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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
+13.16%
1 Year Est. Return
+37.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$801M
AUM Growth
+$98.1M
Cap. Flow
+$14.7M
Cap. Flow %
1.84%
Top 10 Hldgs %
18.05%
Holding
792
New
128
Increased
343
Reduced
246
Closed
52

Top Buys

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$2.42M
2
PCAR icon
PACCAR
PCAR
+$1.48M
3
GDX icon
VanEck Gold Miners ETF
GDX
+$1.46M
4
GDXJ icon
VanEck Junior Gold Miners ETF
GDXJ
+$1.4M
5
DGRO icon
iShares Core Dividend Growth ETF
DGRO
+$1.4M

Top Sells

Rank Stock Value
1
FSK icon
FS KKR Capital
FSK
+$5.45M
2
BABA icon
Alibaba
BABA
+$4.14M
3
AAPL icon
Apple
AAPL
+$3.01M
4
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$2.95M
5
META icon
Meta Platforms (Facebook)
META
+$2.43M

Sector Composition

Rank Sector Weight
1 Technology 9.66%
2 Healthcare 7.14%
3 Financials 6.77%
4 Communication Services 6.46%
5 Consumer Discretionary 5.95%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TK icon
726
Teekay
TK
$996M
$45K 0.01%
13,350
– –
SES
727
DELISTED
Synthesis Energy Systems Inc.
SES
$45K 0.01%
10,292
-987
-9% -$5.77K
SCYX icon
728
SCYNEXIS
SCYX
$37.4M
$44K 0.01%
361
-2,481
-87% -$226K
NDRA icon
729
ENDRA Life Sciences
NDRA
$5.65M
$39K ﹤0.01%
1
– –
LLEX
730
DELISTED
Lilis Energy, Inc. Common Stock
LLEX
$39K ﹤0.01%
33,075
+450
+1% +$777
DXLG icon
731
Destination XL Group
DXLG
$32.9M
$36K ﹤0.01%
14,690
-5,600
-28% -$14K
COCP icon
732
Cocrystal Pharma
COCP
$12M
$35K ﹤0.01%
1,061
– –
AKS
733
DELISTED
AK Steel Holding Corp
AKS
$29K ﹤0.01%
10,429
+300
+3% +$850
ASNA
734
DELISTED
Ascena Retail Group, Inc.
ASNA
$27K ﹤0.01%
1,244
+5
+0.4% +$224
ALJJ
735
DELISTED
ALJ Regional Holdings Inc
ALJJ
$25K ﹤0.01%
15,044
– –
AVEO
736
DELISTED
AVEO Pharmaceuticals, Inc.
AVEO
$18K ﹤0.01%
2,189
-300
-12% -$3.1K
GSV
737
DELISTED
Gold Standard Ventures Corp.
GSV
$17K ﹤0.01%
15,750
– –
TLGT
738
DELISTED
Teligent, Inc
TLGT
$15K ﹤0.01%
1,270
– –
NHLDW
739
DELISTED
National Holdings Corporation Warrants
NHLDW
$8K ﹤0.01%
17,550
-23
-0.1% -$11
PALI icon
740
Palisade Bio
PALI
$341M
– –
0
– –
ALSN icon
741
Allison Transmission
ALSN
$9.51B
– –
-5,343
Closed -$235K
APA icon
742
APA Corp
APA
$13B
– –
-8,665
Closed -$228K
APPS icon
743
Digital Turbine
APPS
$982M
– –
-624,175
Closed -$1.14M
BANX
744
ArrowMark Financial
BANX
$195M
– –
-16,661
Closed -$322K
BB icon
745
BlackBerry
BB
$4.58B
– –
-45,912
Closed -$327K
BCX icon
746
BlackRock Resources & Commodities Strategy Trust
BCX
$896M
– –
-33,500
Closed -$237K
BIL icon
747
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
$47.1B
– –
-3,158
Closed -$290K
CHGG icon
748
Chegg
CHGG
$116M
– –
-9,514
Closed -$271K
CRON
749
Cronos Group
CRON
$1.07B
– –
-11,410
Closed -$119K
DOCU
750
DocuSign
DOCU
$11.1B
– –
-14,750
Closed -$592K
28 29
30
31 32

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B. Riley Wealth Advisors's Q1 2019 Portfolio in Review

As of Q1 2019, B. Riley Wealth Advisors held 792 positions worth $801M, up 14% from $703M the previous quarter. Its ten largest holdings account for 18% of the portfolio.

B. Riley Wealth Advisors's Q1 2019 filing shows 128 new, 343 increased, 246 reduced and 52 closed positions. Its largest new stake was State Street SPDR Portfolio S&P 500 Growth ETF: 68,524 shares worth $2.55M. The largest sale was FS KKR Capital, an estimated $5.45M.

By sector, the portfolio is most concentrated in Technology at 9.7% of assets, up from 9.4% a quarter earlier, followed by Healthcare and Financials.

  • B. Riley Wealth Advisors's largest Q1 2019 buy was State Street SPDR Portfolio S&P 500 Growth ETF: 68,524 shares worth $2.55M.
  • B. Riley Wealth Advisors added most to iShares Core Dividend Growth ETF in Q1 2019, an estimated $1.4M increase.
  • B. Riley Wealth Advisors's biggest Q1 2019 reduction was FS KKR Capital, cutting an estimated $5.45M.
  • B. Riley Wealth Advisors fully exited Global X NASDAQ-100 Covered Call ETF in Q1 2019, selling an estimated $2.35M.
  • B. Riley Wealth Advisors's ten largest holdings make up 18% of its $801M portfolio in Q1 2019.
  • B. Riley Wealth Advisors opened 128 new positions and closed 52 in Q1 2019.
  • B. Riley Wealth Advisors's portfolio value rose 14% quarter-over-quarter to $801M.

Based on B. Riley Wealth Advisors's 13F filing for Q1 2019, filed 8 May 2019.