B. Riley Wealth Advisors’s BlackRock Capital Investment Corporation BKCC Stock Holding History

B. Riley Wealth Advisors’s Portfolio BKCC Stock Details BKCC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q4	–	Sell	-12,287	Closed	-$73K	–	749
2018 Q3	$73K	Sell	12,287 -4	-0%	-$24	0.01%	696
2018 Q2	$72K	Buy	12,291 +1,110	+10%	+$6.87K	0.01%	651
2018 Q1	$68K	Buy	+11,181	New	+$65.7K	0.01%	644
2015 Q1	–	Sell	-3,496	Closed	-$29	–	2093
2014 Q4	$29	Buy	+3,496	New	+$30.1K	﹤0.01%	2384
2014 Q3	–	Sell	-3,456	Closed	-$31.5K	–	1980
2014 Q2	$31.5K	Buy	+3,456	New	+$30.6K	0.01%	1241

Other funds holding BKCC

Telemus Capital Southfield, Michigan $1.21B AUM 23.28% 1-Year Est. Return

LSV Asset Management Chicago, Illinois $46.4B AUM 27.74% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Ares Management Los Angeles, California $1.52B AUM 12.97% 1-Year Est. Return

Nomura Holdings Tokyo, Japan $37.7B AUM 34.44% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Resource America New York $40M AUM 20.54% 1-Year Est. Return

Advisor Group Phoenix, Arizona $14.5B AUM 24.86% 1-Year Est. Return

VanEck Associates New York $133B AUM 72.99% 1-Year Est. Return

B. Riley Wealth Advisors's BKCC Position: Q4 2018 in Review

B. Riley Wealth Advisors sold out of BlackRock Capital Investment Corporation (BKCC) in Q4 2018, closing a stake of 12,287 shares — an estimated $73K sold.

B. Riley Wealth Advisors first reported a position in BKCC in Q2 2014 and held it in 5 quarters. The position peaked at $73K in Q3 2018. 112 funds tracked by Wall St. Rank hold BKCC as of Q4 2018.

B. Riley Wealth Advisors reported no remaining BlackRock Capital Investment Corporation position as of Q4 2018 after selling out during the quarter.
B. Riley Wealth Advisors sold 12,287 BlackRock Capital Investment Corporation shares in Q4 2018, an estimated $73K.
B. Riley Wealth Advisors first reported a position in BlackRock Capital Investment Corporation in Q2 2014 and held it in 5 quarters.
B. Riley Wealth Advisors's BlackRock Capital Investment Corporation position peaked at $73K in Q3 2018.
112 funds tracked by Wall St. Rank held BlackRock Capital Investment Corporation as of Q4 2018.

Based on B. Riley Wealth Advisors's 13F filing for Q4 2018, filed 8 Feb 2019.