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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
+6.45%
1 Year Est. Return
+37.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$840M
AUM Growth
+$83.3M
Cap. Flow
+$42.9M
Cap. Flow %
5.11%
Top 10 Hldgs %
18.36%
Holding
760
New
87
Increased
332
Reduced
276
Closed
44

Top Buys

Rank Stock Value
1
BABA icon
Alibaba
BABA
+$3.29M
2
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$2.26M
3
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$2.23M
4
APTS
Preferred Apartment Communities, Inc.
APTS
+$2.21M
5
ECC
Eagle Point Credit Company
ECC
+$1.89M

Top Sells

Rank Stock Value
1
FLTB icon
Fidelity Limited Term Bond ETF
FLTB
+$3.29M
2
IWN icon
iShares Russell 2000 Value ETF
IWN
+$1.46M
3
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$725K
4
DO
Diamond Offshore Drilling
DO
+$653K
5
ESV
Ensco Rowan plc
ESV
+$646K

Sector Composition

Rank Sector Weight
1 Technology 10.63%
2 Financials 8%
3 Communication Services 7.35%
4 Healthcare 7.3%
5 Consumer Discretionary 6.54%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GARS
676
DELISTED
Garrison Capital Inc.
GARS
$124K 0.01%
14,903
-1,422
-9% -$11.9K
IGA
677
Voya Global Advantage and Premium Opportunity Fund
IGA
$155M
$121K 0.01%
+10,500
New +$121K
SENS icon
678
Senseonics Holdings Inc
SENS
$254M
$119K 0.01%
1,240
+205
+20% +$16.8K
PRTK
679
DELISTED
Paratek Pharmaceuticals, Inc.
PRTK
$117K 0.01%
+12,000
New +$121K
LLEX
680
DELISTED
Lilis Energy, Inc. Common Stock
LLEX
$116K 0.01%
23,625
-200
-0.8% -$1K
TK icon
681
Teekay
TK
$996M
$114K 0.01%
16,861
+248
+1% +$1.71K
ASNA
682
DELISTED
Ascena Retail Group, Inc.
ASNA
$114K 0.01%
1,239
-192
-13% -$15.9K
WIW
683
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
$506M
$111K 0.01%
10,149
-3,525
-26% -$38.8K
BCS icon
684
Barclays
BCS
$87.8B
$109K 0.01%
12,637
-1,487
-11% -$13.8K
SMFG icon
685
Sumitomo Mitsui Financial
SMFG
$159B
$106K 0.01%
13,007
-246
-2% -$1.94K
NIO icon
686
NIO
NIO
$11.9B
$105K 0.01%
+14,960
New +$123K
TI.A
687
DELISTED
Telecom Italia 10 Svg
TI.A
$105K 0.01%
19,147
+489
+3% +$2.99K
VUZI icon
688
Vuzix
VUZI
$178M
$104K 0.01%
15,800
-700
-4% -$4.71K
PHK
689
PIMCO High Income Fund
PHK
$856M
$100K 0.01%
11,877
+20
+0.2% +$174
HPR
690
DELISTED
HighPoint Resources Corporation
HPR
$100K 0.01%
409
-52
-11% -$14.8K
GBR icon
691
New Concept Energy
GBR
$3.5M
$99K 0.01%
+41,500
New +$112K
BKT icon
692
BlackRock Income Trust
BKT
$331M
$96K 0.01%
5,575
-9,127
-62% -$158K
JPS
693
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
$93K 0.01%
+10,401
New +$92K
DMK
694
DELISTED
DMK Pharmaceuticals Corporation Common Stock
DMK
$82K 0.01%
332
+27
+9% +$6.39K
PTN
695
Palatin Technologies
PTN
$14.4M
$77K 0.01%
62
– –
BKCC
696
DELISTED
BlackRock Capital Investment Corporation
BKCC
$73K 0.01%
12,287
-4
-0% -$24
SVM
697
Silvercorp Metals
SVM
$2.02B
$70K 0.01%
+27,986
New +$74.2K
FBIO icon
698
Fortress Biotech
FBIO
$111M
$69K 0.01%
2,873
+374
+15% +$12K
NHLD
699
DELISTED
National Holdings Corporation
NHLD
$67K 0.01%
20,573
+250
+1% +$822
FAX
700
abrdn Asia-Pacific Income Fund
FAX
$595M
$65K 0.01%
2,609
+515
+25% +$13.1K
26 27
28
29 30

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BCIM
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PCP
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EAM
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ACM
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WRBC
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B. Riley Wealth Advisors's Q3 2018 Portfolio in Review

As of Q3 2018, B. Riley Wealth Advisors held 760 positions worth $840M, up 11% from $757M the previous quarter. Its ten largest holdings account for 18% of the portfolio.

B. Riley Wealth Advisors deployed $42.9M of net new capital in Q3 2018, opening 87 new positions and adding to 332 existing holdings. Its largest new stake was Plymouth Industrial REIT: 96,009 shares worth $1.49M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 10% a quarter earlier, followed by Financials and Communication Services.

On the sell side, the largest reduction was Fidelity Limited Term Bond ETF, an estimated $3.29M trimmed.

  • B. Riley Wealth Advisors's largest Q3 2018 buy was Plymouth Industrial REIT: 96,009 shares worth $1.49M.
  • B. Riley Wealth Advisors added most to Alibaba in Q3 2018, an estimated $3.29M increase.
  • B. Riley Wealth Advisors's biggest Q3 2018 reduction was Fidelity Limited Term Bond ETF, cutting an estimated $3.29M.
  • B. Riley Wealth Advisors fully exited iShares Russell 2000 Value ETF in Q3 2018, selling an estimated $1.46M.
  • B. Riley Wealth Advisors's ten largest holdings make up 18% of its $840M portfolio in Q3 2018.
  • B. Riley Wealth Advisors opened 87 new positions and closed 44 in Q3 2018.
  • B. Riley Wealth Advisors's portfolio value rose 11% quarter-over-quarter to $840M.

Based on B. Riley Wealth Advisors's 13F filing for Q3 2018, filed 8 Nov 2018.