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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
+4.45%
1 Year Est. Return
+37.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$494M
AUM Growth
+$77.6M
Cap. Flow
+$67M
Cap. Flow %
13.57%
Top 10 Hldgs %
16.27%
Holding
645
New
83
Increased
271
Reduced
192
Closed
80

Top Buys

Rank Stock Value
1
BNDX icon
Vanguard Total International Bond ETF
BNDX
+$6.11M
2
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$5.15M
3
AAPL icon
Apple
AAPL
+$3.97M
4
EXP icon
Eagle Materials
EXP
+$3.69M
5
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$3.44M

Top Sells

Rank Stock Value
1
DWTI
VelocityShares 3x Inverse Crude ETN linked to the S&P GSCI Crude Oil Index Excess Return
DWTI
+$3.01M
2
MPVD
Mountain Province Diamonds Inc.
MPVD
+$2.59M
3
AGZ icon
iShares Agency Bond ETF
AGZ
+$2.43M
4
FDN icon
First Trust Dow Jones Internet Index Fund ETF
FDN
+$2.03M
5
FBT icon
First Trust NYSE Arca Biotechnology Index Fund
FBT
+$1.78M

Sector Composition

Rank Sector Weight
1 Healthcare 9.11%
2 Technology 8.93%
3 Communication Services 6.74%
4 Financials 6.13%
5 Consumer Staples 5.02%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MFIC icon
601
MidCap Financial Investment
MFIC
$801M
– –
-3,458
Closed -$57K
MS icon
602
Morgan Stanley
MS
$319B
– –
-10,515
Closed -$333K
NG icon
603
NovaGold Resources
NG
$2.54B
– –
-12,750
Closed -$47K
NICE icon
604
Nice
NICE
$6.15B
– –
-3,740
Closed -$211K
NXPI icon
605
NXP Semiconductors
NXPI
$60.8B
– –
-4,687
Closed -$409K
O icon
606
Realty Income
O
$61.1B
– –
-14,818
Closed -$682K
OXLC
607
Oxford Lane Capital
OXLC
$862M
– –
-2,026
Closed -$116K
PXI icon
608
Invesco Dorsey Wright Energy Momentum ETF
PXI
$58.5M
– –
-6,395
Closed -$228K
RCG
609
RENN Fund
RCG
$20.7M
– –
-12,003
Closed -$13K
RCS
610
PIMCO Strategic Income Fund
RCS
$242M
– –
-25,683
Closed -$220K
REK icon
611
ProShares Short Real Estate
REK
$11.5M
– –
-7,500
Closed -$315K
ROST icon
612
Ross Stores
ROST
$80.8B
– –
-5,796
Closed -$282K
SIRI icon
613
SiriusXM
SIRI
$11B
– –
-2,157
Closed -$81K
SKX
614
DELISTED
Skechers
SKX
– –
-5,424
Closed -$243K
SPR
615
DELISTED
Spirit AeroSystems
SPR
– –
-4,973
Closed -$241K
STX icon
616
Seagate
STX
$173B
– –
-5,782
Closed -$260K
TBT icon
617
ProShares Trust UltraShort Lehman 20+ Year Treasury
TBT
$300M
– –
-5,355
Closed -$233K
TGT icon
618
Target
TGT
$66.3B
– –
-8,191
Closed -$646K
TPL icon
619
Texas Pacific Land
TPL
$26.9B
– –
-13,500
Closed -$211K
UBS icon
620
UBS Group
UBS
$170B
– –
-11,818
Closed -$221K
VFC icon
621
VF Corp
VFC
$5.92B
– –
-3,629
Closed -$234K
VOT icon
622
Vanguard Mid-Cap Growth ETF
VOT
$18.9B
– –
-6,354
Closed -$618K
WMB icon
623
Williams Companies
WMB
$85.8B
– –
-10,006
Closed -$369K
WPC icon
624
W.P. Carey
WPC
$16.6B
– –
-4,999
Closed -$283K
INFN
625
DELISTED
Infinera Corporation Common Stock
INFN
– –
-17,951
Closed -$352K
22 23 24
25
26

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P3I
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EPW
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BCIM
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PCP
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EAM
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ACM
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WRBC
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B. Riley Wealth Advisors's Q4 2015 Portfolio in Review

As of Q4 2015, B. Riley Wealth Advisors held 645 positions worth $494M, up 19% from $416M the previous quarter. Its ten largest holdings account for 16% of the portfolio.

B. Riley Wealth Advisors deployed $67M of net new capital in Q4 2015, opening 83 new positions and adding to 271 existing holdings. Its largest new stake was Schwab Short-Term US Treasury ETF: 130,898 shares worth $3.3M.

By sector, the portfolio is most concentrated in Healthcare at 9.1% of assets, down from 9.6% a quarter earlier, followed by Technology and Communication Services.

On the sell side, the largest reduction was Mountain Province Diamonds Inc., an estimated $2.59M trimmed.

  • B. Riley Wealth Advisors's largest Q4 2015 buy was Schwab Short-Term US Treasury ETF: 130,898 shares worth $3.3M.
  • B. Riley Wealth Advisors added most to Vanguard Total International Bond ETF in Q4 2015, an estimated $6.11M increase.
  • B. Riley Wealth Advisors's biggest Q4 2015 reduction was Mountain Province Diamonds Inc., cutting an estimated $2.59M.
  • B. Riley Wealth Advisors fully exited VelocityShares 3x Inverse Crude ETN linked to the S&P GSCI Crude Oil Index Excess Return in Q4 2015, selling an estimated $3.01M.
  • B. Riley Wealth Advisors's ten largest holdings make up 16% of its $494M portfolio in Q4 2015.
  • B. Riley Wealth Advisors opened 83 new positions and closed 80 in Q4 2015.
  • B. Riley Wealth Advisors's portfolio value rose 19% quarter-over-quarter to $494M.

Based on B. Riley Wealth Advisors's 13F filing for Q4 2015, filed 16 Feb 2016.