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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
+15.78%
1 Year Est. Return
+37.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$1.87B
AUM Growth
-$6.46M
Cap. Flow
-$252M
Cap. Flow %
-13.48%
Top 10 Hldgs %
17.57%
Holding
1,117
New
173
Increased
263
Reduced
570
Closed
91

Top Buys

Rank Stock Value
1
SHOP icon
Shopify
SHOP
+$10.1M
2
TWLO icon
Twilio
TWLO
+$9.2M
3
DNL icon
WisdomTree Global ex-U.S. Quality Growth Fund
DNL
+$9.06M
4
FNX icon
First Trust Mid Cap Core AlphaDEX Fund
FNX
+$8.71M
5
OGIG icon
ALPS O'Shares Global Internet Giants ETF
OGIG
+$7.07M

Top Sells

Rank Stock Value
1
TTD icon
Trade Desk
TTD
+$20.8M
2
AMT icon
American Tower
AMT
+$11.8M
3
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$10.7M
4
VOO icon
Vanguard S&P 500 ETF
VOO
+$9.13M
5
IVV icon
iShares Core S&P 500 ETF
IVV
+$8.83M

Sector Composition

Rank Sector Weight
1 Technology 17.04%
2 Consumer Discretionary 7.81%
3 Healthcare 7.61%
4 Financials 6.11%
5 Communication Services 5.45%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FPF
1051
First Trust Intermediate Duration Preferred & Income Fund
FPF
$1.07B
– –
-16,435
Closed -$354K
FTC icon
1052
First Trust Large Cap Growth AlphaDEX Fund
FTC
$1.3B
– –
-3,977
Closed -$334K
FUTY icon
1053
Fidelity MSCI Utilities Index ETF
FUTY
$2.31B
– –
-12,487
Closed -$464K
GEN icon
1054
Gen Digital
GEN
$16.4B
– –
-22,371
Closed -$457K
GIGB icon
1055
Goldman Sachs Access Investment Grade Corporate Bond ETF
GIGB
$966M
– –
-4,685
Closed -$259K
GNW icon
1056
Genworth Financial
GNW
$3.76B
– –
-17,654
Closed -$41K
HIO
1057
Western Asset High Income Opportunity Fund
HIO
$336M
– –
-317,188
Closed -$1.47M
HOFVW
1058
DELISTED
Hall of Fame Resort & Entertainment Company Warrant
HOFVW
– –
-12,000
Closed -$4K
HPE icon
1059
Hewlett Packard
HPE
$63.4B
– –
-108,515
Closed -$1.02M
HST icon
1060
Host Hotels & Resorts
HST
$17.2B
– –
-11,989
Closed -$131K
HTGC icon
1061
Hercules Capital
HTGC
$3.07B
– –
-10,151
Closed -$117K
JHMD icon
1062
John Hancock Multifactor Developed International ETF
JHMD
$965M
– –
-23,352
Closed -$619K
K
1063
DELISTED
Kellanova
K
– –
-5,086
Closed -$309K
LEG icon
1064
Leggett & Platt
LEG
$1.34B
– –
-5,038
Closed -$208K
LXP icon
1065
LXP Industrial Trust
LXP
$3.57B
– –
-2,561
Closed -$135K
LYB icon
1066
LyondellBasell Industries
LYB
$20B
– –
-5,281
Closed -$369K
MAC icon
1067
Macerich
MAC
$7.33B
– –
-13,950
Closed -$95K
MED icon
1068
Medifast
MED
$109M
– –
-13,845
Closed -$2.28M
MHN
1069
DELISTED
BlackRock MuniHoldings New Yrok Quality Fund
MHN
– –
-15,278
Closed -$204K
MNST icon
1070
Monster Beverage
MNST
$94.3B
– –
-6,556
Closed -$263K
MOGU
1071
MOGU Inc
MOGU
$16.5M
– –
-2,667
Closed -$76K
MTH icon
1072
Meritage Homes
MTH
$4.58B
– –
-4,992
Closed -$276K
NEPH icon
1073
Nephros
NEPH
$36.8M
– –
-13,585
Closed -$99K
NGL icon
1074
NGL Energy Partners
NGL
$2.05B
– –
-49,507
Closed -$197K
NTRS icon
1075
Northern Trust
NTRS
$33.3B
– –
-2,668
Closed -$208K
41 42
43
44 45

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B. Riley Wealth Advisors's Q4 2020 Portfolio in Review

As of Q4 2020, B. Riley Wealth Advisors held 1,117 positions worth $1.87B, down 0.34% from $1.88B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

B. Riley Wealth Advisors withdrew a net $252M in Q4 2020, closing 91 positions and reducing 570 holdings. Its most notable exit was Fidelity Dividend ETF for Rising Rates, an estimated $6.93M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 15% a quarter earlier, followed by Consumer Discretionary and Healthcare.

Against the trend, B. Riley Wealth Advisors opened a new position in WisdomTree Global ex-U.S. Quality Growth Fund worth $9.74M.

  • B. Riley Wealth Advisors's largest Q4 2020 buy was WisdomTree Global ex-U.S. Quality Growth Fund: 255,824 shares worth $9.74M.
  • B. Riley Wealth Advisors added most to Shopify in Q4 2020, an estimated $10.1M increase.
  • B. Riley Wealth Advisors's biggest Q4 2020 reduction was Trade Desk, cutting an estimated $20.8M.
  • B. Riley Wealth Advisors fully exited Fidelity Dividend ETF for Rising Rates in Q4 2020, selling an estimated $6.93M.
  • B. Riley Wealth Advisors's ten largest holdings make up 18% of its $1.87B portfolio in Q4 2020.
  • B. Riley Wealth Advisors opened 173 new positions and closed 91 in Q4 2020.
  • B. Riley Wealth Advisors's portfolio value fell 0.34% quarter-over-quarter to $1.87B.

Based on B. Riley Wealth Advisors's 13F filing for Q4 2020, filed 4 Feb 2021.