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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
+9.94%
1 Year Est. Return
+37.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$1.88B
AUM Growth
+$379M
Cap. Flow
+$278M
Cap. Flow %
14.82%
Top 10 Hldgs %
17.64%
Holding
998
New
136
Increased
593
Reduced
193
Closed
53

Top Buys

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$9.42M
2
AMT icon
American Tower
AMT
+$8.96M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$8.7M
4
BABA icon
Alibaba
BABA
+$8.61M
5
LRCX icon
Lam Research
LRCX
+$6.72M

Top Sells

Rank Stock Value
1
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$6.7M
2
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$6.45M
3
SPTI icon
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
+$5.85M
4
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$2.18M
5
IJT icon
iShares S&P Small-Cap 600 Growth ETF
IJT
+$1.85M

Sector Composition

Rank Sector Weight
1 Technology 15.3%
2 Healthcare 7.8%
3 Consumer Discretionary 7.47%
4 Communication Services 5.95%
5 Financials 5.69%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ICF icon
826
iShares Select U.S. REIT ETF
ICF
$2.1B
$210K 0.01%
4,116
-892
-18% -$46.2K
EBON icon
827
Ebang International Holdings
EBON
$12.2M
$209K 0.01%
+667
New +$124K
SCI icon
828
Service Corp International
SCI
$11.7B
$209K 0.01%
+4,950
New +$211K
AVLR
829
DELISTED
Avalara, Inc.
AVLR
$209K 0.01%
+1,637
New +$208K
LEG icon
830
Leggett & Platt
LEG
$1.36B
$208K 0.01%
+5,038
New +$200K
NTRS icon
831
Northern Trust
NTRS
$33.1B
$208K 0.01%
+2,668
New +$214K
MYJ
832
DELISTED
Blackrock Muni Yield New Jersey Fund, Inc.
MYJ
$208K 0.01%
15,089
-8,697
-37% -$123K
DBEF icon
833
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
$9.2B
$207K 0.01%
6,754
-164
-2% -$5.04K
GTM
834
ZoomInfo Technologies
GTM
$1.05B
$207K 0.01%
4,800
+250
+5% +$9.8K
MHN
835
DELISTED
BlackRock MuniHoldings New Yrok Quality Fund
MHN
$204K 0.01%
+15,278
New +$209K
BCX icon
836
BlackRock Resources & Commodities Strategy Trust
BCX
$911M
$203K 0.01%
34,084
-15,575
-31% -$98.7K
IYT icon
837
iShares US Transportation ETF
IYT
$2.25B
$203K 0.01%
+4,056
New +$190K
RFG icon
838
Invesco S&P MidCap 400 Pure Growth ETF
RFG
$341M
$203K 0.01%
+6,020
New +$196K
USO icon
839
United States Oil Fund
USO
$1.89B
$203K 0.01%
7,156
-3,000
-30% -$87.8K
ET icon
840
Energy Transfer Partners
ET
$69.7B
$202K 0.01%
36,916
+1,678
+5% +$10.7K
HYD icon
841
VanEck High Yield Muni ETF
HYD
$4.42B
$201K 0.01%
+3,349
New +$201K
IJK icon
842
iShares S&P Mid-Cap 400 Growth ETF
IJK
$10.8B
$201K 0.01%
3,364
-852
-20% -$50.7K
ORI icon
843
Old Republic International
ORI
$10.5B
$200K 0.01%
13,100
+1,740
+15% +$27.8K
NGL icon
844
NGL Energy Partners
NGL
$2B
$197K 0.01%
49,507
+7,341
+17% +$30.1K
OCCI
845
OFS Credit Co
OCCI
$74.6M
$196K 0.01%
23,876
+4,381
+22% +$38.2K
GPM
846
DELISTED
Guggenheim Enhanced Equity Income Fund
GPM
$192K 0.01%
35,229
+737
+2% +$4.07K
BOE icon
847
BlackRock Enhanced Global Dividend Trust
BOE
$679M
$189K 0.01%
19,690
+30
+0.2% +$291
EVV
848
Eaton Vance Limited Duration Income Fund
EVV
$1.06B
$188K 0.01%
16,606
-621
-4% -$7.18K
HMHC
849
DELISTED
Houghton Mifflin Harcourt Company
HMHC
$186K 0.01%
+106,950
New +$239K
ETV
850
Eaton Vance Tax-Managed Buy-Write Opportunities Fund
ETV
$1.74B
$184K 0.01%
13,279
-696
-5% -$9.94K
32 33
34
35 36

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EPW
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BCIM
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PCP
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EAM
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ACM
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WRBC
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B. Riley Wealth Advisors's Q3 2020 Portfolio in Review

As of Q3 2020, B. Riley Wealth Advisors held 998 positions worth $1.88B, up 25% from $1.5B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

B. Riley Wealth Advisors deployed $278M of net new capital in Q3 2020, opening 136 new positions and adding to 593 existing holdings. Its largest new stake was iShares US Home Construction ETF: 51,608 shares worth $2.92M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 14% a quarter earlier, followed by Healthcare and Consumer Discretionary.

On the sell side, the largest reduction was iShares 7-10 Year Treasury Bond ETF, an estimated $6.7M trimmed.

  • B. Riley Wealth Advisors's largest Q3 2020 buy was iShares US Home Construction ETF: 51,608 shares worth $2.92M.
  • B. Riley Wealth Advisors added most to Microsoft in Q3 2020, an estimated $9.42M increase.
  • B. Riley Wealth Advisors's biggest Q3 2020 reduction was iShares 7-10 Year Treasury Bond ETF, cutting an estimated $6.7M.
  • B. Riley Wealth Advisors fully exited State Street SPDR Portfolio Intermediate Term Treasury ETF in Q3 2020, selling an estimated $5.85M.
  • B. Riley Wealth Advisors's ten largest holdings make up 18% of its $1.88B portfolio in Q3 2020.
  • B. Riley Wealth Advisors opened 136 new positions and closed 53 in Q3 2020.
  • B. Riley Wealth Advisors's portfolio value rose 25% quarter-over-quarter to $1.88B.

Based on B. Riley Wealth Advisors's 13F filing for Q3 2020, filed 9 Nov 2020.