BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $2.08B
This Quarter Est. Return
1 Year Est. Return
–
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$2.08B
AUM Growth
+$18.6M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
1,069
New
Increased
Reduced
Closed

Top Buys

1
+$3.17M
2
+$2.88M
3
+$2.66M
4
DDFS
Innovator Equity Dual Directional 15 Buffer ETF - September
DDFS
+$2.28M
5
APUE icon
ActivePassive US Equity ETF
APUE
+$2.06M

Top Sells

1
+$13.4M
2
+$9.17M
3
+$6.83M
4
XMMO icon
Invesco S&P MidCap Momentum ETF
XMMO
+$5.36M
5
MSFT icon
Microsoft
MSFT
+$5.16M

Sector Composition

1 Technology 23.48%
2 Financials 6.86%
3 Communication Services 5.94%
4 Consumer Discretionary 5.41%
5 Healthcare 4.54%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BN icon
976
Brookfield
BN
$105B
– –
-21,074
BUFQ icon
977
FT Vest Fund of Nasdaq-100 Buffer ETFs
BUFQ
$1.11B
– –
-29,547
BXMX icon
978
Nuveen S&P 500 Buy-Write Income Fund
BXMX
$1.51B
– –
-31,119
CBAT icon
979
CBAK Energy Technology
CBAT
$76.4M
– –
-12,200
CELH icon
980
Celsius Holdings
CELH
$10.8B
– –
-6,432
CINF icon
981
Cincinnati Financial
CINF
$25.3B
– –
-1,482
COLM icon
982
Columbia Sportswear
COLM
$2.97B
– –
-3,303
DLB icon
983
Dolby
DLB
$6.4B
– –
-2,780
DLN icon
984
WisdomTree US LargeCap Dividend Fund
DLN
$5.55B
– –
-3,971
DNN icon
985
Denison Mines
DNN
$2.46B
– –
-21,000
DOCU icon
986
DocuSign
DOCU
$13.2B
– –
-2,701
DWM icon
987
WisdomTree International Equity Fund
DWM
$622M
– –
-17,593
DXCM icon
988
DexCom
DXCM
$25.5B
– –
-2,308
EAT icon
989
Brinker International
EAT
$6.24B
– –
-3,869
EFX icon
990
Equifax
EFX
$25.9B
– –
-883
EOG icon
991
EOG Resources
EOG
$60.9B
– –
-1,747
EUSA icon
992
iShares MSCI USA Equal Weighted ETF
EUSA
$1.42B
– –
-2,233
EWX icon
993
SPDR S&P Emerging Markets Small Cap ETF
EWX
$744M
– –
-3,590
EXG icon
994
Eaton Vance Tax-Managed Global Diversified Equity Income Fund
EXG
$2.85B
– –
-17,256
FANG icon
995
Diamondback Energy
FANG
$45.4B
– –
-2,051
FCNCA icon
996
First Citizens BancShares
FCNCA
$24.5B
– –
-111
FIS icon
997
Fidelity National Information Services
FIS
$34.5B
– –
-3,263
FJAN icon
998
FT Vest US Equity Buffer ETF January
FJAN
$1.16B
– –
-7,575
FNDX icon
999
Schwab Fundamental US Large Company Index ETF
FNDX
$21.8B
– –
-8,220
FTLS icon
1000
First Trust Long/Short Equity ETF
FTLS
$2.13B
– –
-28,218
38 39
40
41 42