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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
+6.82%
1 Year Est. Return
+37.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$313M
AUM Growth
+$20.6M
Cap. Flow
+$3.81M
Cap. Flow %
1.22%
Top 10 Hldgs %
17.49%
Holding
763
New
96
Increased
243
Reduced
271
Closed
87

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$5.48M
2
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$5.36M
3
SGNT
SAGENT PHARMACEUTICALS INC COM STK (DE)
SGNT
+$3.18M
4
MVV icon
ProShares Ultra MidCap400
MVV
+$3.06M
5
SSO icon
ProShares Ultra S&P500
SSO
+$2.95M

Top Sells

Rank Stock Value
1
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$6.08M
2
IWM icon
iShares Russell 2000 ETF
IWM
+$5.13M
3
UWM icon
ProShares Ultra Russell2000
UWM
+$3.49M
4
UST icon
ProShares Ultra 7-10 Year Treasury
UST
+$2.09M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.51M

Sector Composition

Rank Sector Weight
1 Technology 9.35%
2 Energy 8.45%
3 Financials 7.74%
4 Healthcare 5.09%
5 Communication Services 4.65%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MHR
626
DELISTED
MAGNUM HUNTER RESOURCES CORP (DEL)
MHR
$67K 0.02%
9,225
-3,400
-27% -$24K
GUT
627
Gabelli Utility Trust
GUT
$567M
$66K 0.02%
10,562
+872
+9% +$5.45K
NVG icon
628
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.69B
$66K 0.02%
5,296
-555
-9% -$6.96K
VSH icon
629
Vishay Intertechnology
VSH
$4.67B
$66K 0.02%
5,000
– –
FEO
630
DELISTED
First Trust/abrdn Emerging Opportunity Fund
FEO
$66K 0.02%
3,667
-2,463
-40% -$46.6K
HPS
631
John Hancock Preferred Income Fund III
HPS
$455M
$65K 0.02%
4,146
– –
WU icon
632
Western Union
WU
$2.54B
$65K 0.02%
3,749
+1
+0% +$18
TLPH icon
633
Talphera
TLPH
$67M
$64K 0.02%
+285
New +$49.5K
HERO
634
DELISTED
HERCULES OFFSHORE INC COM STK
HERO
$64K 0.02%
+9,800
New +$66.1K
SDR
635
DELISTED
SANDRIDGE MISSISSIPPIAN TRUST II
SDR
$64K 0.02%
7,218
-234
-3% -$2.58K
NOG icon
636
Northern Oil and Gas
NOG
$2.27B
$63K 0.02%
+418
New +$66.2K
PSP icon
637
Invesco Global Listed Private Equity ETF
PSP
$230M
$63K 0.02%
1,035
+76
+8% +$4.58K
RAD
638
DELISTED
Rite Aid Corporation
RAD
$63K 0.02%
618
+144
+30% +$15.3K
NMM icon
639
Navios Maritime Partners
NMM
$2.22B
$62K 0.02%
+216
New +$53K
WSR
640
DELISTED
Whitestone REIT
WSR
$62K 0.02%
4,626
-6,280
-58% -$84.8K
IRR
641
DELISTED
VOYA NATURAL RESOURCES EQUITY INCOME FUND
IRR
$62K 0.02%
6,321
+73
+1% +$724
S
642
DELISTED
Sprint Corporation
S
$61K 0.02%
+5,674
New +$42.7K
PGH
643
DELISTED
Pengrowth Energy Corporation
PGH
$59K 0.02%
9,588
-4,370
-31% -$27.5K
VFL
644
DELISTED
abrdn National Municipal Income Fund
VFL
$58K 0.02%
4,971
-1,127
-18% -$13.1K
BFK
645
DELISTED
BlackRock Municipal Income Trust
BFK
$57K 0.02%
4,500
– –
IAE
646
Voya Asia Pacific High Dividend Equity Income Fund
IAE
$87.7M
$57K 0.02%
4,500
– –
MUFG icon
647
Mitsubishi UFJ Financial
MUFG
$250B
$57K 0.02%
8,600
-2,510
-23% -$16.1K
WIN
648
DELISTED
Windstream Holdings Inc
WIN
$57K 0.02%
913
+29
+3% +$1.88K
EAD
649
Allspring Income Opportunities Fund
EAD
$372M
$56K 0.02%
6,125
– –
KERX
650
DELISTED
Keryx Biopharmaceuticals Inc
KERX
$56K 0.02%
+4,318
New +$51.6K
24 25
26
27 28

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B. Riley Wealth Advisors's Q4 2013 Portfolio in Review

As of Q4 2013, B. Riley Wealth Advisors held 763 positions worth $313M, up 7.1% from $292M the previous quarter. Its ten largest holdings account for 17% of the portfolio.

B. Riley Wealth Advisors's Q4 2013 filing shows 96 new, 243 increased, 271 reduced and 87 closed positions. Its largest new stake was iShares Core S&P 500 ETF: 30,783 shares worth $5.71M. The largest sale was iShares 3-7 Year Treasury Bond ETF, an estimated $6.08M.

By sector, the portfolio is most concentrated in Technology at 9.4% of assets, up from 8.3% a quarter earlier, followed by Energy and Financials.

  • B. Riley Wealth Advisors's largest Q4 2013 buy was iShares Core S&P 500 ETF: 30,783 shares worth $5.71M.
  • B. Riley Wealth Advisors added most to iShares Core S&P Mid-Cap ETF in Q4 2013, an estimated $5.36M increase.
  • B. Riley Wealth Advisors's biggest Q4 2013 reduction was iShares 3-7 Year Treasury Bond ETF, cutting an estimated $6.08M.
  • B. Riley Wealth Advisors fully exited ProShares Ultra 7-10 Year Treasury in Q4 2013, selling an estimated $2.09M.
  • B. Riley Wealth Advisors's ten largest holdings make up 17% of its $313M portfolio in Q4 2013.
  • B. Riley Wealth Advisors opened 96 new positions and closed 87 in Q4 2013.
  • B. Riley Wealth Advisors's portfolio value rose 7.1% quarter-over-quarter to $313M.

Based on B. Riley Wealth Advisors's 13F filing for Q4 2013, filed 21 Jan 2014.