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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
-1.27%
1 Year Est. Return
+37.01%
3 Year Est. Return
+105.27%
5 Year Est. Return
+122.55%
10 Year Est. Return
+465.52%
AUM
$384M
AUM Growth
-$41.6M
Cap. Flow
-$316M
Cap. Flow %
-82.26%
Top 10 Hldgs %
12.69%
Holding
2,640
New
189
Increased
71
Reduced
395
Closed
1,957

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$870K
2
SLV icon
iShares Silver Trust
SLV
+$579K
3
QID icon
ProShares UltraShort QQQ
QID
+$425K
4
WFT
Weatherford International plc
WFT
+$386K
5
KMI icon
Kinder Morgan
KMI
+$334K

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$22.8M
2
META icon
Meta Platforms (Facebook)
META
+$6.67M
3
CVX icon
Chevron
CVX
+$5.29M
4
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
+$4.71M
5
GE icon
GE Aerospace
GE
+$4.54M

Sector Composition

Rank Sector Weight
1 Miscellaneous 51.69%
2 Energy 7.27%
3 Technology 7.19%
4 Healthcare 6.93%
5 Financials 6.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HTD
1026
John Hancock Tax-Advantaged Dividend Income Fund
HTD
$854M
– –
-1,799
Closed -$37.7K
HTGC icon
1027
Hercules Capital
HTGC
$3.34B
– –
-2,162
Closed -$34.9K
HUM icon
1028
Humana
HUM
$46.3B
– –
-250
Closed -$31.9K
HUN icon
1029
Huntsman Corp
HUN
$1.6B
– –
-1,000
Closed -$28.1K
HXL icon
1030
Hexcel
HXL
$6.65B
– –
-2,107
Closed -$86.2K
HYD icon
1031
VanEck High Yield Muni ETF
HYD
$4.09B
– –
-75
Closed -$4.52K
HYI
1032
Western Asset High Yield Opportunity Fund Inc
HYI
$130M
– –
-574
Closed -$10.3K
HYLS icon
1033
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS
$1.62B
– –
-95
Closed -$4.99K
HYS icon
1034
PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
HYS
$1.79B
– –
-200
Closed -$21.4K
HYT icon
1035
BlackRock Corporate High Yield Fund
HYT
$1.57B
– –
-8,497
Closed -$104K
HZO icon
1036
MarineMax
HZO
$1.16B
– –
-12
Closed -$207
IAE
1037
Voya Asia Pacific High Dividend Equity Income Fund
IAE
$93.3M
– –
-4,500
Closed -$60.1K
IAI icon
1038
iShares US Broker-Dealers & Securities Exchanges ETF
IAI
$1.34B
– –
-34,664
Closed -$640K
IAK icon
1039
iShares US Insurance ETF
IAK
$503M
– –
-37
Closed -$1.77K
IART icon
1040
Integra LifeSciences
IART
$1.19B
– –
-159
Closed -$3.06K
IAT icon
1041
iShares US Regional Banks ETF
IAT
$627M
– –
-49
Closed -$1.7K
IAU icon
1042
iShares Gold Trust
IAU
$64.5B
– –
-1,943
Closed -$50.1K
IBN icon
1043
ICICI Bank
IBN
$101B
– –
-418
Closed -$3.79K
ICE icon
1044
Intercontinental Exchange
ICE
$86.3B
– –
-80
Closed -$2.96K
ICFI icon
1045
ICF International
ICFI
$1.56B
– –
-200
Closed -$7.07K
IDCC icon
1046
InterDigital
IDCC
$8.36B
– –
-200
Closed -$9.56K
IDLV icon
1047
Invesco S&P International Developed Low Volatility ETF
IDLV
$334M
– –
-2,226
Closed -$74.5K
IDU icon
1048
iShares US Utilities ETF
IDU
$1.26B
– –
-4,190
Closed -$233K
IDV icon
1049
iShares International Select Dividend ETF
IDV
$8.61B
– –
-3,830
Closed -$153K
IDX icon
1050
VanEck Indonesia Index ETF
IDX
$37.5M
– –
-663
Closed -$16.3K
40 41
42
43 44

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B. Riley Wealth Advisors's Q3 2014 Portfolio in Review

As of Q3 2014, B. Riley Wealth Advisors held 2,640 positions worth $384M, down 9.8% from $426M the previous quarter. Its ten largest holdings account for 13% of the portfolio.

B. Riley Wealth Advisors withdrew a net $316M in Q3 2014, closing 1,957 positions and reducing 395 holdings. Its most notable exit was iShares 7-10 Year Treasury Bond ETF, an estimated $2.28M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 52% of assets, up from 35% a quarter earlier, followed by Energy and Technology.

Against the trend, B. Riley Wealth Advisors opened a new position in Weatherford International plc worth $357K.

  • B. Riley Wealth Advisors's largest Q3 2014 buy was Weatherford International plc: 17,182 shares worth $357K.
  • B. Riley Wealth Advisors added most to State Street SPDR S&P 500 ETF Trust in Q3 2014, an estimated $870K increase.
  • B. Riley Wealth Advisors's biggest Q3 2014 reduction was Apple, cutting an estimated $22.8M.
  • B. Riley Wealth Advisors fully exited iShares 7-10 Year Treasury Bond ETF in Q3 2014, selling an estimated $2.28M.
  • B. Riley Wealth Advisors's ten largest holdings make up 13% of its $384M portfolio in Q3 2014.
  • B. Riley Wealth Advisors opened 189 new positions and closed 1,957 in Q3 2014.
  • B. Riley Wealth Advisors's portfolio value fell 9.8% quarter-over-quarter to $384M.

Based on B. Riley Wealth Advisors's 13F filing for Q3 2014, filed 14 Nov 2014.