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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
+6.82%
1 Year Est. Return
+37.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$313M
AUM Growth
+$20.6M
Cap. Flow
+$3.81M
Cap. Flow %
1.22%
Top 10 Hldgs %
17.49%
Holding
763
New
96
Increased
243
Reduced
271
Closed
87

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$5.48M
2
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$5.36M
3
SGNT
SAGENT PHARMACEUTICALS INC COM STK (DE)
SGNT
+$3.18M
4
MVV icon
ProShares Ultra MidCap400
MVV
+$3.06M
5
SSO icon
ProShares Ultra S&P500
SSO
+$2.95M

Top Sells

Rank Stock Value
1
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$6.08M
2
IWM icon
iShares Russell 2000 ETF
IWM
+$5.13M
3
UWM icon
ProShares Ultra Russell2000
UWM
+$3.49M
4
UST icon
ProShares Ultra 7-10 Year Treasury
UST
+$2.09M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.51M

Sector Composition

Rank Sector Weight
1 Technology 9.35%
2 Energy 8.45%
3 Financials 7.74%
4 Healthcare 5.09%
5 Communication Services 4.65%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AOD
676
abrdn Total Dynamic Dividend Fund
AOD
$1.08B
– –
-50,408
Closed -$405K
BG icon
677
Bunge Global
BG
$21.2B
– –
-1,704
Closed -$129K
BOND icon
678
PIMCO Active Bond Exchange-Traded Fund
BOND
$8.4B
– –
-1,711
Closed -$181K
BWA icon
679
BorgWarner
BWA
$12.7B
– –
-5,089
Closed -$227K
CORN icon
680
Teucrium Corn Fund
CORN
$179M
– –
-4,600
Closed -$154K
DAL icon
681
Delta Air Lines
DAL
$57B
– –
-3,679
Closed -$87K
DRRX
682
DELISTED
DURECT Corp
DRRX
– –
-1,000
Closed -$13K
DSI icon
683
iShares MSCI KLD 400 Social ETF
DSI
$5.12B
– –
-5,698
Closed -$179K
DSL
684
DoubleLine Income Solutions Fund
DSL
$1.22B
– –
-3,120
Closed -$68K
ECF
685
Ellsworth Growth & Income Fund
ECF
$164M
– –
-5,652
Closed -$44K
EFZ icon
686
ProShares Trust Short MSCI EAFE
EFZ
$10.5M
– –
-1,899
Closed -$135K
EOG icon
687
EOG Resources
EOG
$77.4B
– –
-2,176
Closed -$184K
EXP icon
688
Eagle Materials
EXP
$6.56B
– –
-2,992
Closed -$217K
FMC icon
689
FMC
FMC
$1.31B
– –
-3,355
Closed -$209K
GFI icon
690
Gold Fields
GFI
$28.5B
– –
-10,500
Closed -$48K
GRPN icon
691
Groupon
GRPN
$1.06B
– –
-218
Closed -$49K
GT icon
692
Goodyear
GT
$2.08B
– –
-4,092
Closed -$92K
HPQ icon
693
HP
HPQ
$26B
– –
-9,684
Closed -$92K
HUN icon
694
Huntsman Corp
HUN
$2.03B
– –
-4,481
Closed -$92K
IHE icon
695
iShares US Pharmaceuticals ETF
IHE
$1.5B
– –
-4,530
Closed -$161K
IYZ icon
696
iShares US Telecommunications ETF
IYZ
$1.17B
– –
-3,172
Closed -$87K
KMB icon
697
Kimberly-Clark
KMB
$37.4B
– –
-1,727
Closed -$156K
LAZ icon
698
Lazard
LAZ
$4.02B
– –
-3,379
Closed -$122K
LVS icon
699
Las Vegas Sands
LVS
$31.8B
– –
-2,204
Closed -$146K
MDYV icon
700
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
$2.77B
– –
-3,678
Closed -$135K
26 27
28
29 30

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B. Riley Wealth Advisors's Q4 2013 Portfolio in Review

As of Q4 2013, B. Riley Wealth Advisors held 763 positions worth $313M, up 7.1% from $292M the previous quarter. Its ten largest holdings account for 17% of the portfolio.

B. Riley Wealth Advisors's Q4 2013 filing shows 96 new, 243 increased, 271 reduced and 87 closed positions. Its largest new stake was iShares Core S&P 500 ETF: 30,783 shares worth $5.71M. The largest sale was iShares 3-7 Year Treasury Bond ETF, an estimated $6.08M.

By sector, the portfolio is most concentrated in Technology at 9.4% of assets, up from 8.3% a quarter earlier, followed by Energy and Financials.

  • B. Riley Wealth Advisors's largest Q4 2013 buy was iShares Core S&P 500 ETF: 30,783 shares worth $5.71M.
  • B. Riley Wealth Advisors added most to iShares Core S&P Mid-Cap ETF in Q4 2013, an estimated $5.36M increase.
  • B. Riley Wealth Advisors's biggest Q4 2013 reduction was iShares 3-7 Year Treasury Bond ETF, cutting an estimated $6.08M.
  • B. Riley Wealth Advisors fully exited ProShares Ultra 7-10 Year Treasury in Q4 2013, selling an estimated $2.09M.
  • B. Riley Wealth Advisors's ten largest holdings make up 17% of its $313M portfolio in Q4 2013.
  • B. Riley Wealth Advisors opened 96 new positions and closed 87 in Q4 2013.
  • B. Riley Wealth Advisors's portfolio value rose 7.1% quarter-over-quarter to $313M.

Based on B. Riley Wealth Advisors's 13F filing for Q4 2013, filed 21 Jan 2014.