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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
-4.56%
1 Year Est. Return
+37.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$3.31B
AUM Growth
+$935M
Cap. Flow
+$1.16B
Cap. Flow %
35.06%
Top 10 Hldgs %
18.41%
Holding
1,563
New
332
Increased
778
Reduced
311
Closed
115

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$47.3M
2
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$46.5M
3
VTV icon
Vanguard Morningstar Value ETF
VTV
+$42.5M
4
SH icon
ProShares Short S&P500
SH
+$27.2M
5
PDBC icon
Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF
PDBC
+$25.5M

Top Sells

Rank Stock Value
1
ITOT icon
iShares Core S&P Total US Stock Market ETF
ITOT
+$14.7M
2
HDV
iShares Core High Dividend ETF
HDV
+$4.85M
3
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$3.14M
4
RGR icon
Sturm, Ruger & Co
RGR
+$2.95M
5
EFV icon
iShares MSCI EAFE Value ETF
EFV
+$2.76M

Sector Composition

Rank Sector Weight
1 Technology 12.71%
2 Healthcare 7.52%
3 Consumer Discretionary 6%
4 Financials 4.96%
5 Industrials 4.57%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SLVO icon
926
Credit Suisse X-Links Silver Shares Covered Call ETNs due April 21 2033
SLVO
$11.6M
$351K 0.01%
+4,546
New +$357K
NXC
927
DELISTED
Nuveen CA Select Tax-Free Income Portfolio
NXC
$350K 0.01%
+26,708
New +$364K
ATVI
928
DELISTED
Activision Blizzard
ATVI
$350K 0.01%
4,704
-1,634
-26% -$128K
SLY
929
DELISTED
SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML)
SLY
$350K 0.01%
4,623
+211
+5% +$17.8K
SILV
930
DELISTED
SilverCrest Metals Inc. Common Shares
SILV
$349K 0.01%
63,000
– –
NBTB icon
931
NBT Bancorp
NBTB
$2.81B
$348K 0.01%
+9,160
New +$362K
SAR icon
932
Saratoga Investment
SAR
$320M
$348K 0.01%
16,750
+1,225
+8% +$29.4K
TRMB icon
933
Trimble
TRMB
$13.7B
$348K 0.01%
6,371
-62
-1% -$3.92K
ARHS icon
934
Arhaus
ARHS
$1.18B
$347K 0.01%
+49,096
New +$349K
OXLC
935
Oxford Lane Capital
OXLC
$897M
$347K 0.01%
13,385
+3,292
+33% +$99.1K
ALGN icon
936
Align Technology
ALGN
$12.3B
$346K 0.01%
1,670
+266
+19% +$68.5K
ACV
937
Virtus Diversified Income & Convertible Fund
ACV
$283M
$344K 0.01%
19,579
+3,190
+19% +$67.9K
QSR icon
938
Restaurant Brands International
QSR
$25.6B
$344K 0.01%
+6,469
New +$365K
SFNC icon
939
Simmons First National
SFNC
$3.48B
$341K 0.01%
+15,611
New +$361K
M icon
940
Macy's
M
$6.96B
$340K 0.01%
21,663
-287
-1% -$5.08K
IWN icon
941
iShares Russell 2000 Value ETF
IWN
$14.6B
$339K 0.01%
2,622
+1,027
+64% +$148K
PEY icon
942
Invesco High Yield Equity Dividend Achievers ETF
PEY
$1.15B
$339K 0.01%
18,206
-20,264
-53% -$418K
THC icon
943
Tenet Healthcare
THC
$20B
$339K 0.01%
6,547
+951
+17% +$56.4K
VSS icon
944
Vanguard FTSE All-World ex-US Small-Cap Index Fund
VSS
$11.6B
$339K 0.01%
3,651
-165
-4% -$17.2K
NCZ
945
Virtus Convertible & Income Fund II
NCZ
$298M
$334K 0.01%
29,542
+12,335
+72% +$162K
FFEB icon
946
FT Vest US Equity Buffer ETF February
FFEB
$1.4B
$332K 0.01%
9,918
+3,000
+43% +$107K
RYAN icon
947
Ryan Specialty Holdings
RYAN
$5.69B
$332K 0.01%
8,150
-1,200
-13% -$50.6K
FPL
948
DELISTED
FIRST TRUST NEW OPPORTUNITIES MLP & ENERGY FUND
FPL
$332K 0.01%
+60,500
New +$369K
MKC icon
949
McCormick & Company Non-Voting
MKC
$13.9B
$329K 0.01%
4,608
+1,830
+66% +$153K
DIAX
950
DELISTED
Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX
$328K 0.01%
+24,247
New +$376K
36 37
38
39 40

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BCIM
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B. Riley Wealth Advisors's Q3 2022 Portfolio in Review

As of Q3 2022, B. Riley Wealth Advisors held 1,563 positions worth $3.31B, up 39% from $2.38B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

B. Riley Wealth Advisors deployed $1.16B of net new capital in Q3 2022, opening 332 new positions and adding to 778 existing holdings. Its largest new stake was WisdomTree Trust WisdomTree Interest Rate Hedged High Yield Bond Fund: 887,773 shares worth $17.9M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, down from 14% a quarter earlier, followed by Healthcare and Consumer Discretionary.

On the sell side, the largest reduction was iShares Core S&P Total US Stock Market ETF, an estimated $14.7M trimmed.

  • B. Riley Wealth Advisors's largest Q3 2022 buy was WisdomTree Trust WisdomTree Interest Rate Hedged High Yield Bond Fund: 887,773 shares worth $17.9M.
  • B. Riley Wealth Advisors added most to Apple in Q3 2022, an estimated $47.3M increase.
  • B. Riley Wealth Advisors's biggest Q3 2022 reduction was iShares Core S&P Total US Stock Market ETF, cutting an estimated $14.7M.
  • B. Riley Wealth Advisors fully exited Sturm, Ruger & Co in Q3 2022, selling an estimated $2.95M.
  • B. Riley Wealth Advisors's ten largest holdings make up 18% of its $3.31B portfolio in Q3 2022.
  • B. Riley Wealth Advisors opened 332 new positions and closed 115 in Q3 2022.
  • B. Riley Wealth Advisors's portfolio value rose 39% quarter-over-quarter to $3.31B.

Based on B. Riley Wealth Advisors's 13F filing for Q3 2022, filed 14 Nov 2022.