BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $2.08B
This Quarter Est. Return
1 Year Est. Return
–
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$2.08B
AUM Growth
+$18.6M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
1,069
New
Increased
Reduced
Closed

Top Buys

1
+$3.17M
2
+$2.88M
3
+$2.66M
4
DDFS
Innovator Equity Dual Directional 15 Buffer ETF - September
DDFS
+$2.28M
5
APUE icon
ActivePassive US Equity ETF
APUE
+$2.06M

Top Sells

1
+$13.4M
2
+$9.17M
3
+$6.83M
4
XMMO icon
Invesco S&P MidCap Momentum ETF
XMMO
+$5.36M
5
MSFT icon
Microsoft
MSFT
+$5.16M

Sector Composition

1 Technology 23.48%
2 Financials 6.86%
3 Communication Services 5.94%
4 Consumer Discretionary 5.41%
5 Healthcare 4.54%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LNTH icon
1026
Lantheus
LNTH
$4.2B
– –
-3,070
LULU icon
1027
lululemon athletica
LULU
$22.5B
– –
-1,319
MDYG icon
1028
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
$2.46B
– –
-2,705
MPC icon
1029
Marathon Petroleum
MPC
$57.3B
– –
-2,608
ADAM
1030
Adamas Trust
ADAM
$674M
– –
-12,107
OXLC
1031
Oxford Lane Capital
OXLC
$1.45B
– –
-4,545
PARA
1032
DELISTED
Paramount Global Class B
PARA
– –
-45,256
PGF icon
1033
Invesco Financial Preferred ETF
PGF
$764M
– –
-22,350
PMM
1034
Putnam Managed Municipal Income
PMM
$269M
– –
-18,473
PMX
1035
DELISTED
PIMCO Municipal Income Fund III
PMX
– –
-34,285
PULS icon
1036
PGIM Ultra Short Bond ETF
PULS
$13.1B
– –
-5,878
PVAL icon
1037
Putnam Focused Large Cap Value ETF
PVAL
$6B
– –
0
QAI icon
1038
NYLI Hedge Multi-Strategy Tracker ETF
QAI
$834M
– –
-6,775
RCL icon
1039
Royal Caribbean
RCL
$70.3B
– –
-687
RFG icon
1040
Invesco S&P MidCap 400 Pure Growth ETF
RFG
$293M
– –
-16,204
ROP icon
1041
Roper Technologies
ROP
$48.2B
– –
-397
RPM icon
1042
RPM International
RPM
$13.5B
– –
-2,790
SCCO icon
1043
Southern Copper
SCCO
$115B
– –
-2,017
SCHB icon
1044
Schwab US Broad Market ETF
SCHB
$38.5B
– –
-9,256
SCHV icon
1045
Schwab US Large-Cap Value ETF
SCHV
$14.1B
– –
-42,565
SEIX icon
1046
Virtus SEIX Senior Loan ETF
SEIX
$272M
– –
-23,410
SLQD icon
1047
iShares 0-5 Year Investment Grade Corporate Bond ETF
SLQD
$2.35B
– –
-6,419
SPCE icon
1048
Virgin Galactic
SPCE
$272M
– –
-5,207
STWD icon
1049
Starwood Property Trust
STWD
$6.75B
– –
-16,581
TFSL icon
1050
TFS Financial
TFSL
$3.96B
– –
-17,867
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