Oppenheimer & Co’s Invesco Bloomberg Analyst Rating Improvers ETF UPGD Stock Holding History

Oppenheimer & Co’s Portfolio UPGD Stock Details UPGD Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q1	–	Sell	-7,063	Closed	-$230K	–	1334
2015 Q4	$230K	Sell	7,063 -42,798	-86%	-$1.44M	0.01%	1065
2015 Q3	$1.6M	Buy	49,861 +2,864	+6%	+$100K	0.05%	427
2015 Q2	$1.72M	Buy	46,997 +2,709	+6%	+$100K	0.05%	453
2015 Q1	$1.62M	Sell	44,288 -1,139	-3%	-$40K	0.04%	478
2014 Q4	$1.59M	Sell	45,427 -1,696	-4%	-$57.6K	0.05%	462
2014 Q3	$1.59M	Sell	47,123 -14,521	-24%	-$503K	0.05%	450
2014 Q2	$2.18M	Sell	61,644 -11,807	-16%	-$399K	0.07%	353
2014 Q1	$2.52M	Buy	73,451 +581	+0.8%	+$19.5K	0.08%	321
2013 Q4	$2.44M	Buy	72,870 +739	+1%	+$23.5K	0.08%	306
2013 Q3	$2.21M	Buy	72,131 +1,437	+2%	+$42.8K	0.08%	304
2013 Q2	$2M	Buy	+70,694	New	+$1.92M	0.08%	308

Other funds holding UPGD

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

Jane Street New York $777B AUM 61.18% 1-Year Est. Return

Stifel Financial St. Louis, Missouri $109B AUM 21.36% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Bank OZK Little Rock, Arkansas $283M AUM 24.45% 1-Year Est. Return

Oppenheimer & Co's UPGD Position: Q1 2016 in Review

Oppenheimer & Co sold out of Invesco Bloomberg Analyst Rating Improvers ETF (UPGD) in Q1 2016, closing a stake of 7,063 shares — an estimated $230K sold.

Oppenheimer & Co first reported a position in UPGD in Q2 2013 and held it in 11 quarters. The position peaked at $2.52M in Q1 2014. 26 funds tracked by Wall St. Rank hold UPGD as of Q1 2016.

Oppenheimer & Co reported no remaining Invesco Bloomberg Analyst Rating Improvers ETF position as of Q1 2016 after selling out during the quarter.
Oppenheimer & Co sold 7,063 Invesco Bloomberg Analyst Rating Improvers ETF shares in Q1 2016, an estimated $230K.
Oppenheimer & Co first reported a position in Invesco Bloomberg Analyst Rating Improvers ETF in Q2 2013 and held it in 11 quarters.
Oppenheimer & Co's Invesco Bloomberg Analyst Rating Improvers ETF position peaked at $2.52M in Q1 2014.
26 funds tracked by Wall St. Rank held Invesco Bloomberg Analyst Rating Improvers ETF as of Q1 2016.

Based on Oppenheimer & Co's 13F filing for Q1 2016, filed 26 Apr 2016.