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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
-6.68%
1 Year Est. Return
+37.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$416M
AUM Growth
+$13.8M
Cap. Flow
+$51.9M
Cap. Flow %
12.46%
Top 10 Hldgs %
15.86%
Holding
642
New
109
Increased
323
Reduced
116
Closed
79

Top Buys

Rank Stock Value
1
DWTI
VelocityShares 3x Inverse Crude ETN linked to the S&P GSCI Crude Oil Index Excess Return
DWTI
+$3.53M
2
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$1.95M
3
UDF
UNITED DEV FDG IV COM SHS OF BENE INT (TX)
UDF
+$1.81M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$1.62M
5
AAPL icon
Apple
AAPL
+$1.39M

Top Sells

Rank Stock Value
1
MPVD
Mountain Province Diamonds Inc.
MPVD
+$2.32M
2
GOOG icon
Alphabet (Google) Class C
GOOG
+$1.95M
3
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$1.55M
4
MRVC
MRV Communications Inc
MRVC
+$830K
5
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$613K

Sector Composition

Rank Sector Weight
1 Healthcare 9.64%
2 Technology 8.67%
3 Financials 7.4%
4 Communication Services 7.09%
5 Consumer Staples 5.25%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RHI icon
601
Robert Half
RHI
$4.11B
– –
-4,358
Closed -$242K
SHW icon
602
Sherwin-Williams
SHW
$84.8B
– –
-2,685
Closed -$247K
SPHB icon
603
Invesco S&P 500 High Beta ETF
SPHB
$934M
– –
-6,693
Closed -$229K
SPLV icon
604
Invesco S&P 500 Low Volatility ETF
SPLV
$7.24B
– –
-5,933
Closed -$221K
SPXU icon
605
ProShares UltraPro Short S&P 500
SPXU
$435M
– –
-17
Closed -$235K
SVM
606
Silvercorp Metals
SVM
$2.02B
– –
-80,616
Closed -$88K
THM
607
International Tower Hill Mines
THM
$487M
– –
-15,700
Closed -$6K
TROW icon
608
T. Rowe Price
TROW
$25.5B
– –
-6,437
Closed -$501K
TSM icon
609
TSMC
TSM
$1.94T
– –
-9,228
Closed -$210K
YELP icon
610
Yelp
YELP
$1.54B
– –
-10,285
Closed -$443K
MRO
611
DELISTED
Marathon Oil Corporation
MRO
– –
-8,377
Closed -$225K
NBSE
612
DELISTED
NeuBase Therapeutics, Inc. Common Stock
NBSE
– –
-28
Closed -$29K
JCP
613
DELISTED
J.C. Penney Company, Inc.
JCP
– –
-10,100
Closed -$86K
ADRU
614
DELISTED
Invesco BLDRS Europe Select ADR Index Fund
ADRU
– –
-9,991
Closed -$233K
VIAB
615
DELISTED
Viacom Inc. Class B
VIAB
– –
-3,323
Closed -$215K
HZNP
616
DELISTED
Horizon Therapeutics Public Limited Company Ordinary Shares
HZNP
– –
-8,336
Closed -$290K
BWP
617
DELISTED
Boardwalk Pipeline Partners
BWP
– –
-11,588
Closed -$169K
ATW
618
DELISTED
Atwood Oceanics
ATW
– –
-8,984
Closed -$238K
UNXL
619
DELISTED
Uni-Pixel, Inc.
UNXL
– –
-27,147
Closed -$70K
WFM
620
DELISTED
Whole Foods Market Inc
WFM
– –
-6,229
Closed -$246K
IOC
621
DELISTED
Interoil Corporation
IOC
– –
-8,158
Closed -$492K
NRF
622
DELISTED
NorthStar Realty Finance Corp.
NRF
– –
-6,427
Closed -$208K
UWTI
623
DELISTED
VelocityShares 3x Long Crude Oil ETN linked to the S&P GSCI Crude Oil Index ER due February 9,
UWTI
– –
-265
Closed -$87K
HERO
624
DELISTED
HERCULES OFFSHORE INC COM STK
HERO
– –
-62,000
Closed -$15K
BTU
625
DELISTED
PEABODY ENERGY CORP COM STK NEW (DE)
BTU
– –
-2,697
Closed -$89K
22 23 24
25
26

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EPW
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BCIM
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PCP
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EAM
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ACM
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WRBC
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B. Riley Wealth Advisors's Q3 2015 Portfolio in Review

As of Q3 2015, B. Riley Wealth Advisors held 642 positions worth $416M, up 3.4% from $402M the previous quarter. Its ten largest holdings account for 16% of the portfolio.

B. Riley Wealth Advisors deployed $51.9M of net new capital in Q3 2015, opening 109 new positions and adding to 323 existing holdings. Its largest new stake was VelocityShares 3x Inverse Crude ETN linked to the S&P GSCI Crude Oil Index Excess Return: 28,290 shares worth $3.01M.

By sector, the portfolio is most concentrated in Healthcare at 9.6% of assets, down from 10% a quarter earlier, followed by Technology and Financials.

On the sell side, the largest reduction was Mountain Province Diamonds Inc., an estimated $2.32M trimmed.

  • B. Riley Wealth Advisors's largest Q3 2015 buy was VelocityShares 3x Inverse Crude ETN linked to the S&P GSCI Crude Oil Index Excess Return: 28,290 shares worth $3.01M.
  • B. Riley Wealth Advisors added most to iShares 1-3 Year Treasury Bond ETF in Q3 2015, an estimated $1.95M increase.
  • B. Riley Wealth Advisors's biggest Q3 2015 reduction was Mountain Province Diamonds Inc., cutting an estimated $2.32M.
  • B. Riley Wealth Advisors fully exited Alphabet (Google) Class C in Q3 2015, selling an estimated $1.95M.
  • B. Riley Wealth Advisors's ten largest holdings make up 16% of its $416M portfolio in Q3 2015.
  • B. Riley Wealth Advisors opened 109 new positions and closed 79 in Q3 2015.
  • B. Riley Wealth Advisors's portfolio value rose 3.4% quarter-over-quarter to $416M.

Based on B. Riley Wealth Advisors's 13F filing for Q3 2015, filed 16 Nov 2015.