B. Riley Wealth Advisors’s Invesco Bloomberg Analyst Rating Improvers ETF UPGD Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Shares Change %	Capital Flow	Portfolio Weight	Portfolio Position
2015 Q1	–	Sell	-2,400	Closed	-$84	–	2030
2014 Q4	$84	Buy	+2,400	New	+$84	﹤0.01%	1823
2014 Q3	–	Sell	-800	Closed	-$28.3K	–	1933
2014 Q2	$28.3K	Buy	+800	New	+$28.3K	0.01%	1296