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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
+5.8%
1 Year Est. Return
+37.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$292M
AUM Growth
-$2.14M
Cap. Flow
-$11.3M
Cap. Flow %
-3.86%
Top 10 Hldgs %
17.77%
Holding
798
New
106
Increased
231
Reduced
265
Closed
131

Top Buys

Rank Stock Value
1
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$6.26M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$4.65M
3
UST icon
ProShares Ultra 7-10 Year Treasury
UST
+$1.86M
4
STPP
iPath US Treasury Steepener ETN
STPP
+$1.47M
5
GOOG icon
Alphabet (Google) Class C
GOOG
+$1.27M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$6.32M
2
SSO icon
ProShares Ultra S&P500
SSO
+$4.08M
3
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
+$3.97M
4
UWM icon
ProShares Ultra Russell2000
UWM
+$882K
5
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$853K

Sector Composition

Rank Sector Weight
1 Energy 9.49%
2 Technology 8.29%
3 Financials 6.24%
4 Healthcare 5.03%
5 Communication Services 4.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
STNG icon
651
Scorpio Tankers
STNG
$3.9B
$45K 0.02%
+464
New +$45.9K
RAD
652
DELISTED
Rite Aid Corporation
RAD
$45K 0.02%
+474
New +$32.3K
ECF
653
Ellsworth Growth & Income Fund
ECF
$164M
$44K 0.02%
5,652
-3,893
-41% -$30.3K
PULS
654
DELISTED
PULSE ELECTRONICS CORP COM STK (PA)NEW
PULS
$42K 0.01%
+10,740
New +$41.6K
BHY
655
DELISTED
BLACKROCK HIGH YIELD TST SBI
BHY
$41K 0.01%
5,865
+108
+2% +$748
CLIR icon
656
ClearSign Technologies
CLIR
$24.3M
$39K 0.01%
+555
New +$46.2K
MFV
657
DELISTED
MFS SPECIAL VALUE TRUST
MFV
$38K 0.01%
+5,270
New +$37.2K
DNN icon
658
Denison Mines
DNN
$2.37B
$36K 0.01%
33,000
-2,500
-7% -$2.99K
AVNR
659
DELISTED
AVANIR PHARMACEUTICALS, INC CL A
AVNR
$36K 0.01%
+8,500
New +$40.3K
NVAX icon
660
Novavax
NVAX
$1.19B
$32K 0.01%
513
-387
-43% -$21.8K
GNK
661
DELISTED
GENCO SHIPPING & TRADING LTD
GNK
$30K 0.01%
+7,634
New +$20.6K
RELV
662
DELISTED
Reliv International Inc
RELV
$28K 0.01%
1,509
– –
APP
663
DELISTED
AMERICAN APPAREL INC COM
APP
$16K 0.01%
12,500
– –
AGIG
664
Abundia Global Impact Group
AGIG
$42M
$15K 0.01%
410
– –
DRRX
665
DELISTED
DURECT Corp
DRRX
$13K ﹤0.01%
1,000
– –
AKAM icon
666
Akamai
AKAM
$15.6B
– –
-4,123
Closed -$175K
BCE icon
667
BCE
BCE
$20.7B
– –
-2,527
Closed -$104K
BIDU icon
668
Baidu
BIDU
$35.4B
– –
-2,773
Closed -$262K
BIIB icon
669
Biogen
BIIB
$31.3B
– –
-1,023
Closed -$220K
BKF icon
670
iShares MSCI BIC ETF
BKF
$76.8M
– –
-3,109
Closed -$106K
BPT
671
DELISTED
BP Prudhoe Bay Royalty Trust
BPT
– –
-1,600
Closed -$154K
CAR icon
672
Avis
CAR
$5.23B
– –
-3,418
Closed -$98K
CCJ icon
673
Cameco
CCJ
$36.4B
– –
-4,653
Closed -$96K
CET
674
Central Securities Corp
CET
$1.55B
– –
-4,211
Closed -$89K
CLX icon
675
Clorox
CLX
$12.1B
– –
-2,124
Closed -$177K
25 26
27
28 29

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BCIM
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EAM
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ACM
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WRBC
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B. Riley Wealth Advisors's Q3 2013 Portfolio in Review

As of Q3 2013, B. Riley Wealth Advisors held 798 positions worth $292M, down 0.73% from $295M the previous quarter. Its ten largest holdings account for 18% of the portfolio.

B. Riley Wealth Advisors withdrew a net $11.3M in Q3 2013, closing 131 positions and reducing 265 holdings. Its most notable exit was iShares Core S&P 500 ETF, an estimated $6.32M position sold in full.

By sector, the portfolio is most concentrated in Energy at 9.5% of assets, up from 8.6% a quarter earlier, followed by Technology and Financials.

Against the trend, B. Riley Wealth Advisors opened a new position in iPath US Treasury Steepener ETN worth $1.43M.

  • B. Riley Wealth Advisors's largest Q3 2013 buy was iPath US Treasury Steepener ETN: 36,312 shares worth $1.43M.
  • B. Riley Wealth Advisors added most to iShares 3-7 Year Treasury Bond ETF in Q3 2013, an estimated $6.26M increase.
  • B. Riley Wealth Advisors's biggest Q3 2013 reduction was ProShares Ultra S&P500, cutting an estimated $4.08M.
  • B. Riley Wealth Advisors fully exited iShares Core S&P 500 ETF in Q3 2013, selling an estimated $6.32M.
  • B. Riley Wealth Advisors's ten largest holdings make up 18% of its $292M portfolio in Q3 2013.
  • B. Riley Wealth Advisors opened 106 new positions and closed 131 in Q3 2013.
  • B. Riley Wealth Advisors's portfolio value fell 0.73% quarter-over-quarter to $292M.

Based on B. Riley Wealth Advisors's 13F filing for Q3 2013, filed 21 Oct 2013.