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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
+15.78%
1 Year Est. Return
+37.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$1.87B
AUM Growth
-$6.46M
Cap. Flow
-$252M
Cap. Flow %
-13.48%
Top 10 Hldgs %
17.57%
Holding
1,117
New
173
Increased
263
Reduced
570
Closed
91

Top Buys

Rank Stock Value
1
SHOP icon
Shopify
SHOP
+$10.1M
2
TWLO icon
Twilio
TWLO
+$9.2M
3
DNL icon
WisdomTree Global ex-U.S. Quality Growth Fund
DNL
+$9.06M
4
FNX icon
First Trust Mid Cap Core AlphaDEX Fund
FNX
+$8.71M
5
OGIG icon
ALPS O'Shares Global Internet Giants ETF
OGIG
+$7.07M

Top Sells

Rank Stock Value
1
TTD icon
Trade Desk
TTD
+$20.8M
2
AMT icon
American Tower
AMT
+$11.8M
3
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$10.7M
4
VOO icon
Vanguard S&P 500 ETF
VOO
+$9.13M
5
IVV icon
iShares Core S&P 500 ETF
IVV
+$8.83M

Sector Composition

Rank Sector Weight
1 Technology 17.04%
2 Consumer Discretionary 7.81%
3 Healthcare 7.61%
4 Financials 6.11%
5 Communication Services 5.45%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JRO
951
DELISTED
Nuveen Floating Rate Income Opportunty Fund
JRO
$157K 0.01%
18,052
-1,607
-8% -$13.4K
BFIIW
952
DELISTED
BurgerFi International, Inc. Warrant
BFIIW
$154K 0.01%
+69,600
New +$151K
EDD
953
Morgan Stanley Emerging Markets Domestic Debt Fund
EDD
$377M
$148K 0.01%
+23,477
New +$140K
BOXL icon
954
Boxlight
BOXL
$2.09M
$147K 0.01%
67
+23
+52% +$52.6K
IMGN
955
DELISTED
Immunogen Inc
IMGN
$147K 0.01%
22,651
-185
-0.8% -$1.08K
TMC icon
956
TMC The Metals Company
TMC
$1.59B
$146K 0.01%
+13,500
New +$138K
GNT
957
GAMCO Natural Resources, Gold & Income Trust
GNT
$136M
$144K 0.01%
28,158
+138
+0.5% +$689
BGB
958
Blackstone Strategic Credit 2027 Term Fund
BGB
$500M
$141K 0.01%
+11,283
New +$139K
NMFC icon
959
New Mountain Finance
NMFC
$683M
$141K 0.01%
12,394
-10,937
-47% -$117K
DPG
960
Duff & Phelps Utility and Infrastructure Fund
DPG
$523M
$136K 0.01%
+11,100
New +$126K
EMBJ
961
Embraer S.A. ADS
EMBJ
$12.6B
$134K 0.01%
19,474
-3,822
-16% -$21.7K
STKL
962
DELISTED
SunOpta
STKL
$132K 0.01%
+11,250
New +$99K
TPVG icon
963
TriplePoint Venture Growth BDC
TPVG
$189M
$132K 0.01%
+10,077
New +$122K
HEQ
964
John Hancock Hedged Equity & Income Fund
HEQ
$139M
$129K 0.01%
+11,248
New +$122K
EVG
965
Eaton Vance Short Duration Diversified Income Fund
EVG
$142M
$128K 0.01%
+10,278
New +$126K
PBR icon
966
Petrobras
PBR
$123B
$126K 0.01%
+11,182
New +$99.2K
ZNGA
967
DELISTED
ZYNGA INC. CL A COMMON
ZNGA
$126K 0.01%
+12,700
New +$114K
VLDRW
968
DELISTED
Velodyne Lidar, Inc. Warrants
VLDRW
$125K 0.01%
+14,600
New +$67.4K
M icon
969
Macy's
M
$6.83B
$123K 0.01%
10,923
-7,062
-39% -$60.4K
MCR
970
DELISTED
MFS Charter Income Trust
MCR
$123K 0.01%
+13,931
New +$117K
MFIC icon
971
MidCap Financial Investment
MFIC
$801M
$123K 0.01%
11,481
-6,148
-35% -$59.7K
TWO
972
Two Harbors Investment
TWO
$1.27B
$123K 0.01%
4,784
-437
-8% -$10.4K
NRO
973
Neuberger Real Estate Securities Income Fund Inc
NRO
$190M
$121K 0.01%
28,626
+586
+2% +$2.29K
NSL
974
DELISTED
NUVEEN SENIOR INCM FD
NSL
$121K 0.01%
23,144
-146
-0.6% -$726
SCM icon
975
Stellus Capital Investment Corp
SCM
$225M
$120K 0.01%
+10,952
New +$108K
37 38
39
40 41

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P3I
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EPW
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BCIM
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PCP
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EAM
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ACM
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WRBC
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B. Riley Wealth Advisors's Q4 2020 Portfolio in Review

As of Q4 2020, B. Riley Wealth Advisors held 1,117 positions worth $1.87B, down 0.34% from $1.88B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

B. Riley Wealth Advisors withdrew a net $252M in Q4 2020, closing 91 positions and reducing 570 holdings. Its most notable exit was Fidelity Dividend ETF for Rising Rates, an estimated $6.93M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 15% a quarter earlier, followed by Consumer Discretionary and Healthcare.

Against the trend, B. Riley Wealth Advisors opened a new position in WisdomTree Global ex-U.S. Quality Growth Fund worth $9.74M.

  • B. Riley Wealth Advisors's largest Q4 2020 buy was WisdomTree Global ex-U.S. Quality Growth Fund: 255,824 shares worth $9.74M.
  • B. Riley Wealth Advisors added most to Shopify in Q4 2020, an estimated $10.1M increase.
  • B. Riley Wealth Advisors's biggest Q4 2020 reduction was Trade Desk, cutting an estimated $20.8M.
  • B. Riley Wealth Advisors fully exited Fidelity Dividend ETF for Rising Rates in Q4 2020, selling an estimated $6.93M.
  • B. Riley Wealth Advisors's ten largest holdings make up 18% of its $1.87B portfolio in Q4 2020.
  • B. Riley Wealth Advisors opened 173 new positions and closed 91 in Q4 2020.
  • B. Riley Wealth Advisors's portfolio value fell 0.34% quarter-over-quarter to $1.87B.

Based on B. Riley Wealth Advisors's 13F filing for Q4 2020, filed 4 Feb 2021.