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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
+2.69%
1 Year Est. Return
+37.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$492M
AUM Growth
-$17.8M
Cap. Flow
-$80M
Cap. Flow %
-16.27%
Top 10 Hldgs %
15.95%
Holding
676
New
61
Increased
154
Reduced
293
Closed
141

Top Buys

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$2.6M
2
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$1.87M
3
IBDM
iShares iBonds Dec 2021 Term Corporate ETF
IBDM
+$1.57M
4
FXO icon
First Trust Financials AlphaDEX Fund
FXO
+$1.15M
5
MCK icon
McKesson
MCK
+$953K

Top Sells

Rank Stock Value
1
EXP icon
Eagle Materials
EXP
+$3.54M
2
FDN icon
First Trust Dow Jones Internet Index Fund ETF
FDN
+$2.45M
3
SLYG icon
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
+$2.43M
4
IJT icon
iShares S&P Small-Cap 600 Growth ETF
IJT
+$2.26M
5
REZ icon
iShares Residential and Multisector Real Estate ETF
REZ
+$2.02M

Sector Composition

Rank Sector Weight
1 Healthcare 8.89%
2 Financials 8.79%
3 Technology 8.05%
4 Communication Services 7.54%
5 Energy 5.14%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NJR icon
601
New Jersey Resources
NJR
$6.04B
– –
-9,155
Closed -$301K
NOC icon
602
Northrop Grumman
NOC
$78B
– –
-1,605
Closed -$344K
NVG icon
603
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.68B
– –
-13,226
Closed -$213K
NVS icon
604
Novartis
NVS
$304B
– –
-3,263
Closed -$233K
O icon
605
Realty Income
O
$61.3B
– –
-3,287
Closed -$214K
PBE icon
606
Invesco Biotechnology & Genome ETF
PBE
$288M
– –
-15,726
Closed -$660K
PDP icon
607
Invesco Dorsey Wright Momentum ETF
PDP
$1.42B
– –
-5,919
Closed -$252K
PEG icon
608
Public Service Enterprise Group
PEG
$39.3B
– –
-5,803
Closed -$243K
PGX icon
609
Invesco Preferred ETF
PGX
$3.81B
– –
-47,520
Closed -$466K
PHO icon
610
Invesco Water Resources ETF
PHO
$2.05B
– –
-9,624
Closed -$237K
PHK
611
PIMCO High Income Fund
PHK
$861M
– –
-11,817
Closed -$118K
PJP icon
612
Invesco Pharmaceuticals ETF
PJP
$447M
– –
-10,496
Closed -$647K
PKW icon
613
Invesco BuyBack Achievers ETF
PKW
$1.73B
– –
-15,551
Closed -$738K
POWA icon
614
Invesco Bloomberg Pricing Power ETF
POWA
$180M
– –
-35,649
Closed -$1.39M
PPA icon
615
Invesco Aerospace & Defense ETF
PPA
$8.39B
– –
-6,165
Closed -$240K
PYZ icon
616
Invesco Dorsey Wright Basic Materials Momentum ETF
PYZ
$73.4M
– –
-6,970
Closed -$405K
REZ icon
617
iShares Residential and Multisector Real Estate ETF
REZ
$906M
– –
-30,831
Closed -$2.02M
RLI icon
618
RLI Corp
RLI
$5.97B
– –
-8,056
Closed -$276K
RPG icon
619
Invesco S&P 500 Pure Growth ETF
RPG
$1.97B
– –
-17,670
Closed -$298K
RPV icon
620
Invesco S&P 500 Pure Value ETF
RPV
$1.68B
– –
-6,205
Closed -$329K
RSPG icon
621
Invesco S&P 500 Equal Weight Energy ETF
RSPG
$543M
– –
-6,177
Closed -$371K
RSPH icon
622
Invesco S&P 500 Equal Weight Health Care ETF
RSPH
$774M
– –
-13,580
Closed -$212K
RSPM icon
623
Invesco S&P 500 Equal Weight Materials ETF
RSPM
$190M
– –
-74,810
Closed -$1.3M
RSPS icon
624
Invesco S&P 500 Equal Weight Consumer Staples ETF
RSPS
$254M
– –
-59,350
Closed -$1.45M
RSPU icon
625
Invesco S&P 500 Equal Weight Utilities ETF
RSPU
$549M
– –
-24,072
Closed -$976K
23 24
25
26 27

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BCIM
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PCP
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EAM
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ACM
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WRBC
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B. Riley Wealth Advisors's Q4 2016 Portfolio in Review

As of Q4 2016, B. Riley Wealth Advisors held 676 positions worth $492M, down 3.5% from $510M the previous quarter. Its ten largest holdings account for 16% of the portfolio.

B. Riley Wealth Advisors withdrew a net $80M in Q4 2016, closing 141 positions and reducing 293 holdings. Its most notable exit was First Trust Dow Jones Internet Index Fund ETF, an estimated $2.45M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 8.9% of assets, up from 7.8% a quarter earlier, followed by Financials and Technology.

Against the trend, B. Riley Wealth Advisors opened a new position in iShares iBonds Dec 2021 Term Corporate ETF worth $1.56M.

  • B. Riley Wealth Advisors's largest Q4 2016 buy was iShares iBonds Dec 2021 Term Corporate ETF: 63,002 shares worth $1.56M.
  • B. Riley Wealth Advisors added most to iShares 1-3 Year Treasury Bond ETF in Q4 2016, an estimated $2.6M increase.
  • B. Riley Wealth Advisors's biggest Q4 2016 reduction was Eagle Materials, cutting an estimated $3.54M.
  • B. Riley Wealth Advisors fully exited First Trust Dow Jones Internet Index Fund ETF in Q4 2016, selling an estimated $2.45M.
  • B. Riley Wealth Advisors's ten largest holdings make up 16% of its $492M portfolio in Q4 2016.
  • B. Riley Wealth Advisors opened 61 new positions and closed 141 in Q4 2016.
  • B. Riley Wealth Advisors's portfolio value fell 3.5% quarter-over-quarter to $492M.

Based on B. Riley Wealth Advisors's 13F filing for Q4 2016, filed 14 Feb 2017.