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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
-1.27%
1 Year Est. Return
+37.01%
3 Year Est. Return
+105.27%
5 Year Est. Return
+122.55%
10 Year Est. Return
+465.52%
AUM
$384M
AUM Growth
-$41.6M
Cap. Flow
-$316M
Cap. Flow %
-82.26%
Top 10 Hldgs %
12.69%
Holding
2,640
New
189
Increased
71
Reduced
395
Closed
1,957

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$870K
2
SLV icon
iShares Silver Trust
SLV
+$579K
3
QID icon
ProShares UltraShort QQQ
QID
+$425K
4
WFT
Weatherford International plc
WFT
+$386K
5
KMI icon
Kinder Morgan
KMI
+$334K

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$22.8M
2
META icon
Meta Platforms (Facebook)
META
+$6.67M
3
CVX icon
Chevron
CVX
+$5.29M
4
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
+$4.71M
5
GE icon
GE Aerospace
GE
+$4.54M

Sector Composition

Rank Sector Weight
1 Miscellaneous 51.69%
2 Energy 7.27%
3 Technology 7.19%
4 Healthcare 6.93%
5 Financials 6.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EZU icon
876
iShare MSCI Eurozone ETF
EZU
$9.69B
– –
-670
Closed -$28.4K
FAD icon
877
First Trust Multi Cap Growth AlphaDEX Fund
FAD
$589M
– –
-166
Closed -$7.79K
FAF icon
878
First American
FAF
$7.53B
– –
-511
Closed -$14.2K
FANG icon
879
Diamondback Energy
FANG
$54.3B
– –
-995
Closed -$88.4K
FAN icon
880
First Trust Global Wind Energy ETF
FAN
$241M
– –
-2,008
Closed -$26.8K
FARO
881
DELISTED
Faro Technologies
FARO
– –
-75
Closed -$3.68K
FAS icon
882
Direxion Daily Financial Bull 3x ETF
FAS
$2.06B
– –
-240
Closed -$6K
FAST icon
883
Fastenal
FAST
$56B
– –
-764
Closed -$9.43K
FAZ
884
Direxion Daily Financial Bear 3x ETF
FAZ
$115M
– –
-1
Closed -$14.8K
FBIN icon
885
Fortune Brands Innovations
FBIN
$4.76B
– –
-585
Closed -$20K
FBZ
886
DELISTED
First Trust Brazil AlphaDEX Fund
FBZ
– –
-960
Closed -$19.2K
FCEL icon
887
FuelCell Energy
FCEL
$1.41B
– –
0
– -$720
FCFS icon
888
FirstCash
FCFS
$9.55B
– –
-100
Closed -$5.76K
FCG icon
889
First Trust Natural Gas ETF
FCG
$687M
– –
-57
Closed -$6.75K
FDL icon
890
First Trust Morningstar Dividend Leaders Index Fund
FDL
$7.89B
– –
-2,900
Closed -$69K
DMC
891
Del Monte Corp
DMC
$1.48B
– –
-10
Closed -$297
FDS icon
892
Factset
FDS
$9.89B
– –
-710
Closed -$85.4K
FDX icon
893
FedEx
FDX
$72.2B
– –
-503
Closed -$76.1K
FE icon
894
FirstEnergy
FE
$26.3B
– –
-2,360
Closed -$81.9K
FELE icon
895
Franklin Electric
FELE
$4.25B
– –
-516
Closed -$20.8K
FENG
896
Phoenix New Media
FENG
$17.3M
– –
-3,067
Closed -$197K
FEX icon
897
First Trust Large Cap Core AlphaDEX Fund
FEX
$1.56B
– –
-682
Closed -$30.2K
FEZ icon
898
State Street SPDR EURO STOXX 50 ETF
FEZ
$4.37B
– –
-13,440
Closed -$291K
FF icon
899
Future Fuel
FF
$238M
– –
-1,431
Closed -$23.7K
FFA
900
First Trust Enhanced Equity Income Fund
FFA
$457M
– –
-509
Closed -$7.36K
34 35
36
37 38

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B. Riley Wealth Advisors's Q3 2014 Portfolio in Review

As of Q3 2014, B. Riley Wealth Advisors held 2,640 positions worth $384M, down 9.8% from $426M the previous quarter. Its ten largest holdings account for 13% of the portfolio.

B. Riley Wealth Advisors withdrew a net $316M in Q3 2014, closing 1,957 positions and reducing 395 holdings. Its most notable exit was iShares 7-10 Year Treasury Bond ETF, an estimated $2.28M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 52% of assets, up from 35% a quarter earlier, followed by Energy and Technology.

Against the trend, B. Riley Wealth Advisors opened a new position in Weatherford International plc worth $357K.

  • B. Riley Wealth Advisors's largest Q3 2014 buy was Weatherford International plc: 17,182 shares worth $357K.
  • B. Riley Wealth Advisors added most to State Street SPDR S&P 500 ETF Trust in Q3 2014, an estimated $870K increase.
  • B. Riley Wealth Advisors's biggest Q3 2014 reduction was Apple, cutting an estimated $22.8M.
  • B. Riley Wealth Advisors fully exited iShares 7-10 Year Treasury Bond ETF in Q3 2014, selling an estimated $2.28M.
  • B. Riley Wealth Advisors's ten largest holdings make up 13% of its $384M portfolio in Q3 2014.
  • B. Riley Wealth Advisors opened 189 new positions and closed 1,957 in Q3 2014.
  • B. Riley Wealth Advisors's portfolio value fell 9.8% quarter-over-quarter to $384M.

Based on B. Riley Wealth Advisors's 13F filing for Q3 2014, filed 14 Nov 2014.