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B. Riley Wealth Advisors’s First Trust Smith Unconstrained Bond ETF UCON Stock Holding History

B. Riley Wealth Advisors’s Portfolio UCON Stock Details UCON Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2025
Q4 		– Sell
-38,245
Closed -$963K – 1154
2025
Q3 		$963K Buy
38,245
+5,984
+19% +$150K 0.04% 350
2025
Q2 		$803K Buy
+32,261
New +$796K 0.04% 398
2024
Q4 		$672K Buy
27,247
+9,884
+57% +$245K 0.02% 585
2024
Q3 		$437K Sell
17,363
-71,370
-80% -$1.78M 0.01% 790
2024
Q2 		$2.17M Buy
88,733
+75,054
+549% +$1.83M 0.06% 317
2024
Q1 		$327K Sell
13,679
-9,879
-42% -$243K 0.01% 1007
2023
Q4 		$583K Buy
23,558
+9,879
+72% +$238K 0.02% 741
2023
Q3 		$327K Buy
13,679
+391
+3% +$9.46K 0.01% 1007
2023
Q2 		$321K Sell
13,288
-9
-0.1% -$219 0.01% 1081
2023
Q1 		$322K Buy
+13,297
New +$323K 0.01% 1033

Other funds holding UCON

LPL Financial
LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
Ameriprise
Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return
Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return
HI
Harbour Investments Madison, Wisconsin $6.48B AUM 18.23% 1-Year Est. Return
Raymond James Financial
Raymond James Financial St Petersburg, Florida $324B AUM 22.36% 1-Year Est. Return
HighTower Advisors
HighTower Advisors Chicago, Illinois $94.2B AUM 21.24% 1-Year Est. Return
Osaic Holdings
Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return

B. Riley Wealth Advisors's UCON Position: Q4 2025 in Review

B. Riley Wealth Advisors sold out of First Trust Smith Unconstrained Bond ETF (UCON) in Q4 2025, closing a stake of 38,245 shares — an estimated $963K sold.

B. Riley Wealth Advisors first reported a position in UCON in Q1 2023 and held it in 10 quarters. The position peaked at $2.17M in Q2 2024. 283 funds tracked by Wall St. Rank hold UCON as of Q4 2025.

  • B. Riley Wealth Advisors reported no remaining First Trust Smith Unconstrained Bond ETF position as of Q4 2025 after selling out during the quarter.
  • B. Riley Wealth Advisors sold 38,245 First Trust Smith Unconstrained Bond ETF shares in Q4 2025, an estimated $963K.
  • B. Riley Wealth Advisors first reported a position in First Trust Smith Unconstrained Bond ETF in Q1 2023 and held it in 10 quarters.
  • B. Riley Wealth Advisors's First Trust Smith Unconstrained Bond ETF position peaked at $2.17M in Q2 2024.
  • 283 funds tracked by Wall St. Rank held First Trust Smith Unconstrained Bond ETF as of Q4 2025.

Based on B. Riley Wealth Advisors's 13F filing for Q4 2025, filed 17 Feb 2026.