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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
+4.45%
1 Year Est. Return
+37.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$494M
AUM Growth
+$77.6M
Cap. Flow
+$67M
Cap. Flow %
13.57%
Top 10 Hldgs %
16.27%
Holding
645
New
83
Increased
271
Reduced
192
Closed
80

Top Buys

Rank Stock Value
1
BNDX icon
Vanguard Total International Bond ETF
BNDX
+$6.11M
2
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$5.15M
3
AAPL icon
Apple
AAPL
+$3.97M
4
EXP icon
Eagle Materials
EXP
+$3.69M
5
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$3.44M

Top Sells

Rank Stock Value
1
DWTI
VelocityShares 3x Inverse Crude ETN linked to the S&P GSCI Crude Oil Index Excess Return
DWTI
+$3.01M
2
MPVD
Mountain Province Diamonds Inc.
MPVD
+$2.59M
3
AGZ icon
iShares Agency Bond ETF
AGZ
+$2.43M
4
FDN icon
First Trust Dow Jones Internet Index Fund ETF
FDN
+$2.03M
5
FBT icon
First Trust NYSE Arca Biotechnology Index Fund
FBT
+$1.78M

Sector Composition

Rank Sector Weight
1 Healthcare 9.11%
2 Technology 8.93%
3 Communication Services 6.74%
4 Financials 6.13%
5 Consumer Staples 5.02%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AUY
626
DELISTED
Yamana Gold, Inc.
AUY
– –
-12,028
Closed -$21K
ABMD
627
DELISTED
Abiomed Inc
ABMD
– –
-2,243
Closed -$209K
MCEP
628
DELISTED
Mid-Con Energy Partners, LP
MCEP
– –
-605
Closed -$27K
OAK
629
DELISTED
OAKTREE CAPITAL GROUP, LLC
OAK
– –
-4,965
Closed -$246K
APC
630
DELISTED
Anadarko Petroleum
APC
– –
-4,795
Closed -$291K
BBG
631
DELISTED
Bill Barrett Corp
BBG
– –
-10,050
Closed -$34K
BRCD
632
DELISTED
Brocade Communications Systems, Inc. NEW
BRCD
– –
-25,974
Closed -$270K
UNIS
633
DELISTED
Unilife Corporation
UNIS
– –
-2,150
Closed -$22K
ACG
634
DELISTED
AllianceBernstein Income Fund Inc
ACG
– –
-13,669
Closed -$108K
JAH
635
DELISTED
JARDEN CORPORATION
JAH
– –
-6,908
Closed -$339K
RCAP
636
DELISTED
RCS CAPITAL CORPORATION CLASS A COM
RCAP
– –
-19,844
Closed -$17K
APP
637
DELISTED
AMERICAN APPAREL INC COM
APP
– –
-12,500
Closed -$2K
CMCSK
638
DELISTED
COMCAST CORP SPL A (NEW)
CMCSK
– –
-6,760
Closed -$388K
NBG
639
DELISTED
NATIONAL BANK OF GREECE SA ADR REPSTG 1 SHARE (NEW)
NBG
– –
-11,860
Closed -$6K
CYS
640
DELISTED
CYS Investments Inc.
CYS
– –
-28,435
Closed -$207K
DWTI
641
DELISTED
VelocityShares 3x Inverse Crude ETN linked to the S&P GSCI Crude Oil Index Excess Return
DWTI
– –
-28,290
Closed -$3.01M
SCTY
642
DELISTED
SolarCity Corporation
SCTY
– –
-4,805
Closed -$206K
XLKS
643
DELISTED
POWERSHARES S&P SMALLCAP INFORMATION TECHNOLOGY PORTFOLIO
XLKS
– –
-4,270
Closed -$208K
RESI
644
DELISTED
Front Yard Residential Corporation Common Stock
RESI
– –
-13,723
Closed -$193K
HK
645
DELISTED
Halcon Resources Corporation
HK
– –
-128
Closed -$12K
22 23 24 25
26

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B. Riley Wealth Advisors's Q4 2015 Portfolio in Review

As of Q4 2015, B. Riley Wealth Advisors held 645 positions worth $494M, up 19% from $416M the previous quarter. Its ten largest holdings account for 16% of the portfolio.

B. Riley Wealth Advisors deployed $67M of net new capital in Q4 2015, opening 83 new positions and adding to 271 existing holdings. Its largest new stake was Schwab Short-Term US Treasury ETF: 130,898 shares worth $3.3M.

By sector, the portfolio is most concentrated in Healthcare at 9.1% of assets, down from 9.6% a quarter earlier, followed by Technology and Communication Services.

On the sell side, the largest reduction was Mountain Province Diamonds Inc., an estimated $2.59M trimmed.

  • B. Riley Wealth Advisors's largest Q4 2015 buy was Schwab Short-Term US Treasury ETF: 130,898 shares worth $3.3M.
  • B. Riley Wealth Advisors added most to Vanguard Total International Bond ETF in Q4 2015, an estimated $6.11M increase.
  • B. Riley Wealth Advisors's biggest Q4 2015 reduction was Mountain Province Diamonds Inc., cutting an estimated $2.59M.
  • B. Riley Wealth Advisors fully exited VelocityShares 3x Inverse Crude ETN linked to the S&P GSCI Crude Oil Index Excess Return in Q4 2015, selling an estimated $3.01M.
  • B. Riley Wealth Advisors's ten largest holdings make up 16% of its $494M portfolio in Q4 2015.
  • B. Riley Wealth Advisors opened 83 new positions and closed 80 in Q4 2015.
  • B. Riley Wealth Advisors's portfolio value rose 19% quarter-over-quarter to $494M.

Based on B. Riley Wealth Advisors's 13F filing for Q4 2015, filed 16 Feb 2016.