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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
+15.78%
1 Year Est. Return
+37.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$1.87B
AUM Growth
-$6.46M
Cap. Flow
-$252M
Cap. Flow %
-13.48%
Top 10 Hldgs %
17.57%
Holding
1,117
New
173
Increased
263
Reduced
570
Closed
91

Top Buys

Rank Stock Value
1
SHOP icon
Shopify
SHOP
+$10.1M
2
TWLO icon
Twilio
TWLO
+$9.2M
3
DNL icon
WisdomTree Global ex-U.S. Quality Growth Fund
DNL
+$9.06M
4
FNX icon
First Trust Mid Cap Core AlphaDEX Fund
FNX
+$8.71M
5
OGIG icon
ALPS O'Shares Global Internet Giants ETF
OGIG
+$7.07M

Top Sells

Rank Stock Value
1
TTD icon
Trade Desk
TTD
+$20.8M
2
AMT icon
American Tower
AMT
+$11.8M
3
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$10.7M
4
VOO icon
Vanguard S&P 500 ETF
VOO
+$9.13M
5
IVV icon
iShares Core S&P 500 ETF
IVV
+$8.83M

Sector Composition

Rank Sector Weight
1 Technology 17.04%
2 Consumer Discretionary 7.81%
3 Healthcare 7.61%
4 Financials 6.11%
5 Communication Services 5.45%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IYT icon
926
iShares US Transportation ETF
IYT
$2.23B
$201K 0.01%
3,636
-420
-10% -$22.4K
HAL icon
927
Halliburton
HAL
$26.9B
$200K 0.01%
10,532
-10,039
-49% -$156K
MITK icon
928
Mitek Systems
MITK
$754M
$200K 0.01%
11,225
-700
-6% -$9.68K
PEY icon
929
Invesco High Yield Equity Dividend Achievers ETF
PEY
$1.13B
$200K 0.01%
+11,494
New +$187K
AAL icon
930
American Airlines Group
AAL
$10.1B
$194K 0.01%
+12,255
New +$170K
SOFI icon
931
SoFi Technologies
SOFI
$21B
$193K 0.01%
+15,465
New +$175K
ADNWW
932
DELISTED
Advent Technologies Holdings Warrant
ADNWW
$190K 0.01%
+56,010
New +$68.3K
ADN
933
DELISTED
Advent Technologies
ADN
$189K 0.01%
+420
New +$145K
RQI icon
934
Cohen & Steers Quality Income Realty Fund
RQI
$1.7B
$189K 0.01%
15,187
-1,325
-8% -$15.5K
TK icon
935
Teekay
TK
$1.01B
$188K 0.01%
87,538
+25,021
+40% +$56.3K
EVV
936
Eaton Vance Limited Duration Income Fund
EVV
$1.06B
$187K 0.01%
14,917
-1,689
-10% -$20.3K
CMCL icon
937
Caledonia Mining Corp
CMCL
$355M
$184K 0.01%
11,559
+1,205
+12% +$19.9K
SPXU icon
938
ProShares UltraPro Short S&P 500
SPXU
$432M
$184K 0.01%
311
-16
-5% -$11.5K
VVR icon
939
Invesco Senior Income Trust
VVR
$457M
$184K 0.01%
46,036
-77,569
-63% -$292K
BRG
940
DELISTED
Bluerock Residential Growth REIT, Inc.
BRG
$182K 0.01%
14,335
-167
-1% -$1.61K
OCCI
941
OFS Credit Co
OCCI
$72.3M
$179K 0.01%
15,870
-8,006
-34% -$78K
PE
942
DELISTED
PARSLEY ENERGY INC
PE
$179K 0.01%
+12,531
New +$149K
FBIO icon
943
Fortress Biotech
FBIO
$104M
$176K 0.01%
3,701
-1,085
-23% -$47K
RF icon
944
Regions Financial
RF
$26.4B
$176K 0.01%
+10,912
New +$158K
OPENW
945
DELISTED
Opendoor Technologies Inc Warrants expiring 12/18/2025
OPENW
$176K 0.01%
+22,700
New +$165K
GHY
946
PGIM Global High Yield Fund
GHY
$478M
$167K 0.01%
11,481
-937
-8% -$12.9K
HMHC
947
DELISTED
Houghton Mifflin Harcourt Company
HMHC
$162K 0.01%
48,600
-58,350
-55% -$174K
AQMS icon
948
Aqua Metals
AQMS
$8.99M
$159K 0.01%
265
-47
-15% -$11.6K
ZTR
949
Virtus Total Return Fund
ZTR
$340M
$159K 0.01%
18,084
-1,862
-9% -$15.3K
FSD
950
DELISTED
FIRST TRUST HIGH INCOME LONG/SHORT FUND
FSD
$157K 0.01%
10,620
-23,875
-69% -$339K
36 37
38
39 40

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BCIM
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PCP
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B. Riley Wealth Advisors's Q4 2020 Portfolio in Review

As of Q4 2020, B. Riley Wealth Advisors held 1,117 positions worth $1.87B, down 0.34% from $1.88B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

B. Riley Wealth Advisors withdrew a net $252M in Q4 2020, closing 91 positions and reducing 570 holdings. Its most notable exit was Fidelity Dividend ETF for Rising Rates, an estimated $6.93M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 15% a quarter earlier, followed by Consumer Discretionary and Healthcare.

Against the trend, B. Riley Wealth Advisors opened a new position in WisdomTree Global ex-U.S. Quality Growth Fund worth $9.74M.

  • B. Riley Wealth Advisors's largest Q4 2020 buy was WisdomTree Global ex-U.S. Quality Growth Fund: 255,824 shares worth $9.74M.
  • B. Riley Wealth Advisors added most to Shopify in Q4 2020, an estimated $10.1M increase.
  • B. Riley Wealth Advisors's biggest Q4 2020 reduction was Trade Desk, cutting an estimated $20.8M.
  • B. Riley Wealth Advisors fully exited Fidelity Dividend ETF for Rising Rates in Q4 2020, selling an estimated $6.93M.
  • B. Riley Wealth Advisors's ten largest holdings make up 18% of its $1.87B portfolio in Q4 2020.
  • B. Riley Wealth Advisors opened 173 new positions and closed 91 in Q4 2020.
  • B. Riley Wealth Advisors's portfolio value fell 0.34% quarter-over-quarter to $1.87B.

Based on B. Riley Wealth Advisors's 13F filing for Q4 2020, filed 4 Feb 2021.