B. Riley Wealth Advisors’s TMC The Metals Company TMC Stock Holding History

B. Riley Wealth Advisors’s Portfolio TMC Stock Details TMC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2024 Q4	–	Sell	-10,000	Closed	-$10.6K	–	1284
2024 Q3	$10.6K	Sell	10,000 -1,000	-9%	-$1.12K	﹤0.01%	1260
2024 Q2	$14.8K	Sell	11,000 -300	-3%	-$460	﹤0.01%	1373
2024 Q1	$11.2K	Buy	11,300 +300	+3%	+$418	﹤0.01%	1434
2023 Q4	$12.1K	Sell	11,000 -300	-3%	-$310	﹤0.01%	1379
2023 Q3	$11.2K	Hold	11,300	–	–	﹤0.01%	1434
2023 Q2	$18.4K	Hold	11,300	–	–	﹤0.01%	1511
2023 Q1	$9.37K	Hold	11,300	–	–	﹤0.01%	1493
2022 Q4	$8.7K	Hold	11,300	–	–	﹤0.01%	1469
2022 Q3	$12K	Buy	11,300 +900	+9%	+$868	﹤0.01%	1432
2022 Q2	$11K	Hold	10,400	–	–	﹤0.01%	1219
2022 Q1	$27K	Hold	10,400	–	–	﹤0.01%	1357
2021 Q4	$22K	Hold	10,400	–	–	﹤0.01%	1393
2021 Q3	$48K	Buy	+10,400	New	+$99.4K	﹤0.01%	1374
2021 Q1	–	Sell	-13,500	Closed	-$146K	–	1411
2020 Q4	$146K	Buy	+13,500	New	+$138K	0.01%	956

Other funds holding TMC

First Manhattan

First Manhattan New York $36.1B AUM 11.5% 1-Year Est. Return

Baird Financial Group

Baird Financial Group Milwaukee, Wisconsin $64B AUM 22.64% 1-Year Est. Return

Old West Investment Management Los Angeles, California $923M AUM 112.31% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Jane Street New York $777B AUM 61.18% 1-Year Est. Return

Shay Capital New York $1.2B AUM 37.47% 1-Year Est. Return

Susquehanna International Group

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

Tidal Investments Milwaukee, Wisconsin $47.4B AUM 59.58% 1-Year Est. Return

Caption Management Oklahoma City, Oklahoma $17.1B AUM 70.99% 1-Year Est. Return

New Hampshire Trust Concord, New Hampshire $496M AUM 22.69% 1-Year Est. Return