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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
+1.32%
1 Year Est. Return
+37.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$4.68M
AUM Growth
-$380M
Cap. Flow
+$236M
Cap. Flow %
5,035.5%
Top 10 Hldgs %
13.14%
Holding
3,993
New
3,307
Increased
403
Reduced
112
Closed
127

Top Buys

Rank Stock Value
1
ITOT icon
iShares Core S&P Total US Stock Market ETF
ITOT
+$7.3M
2
CMG icon
Chipotle Mexican Grill
CMG
+$7.24M
3
BABA icon
Alibaba
BABA
+$5.15M
4
META icon
Meta Platforms (Facebook)
META
+$4.94M
5
JNJ icon
Johnson & Johnson
JNJ
+$3.79M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$2.73M
2
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$1.5M
3
MVV icon
ProShares Ultra MidCap400
MVV
+$832K
4
KMP
KINDER MORGAN ENER PNTRS L.P.
KMP
+$732K
5
SLV icon
iShares Silver Trust
SLV
+$537K

Sector Composition

Rank Sector Weight
1 Technology 7.29%
2 Healthcare 6.35%
3 Financials 5.66%
4 Energy 4.51%
5 Communication Services 4.24%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RBC icon
1076
RBC Bearings
RBC
$17.4B
$47 ﹤0.01%
+729
New +$44.2K
CCEC
1077
Capital Clean Energy Carriers
CCEC
$1.37B
$47 ﹤0.01%
+846
New +$49.5K
VNR
1078
DELISTED
Vanguard Natural Resources, LLC
VNR
$47 ﹤0.01%
+3,150
New +$70.4K
BHP icon
1079
BHP
BHP
$211B
$46 ﹤0.01%
+1,159
New +$53.5K
GBX icon
1080
The Greenbrier Companies
GBX
$1.57B
$46 ﹤0.01%
+860
New +$48.6K
IEI icon
1081
iShares 3-7 Year Treasury Bond ETF
IEI
$18.1B
$46 ﹤0.01%
+377
New +$46.2K
IGA
1082
Voya Global Advantage and Premium Opportunity Fund
IGA
$155M
$46 ﹤0.01%
+4,000
New +$47.4K
PKX icon
1083
POSCO
PKX
$14.7B
$46 ﹤0.01%
+725
New +$50.1K
SCHE icon
1084
Schwab Emerging Markets Equity ETF
SCHE
$12.2B
$46 ﹤0.01%
+1,925
New +$48.1K
MFD
1085
DELISTED
Macquarie/First Trust Global Infrastructure/Utilities Dividend & Income Fund
MFD
$46 ﹤0.01%
+2,861
New +$47.1K
BEAV
1086
DELISTED
B/E Aerospace Inc
BEAV
$46 ﹤0.01%
+795
New +$44.3K
HK
1087
DELISTED
Halcon Resources Corporation
HK
$46 ﹤0.01%
+151
New +$69.9K
DFP
1088
Flaherty & Crumrine Dynamic Preferred and Income Fund
DFP
$424M
$45 ﹤0.01%
+2,000
New +$45.9K
FXN icon
1089
First Trust Energy AlphaDEX Fund
FXN
$379M
$45 ﹤0.01%
+2,140
New +$48.5K
GMF icon
1090
State Street SPDR S&P Emerging Asia Pacific ETF
GMF
$410M
$45 ﹤0.01%
+538
New +$45.3K
HRZN icon
1091
Horizon Technology Finance
HRZN
$294M
$45 ﹤0.01%
+3,247
New +$45.2K
PPLT
1092
abrdn Physical Platinum Shares ETF
PPLT
$1.83B
$45 ﹤0.01%
+3,900
New +$46.6K
RS icon
1093
Reliance Steel & Aluminium
RS
$20.6B
$45 ﹤0.01%
+727
New +$46.1K
GWR
1094
DELISTED
Genesee & Wyoming Inc.
GWR
$45 ﹤0.01%
+495
New +$45.8K
STJ
1095
DELISTED
St Jude Medical
STJ
$45 ﹤0.01%
+690
New +$44.4K
JTP
1096
DELISTED
NUVEEN QUALITY PFD INCOME FD
JTP
$45 ﹤0.01%
+5,600
New +$46.4K
DXD icon
1097
ProShares UltraShort Dow 30
DXD
$43.6M
$44 ﹤0.01%
+100
New +$46.7K
EWS icon
1098
iShares MSCI Singapore ETF
EWS
$1.04B
$44 ﹤0.01%
+1,695
New +$44.6K
HYHG icon
1099
ProShares High Yield-Interest Rate Hedged ETF
HYHG
$182M
$44 ﹤0.01%
+600
New +$44.9K
KEY icon
1100
KeyCorp
KEY
$23.8B
$44 ﹤0.01%
+3,223
New +$42.9K
42 43
44
45 46

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EPW
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BCIM
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PCP
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EAM
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ACM
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WRBC
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B. Riley Wealth Advisors's Q4 2014 Portfolio in Review

As of Q4 2014, B. Riley Wealth Advisors held 3,993 positions worth $4.68M, down 99% from $384M the previous quarter. Its ten largest holdings account for 13% of the portfolio.

B. Riley Wealth Advisors deployed $236M of net new capital in Q4 2014, opening 3,307 new positions and adding to 403 existing holdings. Its largest new stake was iShares Core S&P Total US Stock Market ETF: 159,176 shares worth $7.47K.

By sector, the portfolio is most concentrated in Technology at 7.3% of assets, up from 7% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $2.73M trimmed.

  • B. Riley Wealth Advisors's largest Q4 2014 buy was iShares Core S&P Total US Stock Market ETF: 159,176 shares worth $7.47K.
  • B. Riley Wealth Advisors added most to Meta Platforms (Facebook) in Q4 2014, an estimated $4.94M increase.
  • B. Riley Wealth Advisors's biggest Q4 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $2.73M.
  • B. Riley Wealth Advisors fully exited KINDER MORGAN ENER PNTRS L.P. in Q4 2014, selling an estimated $732K.
  • B. Riley Wealth Advisors's ten largest holdings make up 13% of its $4.68M portfolio in Q4 2014.
  • B. Riley Wealth Advisors opened 3,307 new positions and closed 127 in Q4 2014.
  • B. Riley Wealth Advisors's portfolio value fell 99% quarter-over-quarter to $4.68M.

Based on B. Riley Wealth Advisors's 13F filing for Q4 2014, filed 18 Feb 2015.