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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
-1.27%
1 Year Est. Return
+37.01%
3 Year Est. Return
+105.27%
5 Year Est. Return
+122.55%
10 Year Est. Return
+465.52%
AUM
$384M
AUM Growth
-$41.6M
Cap. Flow
-$316M
Cap. Flow %
-82.26%
Top 10 Hldgs %
12.69%
Holding
2,640
New
189
Increased
71
Reduced
395
Closed
1,957

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$870K
2
SLV icon
iShares Silver Trust
SLV
+$579K
3
QID icon
ProShares UltraShort QQQ
QID
+$425K
4
WFT
Weatherford International plc
WFT
+$386K
5
KMI icon
Kinder Morgan
KMI
+$334K

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$22.8M
2
META icon
Meta Platforms (Facebook)
META
+$6.67M
3
CVX icon
Chevron
CVX
+$5.29M
4
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
+$4.71M
5
GE icon
GE Aerospace
GE
+$4.54M

Sector Composition

Rank Sector Weight
1 Miscellaneous 51.69%
2 Energy 7.27%
3 Technology 7.19%
4 Healthcare 6.93%
5 Financials 6.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CATO icon
651
Cato Corp
CATO
$46.6M
– –
-279
Closed -$8.62K
CATY icon
652
Cathay General Bancorp
CATY
$4.14B
– –
-360
Closed -$9.2K
CB icon
653
Chubb
CB
$132B
– –
-6,259
Closed -$649K
CBRE icon
654
CBRE Group
CBRE
$40.1B
– –
-5,257
Closed -$168K
CBSH icon
655
Commerce Bancshares
CBSH
$8.22B
– –
-16,091
Closed -$417K
CCI icon
656
Crown Castle
CCI
$31.2B
– –
-50
Closed -$3.73K
CCJ icon
657
Cameco
CCJ
$39.6B
– –
-3,103
Closed -$60.9K
CCL icon
658
Carnival Corporation Ltd
CCL
$30.6B
– –
-350
Closed -$13.2K
CCOI icon
659
Cogent Communications
CCOI
$444M
– –
-2,319
Closed -$80.1K
CDE icon
660
Coeur Mining
CDE
$19.5B
– –
-608
Closed -$5.58K
CDNS icon
661
Cadence Design Systems
CDNS
$77.1B
– –
-250
Closed -$4.37K
CE icon
662
Celanese
CE
$5.14B
– –
-401
Closed -$25.8K
CEF icon
663
Sprott Physical Gold and Silver Trust
CEF
$7.56B
– –
-2,378
Closed -$34.6K
CET
664
Central Securities Corp
CET
$1.65B
– –
-106
Closed -$2.49K
CEW
665
WisdomTree Emerging Currency Strategy Fund
CEW
$17.8M
– –
-200
Closed -$4.11K
CF icon
666
CF Industries
CF
$20B
– –
-260
Closed -$12.4K
CFR icon
667
Cullen/Frost Bankers
CFR
$9.91B
– –
-6,795
Closed -$540K
CGO
668
Calamos Global Total Return Fund
CGO
$123M
– –
-419
Closed -$6.22K
CHD icon
669
Church & Dwight Co
CHD
$22.7B
– –
-820
Closed -$28.7K
CHEF icon
670
Chefs' Warehouse
CHEF
$4.47B
– –
-1,074
Closed -$21.2K
CHKP icon
671
Check Point Software Technologies
CHKP
$14.1B
– –
-306
Closed -$20.5K
CHN
672
DELISTED
China Fund
CHN
– –
-136
Closed -$2.87K
CHTR icon
673
Charter Communications
CHTR
$15.5B
– –
-160
Closed -$25.3K
CHW
674
Calamos Global Dynamic Income Fund
CHW
$514M
– –
-7,610
Closed -$74.6K
CIF
675
DELISTED
MFS Intermediate High Income Fund
CIF
– –
-218
Closed -$641
25 26
27
28 29

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B. Riley Wealth Advisors's Q3 2014 Portfolio in Review

As of Q3 2014, B. Riley Wealth Advisors held 2,640 positions worth $384M, down 9.8% from $426M the previous quarter. Its ten largest holdings account for 13% of the portfolio.

B. Riley Wealth Advisors withdrew a net $316M in Q3 2014, closing 1,957 positions and reducing 395 holdings. Its most notable exit was iShares 7-10 Year Treasury Bond ETF, an estimated $2.28M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 52% of assets, up from 35% a quarter earlier, followed by Energy and Technology.

Against the trend, B. Riley Wealth Advisors opened a new position in Weatherford International plc worth $357K.

  • B. Riley Wealth Advisors's largest Q3 2014 buy was Weatherford International plc: 17,182 shares worth $357K.
  • B. Riley Wealth Advisors added most to State Street SPDR S&P 500 ETF Trust in Q3 2014, an estimated $870K increase.
  • B. Riley Wealth Advisors's biggest Q3 2014 reduction was Apple, cutting an estimated $22.8M.
  • B. Riley Wealth Advisors fully exited iShares 7-10 Year Treasury Bond ETF in Q3 2014, selling an estimated $2.28M.
  • B. Riley Wealth Advisors's ten largest holdings make up 13% of its $384M portfolio in Q3 2014.
  • B. Riley Wealth Advisors opened 189 new positions and closed 1,957 in Q3 2014.
  • B. Riley Wealth Advisors's portfolio value fell 9.8% quarter-over-quarter to $384M.

Based on B. Riley Wealth Advisors's 13F filing for Q3 2014, filed 14 Nov 2014.