxford Lane Capital
OXLC
$893M
$285K 0.01%
11,538
+1,494
+15% +$36.8K
APRT icon
1078
AllianzIM U.S. Equity Buffer10 Apr ETF
APRT
$46.6M
$285K 0.01%
8,500
– –
THC icon
1079
Tenet Healthcare
THC
$21.1B
$284K 0.01%
3,761
-387
-9% -$24.5K
BJUL icon
1080
Innovator US Equity Buffer ETF July
BJUL
$352M
$284K 0.01%
7,550
– –
FMF icon
1081
First Trust Managed Futures Strategy Fund
FMF
$248M
$284K 0.01%
6,161
-5,141
-45% -$245K
DIV icon
1082
Global X SuperDividend US ETF
DIV
$779M
$284K 0.01%
16,428
+320
+2% +$5.21K
MAYT icon
1083
AllianzIM U.S. Equity Buffer10 May ETF
MAYT
$234M
$284K 0.01%
10,125
– –
FSEP icon
1084
FT Vest US Equity Buffer ETF September
FSEP
$1.23B
$284K 0.01%
7,053
+660
+10% +$25.3K
NTAP icon
1085
NetApp
NTAP
$37.1B
$284K 0.01%
3,218
-271
-8% -$21.8K
FCT
1086
First Trust Senior Floating Rate Income Fund II
FCT
$250M
$282K 0.01%
27,955
-11,202
-29% -$110K
SLVO icon
1087
Credit Suisse X-Links Silver Shares Covered Call ETNs due April 21 2033
SLVO
$11.9M
$280K 0.01%
3,796
-500
-12% -$36.2K
IVOO icon
1088
Vanguard S&P Mid-Cap 400 ETF
IVOO
$3.81B
$280K 0.01%
2,981
+475
+19% +$40.8K
RWAY icon
1089
Runway Growth Finance
RWAY
$241M
$279K 0.01%
22,145
+800
+4% +$10K
INFL icon
1090
Horizon Kinetics Inflation Beneficiaries ETF
INFL
$1.53B
$279K 0.01%
8,862
-10,984
-55% -$335K
SPMB icon
1091
State Street SPDR Portfolio Mortgage Backed Bond ETF
SPMB
$6.99B
$279K 0.01%
+12,621
New +$265K
CAG icon
1092
Conagra Brands
CAG
$7.15B
$278K 0.01%
9,696
-3,776
-28% -$106K
FBRT
1093
Franklin BSP Realty Trust
FBRT
$634M
$278K 0.01%
20,037
+202
+1% +$2.66K
LYFT icon
1094
Lyft
LYFT
$6.19B
$278K 0.01%
18,526
-5,257
-22% -$61.2K
MFC icon
1095
Manulife Financial
MFC
$73.7B
$277K 0.01%
12,555
+1,855
+17% +$35.6K
ALLE icon
1096
Allegion
ALLE
$14.2B
$277K 0.01%
2,188
-969
-31% -$103K
FXZ icon
1097
First Trust Materials AlphaDEX Fund
FXZ
$392M
$277K 0.01%
4,011
-50
-1% -$3.16K
VUZI icon
1098
Vuzix
VUZI
$215M
$276K 0.01%
132,527
+25,480
+24% +$69.4K
PNOV icon
1099
Innovator US Equity Power Buffer ETF November
PNOV
$894M
$275K 0.01%
7,994
-2,679
-25% -$89.6K
GLDI icon
1100
Credit Suisse X-Links Gold Shares Covered Call ETNs due February 2 2033
GLDI
$32M
$275K 0.01%
1,900
-200
-10% -$28K
42 43
44
45 46

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BCIM
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PCP
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EAM
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B. Riley Wealth Advisors's Q4 2023 Portfolio in Review

As of Q4 2023, B. Riley Wealth Advisors held 1,535 positions worth $3.71B, up 0.45% from $3.7B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

B. Riley Wealth Advisors withdrew a net $321M in Q4 2023, closing 149 positions and reducing 876 holdings. Its most notable exit was Invesco BuyBack Achievers ETF, an estimated $6.47M position sold in full.

By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 14% a quarter earlier, followed by Consumer Discretionary and Healthcare.

Against the trend, B. Riley Wealth Advisors opened a new position in US Treasury 10 Year Note ETF worth $6.72M.

  • B. Riley Wealth Advisors's largest Q4 2023 buy was US Treasury 10 Year Note ETF: 149,106 shares worth $6.72M.
  • B. Riley Wealth Advisors added most to iShares S&P Small-Cap 600 Value ETF in Q4 2023, an estimated $5.99M increase.
  • B. Riley Wealth Advisors's biggest Q4 2023 reduction was Vanguard Morningstar Growth ETF, cutting an estimated $22.5M.
  • B. Riley Wealth Advisors fully exited Invesco BuyBack Achievers ETF in Q4 2023, selling an estimated $6.47M.
  • B. Riley Wealth Advisors's ten largest holdings make up 21% of its $3.71B portfolio in Q4 2023.
  • B. Riley Wealth Advisors opened 90 new positions and closed 149 in Q4 2023.
  • B. Riley Wealth Advisors's portfolio value rose 0.45% quarter-over-quarter to $3.71B.

Based on B. Riley Wealth Advisors's 13F filing for Q4 2023, filed 15 Mar 2024.