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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
-1.27%
1 Year Est. Return
+37.01%
3 Year Est. Return
+105.27%
5 Year Est. Return
+122.55%
10 Year Est. Return
+465.52%
AUM
$384M
AUM Growth
-$41.6M
Cap. Flow
-$316M
Cap. Flow %
-82.26%
Top 10 Hldgs %
12.69%
Holding
2,640
New
189
Increased
71
Reduced
395
Closed
1,957

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$870K
2
SLV icon
iShares Silver Trust
SLV
+$579K
3
QID icon
ProShares UltraShort QQQ
QID
+$425K
4
WFT
Weatherford International plc
WFT
+$386K
5
KMI icon
Kinder Morgan
KMI
+$334K

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$22.8M
2
META icon
Meta Platforms (Facebook)
META
+$6.67M
3
CVX icon
Chevron
CVX
+$5.29M
4
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
+$4.71M
5
GE icon
GE Aerospace
GE
+$4.54M

Sector Composition

Rank Sector Weight
1 Miscellaneous 51.69%
2 Energy 7.27%
3 Technology 7.19%
4 Healthcare 6.93%
5 Financials 6.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DTF
776
DTF Tax-Free Income 2028 Term Fund
DTF
$80.7M
– –
-830
Closed -$13.5K
DTH icon
777
WisdomTree International High Dividend Fund
DTH
$662M
– –
-500
Closed -$24.5K
DUG icon
778
ProShares UltraShort Energy
DUG
$35.2M
– –
-40
Closed -$29.9K
DVA icon
779
DaVita
DVA
$12.4B
– –
-1,430
Closed -$103K
DVN icon
780
Devon Energy
DVN
$53.2B
– –
-2,599
Closed -$206K
DWAS icon
781
Invesco Dorsey Wright SmallCap Momentum ETF
DWAS
$407M
– –
-1,702
Closed -$66.7K
DWM icon
782
WisdomTree International Equity Fund
DWM
$663M
– –
-500
Closed -$28K
DWX icon
783
State Street SPDR S&P International Dividend ETF
DWX
$528M
– –
-800
Closed -$41K
DX
784
Dynex Capital
DX
$3.07B
– –
-17
Closed -$443
DXD icon
785
ProShares UltraShort Dow 30
DXD
$52.3M
– –
-104
Closed -$53.3K
DXJ icon
786
WisdomTree Japan Hedged Equity Fund
DXJ
$7.18B
– –
-3,163
Closed -$156K
EAD
787
Allspring Income Opportunities Fund
EAD
$365M
– –
-6,862
Closed -$65.6K
EAT icon
788
Brinker International
EAT
$8.65B
– –
-1,177
Closed -$57.3K
EBAY icon
789
eBay
EBAY
$48.6B
– –
-3,778
Closed -$79.6K
AXIA
790
DELISTED
AXIA Energia
AXIA
– –
-2,071
Closed -$4.79K
EC icon
791
Ecopetrol
EC
$35.7B
– –
-239
Closed -$8.61K
ECF
792
Ellsworth Growth & Income Fund
ECF
$166M
– –
-260
Closed -$2.29K
ECH icon
793
iShares MSCI Chile ETF
ECH
$1.01B
– –
-50
Closed -$2.27K
ECL icon
794
Ecolab
ECL
$77.2B
– –
-2
Closed -$251
FOCL
795
EDAP TMS S.A.
FOCL
$191M
– –
-1,300
Closed -$6.47K
EDF
796
Virtus Stone Harbor Emerging Markets Income Fund
EDF
$170M
– –
-180
Closed -$3.79K
EEFT icon
797
Euronet Worldwide
EEFT
$2.56B
– –
-858
Closed -$41.4K
EES icon
798
WisdomTree US SmallCap Earnings Fund
EES
$708M
– –
-1,416
Closed -$39K
EEV icon
799
ProShares Trust UltraShort MSCI Emerging Markets
EEV
$2.52M
– –
-20
Closed -$3.53K
EFA icon
800
iShares MSCI EAFE ETF
EFA
$78.5B
– –
-3,111
Closed -$213K
30 31
32
33 34

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B. Riley Wealth Advisors's Q3 2014 Portfolio in Review

As of Q3 2014, B. Riley Wealth Advisors held 2,640 positions worth $384M, down 9.8% from $426M the previous quarter. Its ten largest holdings account for 13% of the portfolio.

B. Riley Wealth Advisors withdrew a net $316M in Q3 2014, closing 1,957 positions and reducing 395 holdings. Its most notable exit was iShares 7-10 Year Treasury Bond ETF, an estimated $2.28M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 52% of assets, up from 35% a quarter earlier, followed by Energy and Technology.

Against the trend, B. Riley Wealth Advisors opened a new position in Weatherford International plc worth $357K.

  • B. Riley Wealth Advisors's largest Q3 2014 buy was Weatherford International plc: 17,182 shares worth $357K.
  • B. Riley Wealth Advisors added most to State Street SPDR S&P 500 ETF Trust in Q3 2014, an estimated $870K increase.
  • B. Riley Wealth Advisors's biggest Q3 2014 reduction was Apple, cutting an estimated $22.8M.
  • B. Riley Wealth Advisors fully exited iShares 7-10 Year Treasury Bond ETF in Q3 2014, selling an estimated $2.28M.
  • B. Riley Wealth Advisors's ten largest holdings make up 13% of its $384M portfolio in Q3 2014.
  • B. Riley Wealth Advisors opened 189 new positions and closed 1,957 in Q3 2014.
  • B. Riley Wealth Advisors's portfolio value fell 9.8% quarter-over-quarter to $384M.

Based on B. Riley Wealth Advisors's 13F filing for Q3 2014, filed 14 Nov 2014.