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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
+1.32%
1 Year Est. Return
+37.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$4.68M
AUM Growth
-$380M
Cap. Flow
+$236M
Cap. Flow %
5,035.5%
Top 10 Hldgs %
13.14%
Holding
3,993
New
3,307
Increased
403
Reduced
112
Closed
127

Top Buys

Rank Stock Value
1
ITOT icon
iShares Core S&P Total US Stock Market ETF
ITOT
+$7.3M
2
CMG icon
Chipotle Mexican Grill
CMG
+$7.24M
3
BABA icon
Alibaba
BABA
+$5.15M
4
META icon
Meta Platforms (Facebook)
META
+$4.94M
5
JNJ icon
Johnson & Johnson
JNJ
+$3.79M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$2.73M
2
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$1.5M
3
MVV icon
ProShares Ultra MidCap400
MVV
+$832K
4
KMP
KINDER MORGAN ENER PNTRS L.P.
KMP
+$732K
5
SLV icon
iShares Silver Trust
SLV
+$537K

Sector Composition

Rank Sector Weight
1 Technology 7.29%
2 Healthcare 6.35%
3 Financials 5.66%
4 Energy 4.51%
5 Communication Services 4.24%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FDL icon
801
First Trust Morningstar Dividend Leaders Index Fund
FDL
$7.89B
$85 ﹤0.01%
+3,550
New +$84.7K
WMC
802
DELISTED
Western Asset Mortgage Capital Corporation
WMC
$85 ﹤0.01%
+579
New +$86.4K
GXP
803
DELISTED
Great Plains Energy Incorporated
GXP
$85 ﹤0.01%
+3,007
New +$79.4K
ABAX
804
DELISTED
Abaxis Inc
ABAX
$85 ﹤0.01%
+1,493
New +$80.2K
M icon
805
Macy's
M
$6.51B
$84 ﹤0.01%
+1,270
New +$76.8K
MEI icon
806
Methode Electronics
MEI
$458M
$84 ﹤0.01%
+2,300
New +$86.3K
MRVL icon
807
Marvell Technology
MRVL
$147B
$84 ﹤0.01%
+5,770
New +$78.3K
RLI icon
808
RLI Corp
RLI
$6.02B
$84 ﹤0.01%
+3,418
New +$80.6K
UPGD icon
809
Invesco Bloomberg Analyst Rating Improvers ETF
UPGD
$120M
$84 ﹤0.01%
+2,400
New +$81.5K
CFN
810
DELISTED
CAREFUSION CORPORATION
CFN
$84 ﹤0.01%
+1,409
New +$80.9K
ATRO icon
811
Astronics
ATRO
$3.21B
$83 ﹤0.01%
+2,717
New +$71.8K
CDW icon
812
CDW
CDW
$18.9B
$83 ﹤0.01%
+2,356
New +$76.2K
POT
813
DELISTED
Potash Corp Of Saskatchewan
POT
$83 ﹤0.01%
+2,364
New +$80.5K
CSQ icon
814
Calamos Strategic Total Return Fund
CSQ
$3.13B
$82 ﹤0.01%
7,162
-3,234
-31% -$37.3K
HXL icon
815
Hexcel
HXL
$7.97B
$82 ﹤0.01%
+1,970
New +$81.2K
SIRI icon
816
SiriusXM
SIRI
$11B
$82 ﹤0.01%
2,350
+52
+2% +$1.79K
AVNT icon
817
Avient
AVNT
$3.29B
$81 ﹤0.01%
+2,134
New +$77.9K
CNS icon
818
Cohen & Steers
CNS
$4.2B
$81 ﹤0.01%
+1,929
New +$80.7K
GUT
819
Gabelli Utility Trust
GUT
$564M
$81 ﹤0.01%
11,313
+120
+1% +$843
PBE icon
820
Invesco Biotechnology & Genome ETF
PBE
$286M
$81 ﹤0.01%
+1,620
New +$79.3K
REI icon
821
Ring Energy
REI
$307M
$81 ﹤0.01%
+7,725
New +$96.7K
BTT icon
822
BlackRock Municipal 2030 Target Term Trust
BTT
$1.44B
$80 ﹤0.01%
+4,000
New +$80.3K
DEM icon
823
WisdomTree Emerging Markets High Dividend Fund
DEM
$3.8B
$80 ﹤0.01%
+1,904
New +$86.5K
DSX icon
824
Diana Shipping
DSX
$266M
$80 ﹤0.01%
+4,291
New +$23.2K
PRI icon
825
Primerica
PRI
$10.1B
$80 ﹤0.01%
+1,469
New +$74.9K
31 32
33
34 35

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EAM
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B. Riley Wealth Advisors's Q4 2014 Portfolio in Review

As of Q4 2014, B. Riley Wealth Advisors held 3,993 positions worth $4.68M, down 99% from $384M the previous quarter. Its ten largest holdings account for 13% of the portfolio.

B. Riley Wealth Advisors deployed $236M of net new capital in Q4 2014, opening 3,307 new positions and adding to 403 existing holdings. Its largest new stake was iShares Core S&P Total US Stock Market ETF: 159,176 shares worth $7.47K.

By sector, the portfolio is most concentrated in Technology at 7.3% of assets, up from 7% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $2.73M trimmed.

  • B. Riley Wealth Advisors's largest Q4 2014 buy was iShares Core S&P Total US Stock Market ETF: 159,176 shares worth $7.47K.
  • B. Riley Wealth Advisors added most to Meta Platforms (Facebook) in Q4 2014, an estimated $4.94M increase.
  • B. Riley Wealth Advisors's biggest Q4 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $2.73M.
  • B. Riley Wealth Advisors fully exited KINDER MORGAN ENER PNTRS L.P. in Q4 2014, selling an estimated $732K.
  • B. Riley Wealth Advisors's ten largest holdings make up 13% of its $4.68M portfolio in Q4 2014.
  • B. Riley Wealth Advisors opened 3,307 new positions and closed 127 in Q4 2014.
  • B. Riley Wealth Advisors's portfolio value fell 99% quarter-over-quarter to $4.68M.

Based on B. Riley Wealth Advisors's 13F filing for Q4 2014, filed 18 Feb 2015.