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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
+6.82%
1 Year Est. Return
+37.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$313M
AUM Growth
+$20.6M
Cap. Flow
+$3.81M
Cap. Flow %
1.22%
Top 10 Hldgs %
17.49%
Holding
763
New
96
Increased
243
Reduced
271
Closed
87

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$5.48M
2
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$5.36M
3
SGNT
SAGENT PHARMACEUTICALS INC COM STK (DE)
SGNT
+$3.18M
4
MVV icon
ProShares Ultra MidCap400
MVV
+$3.06M
5
SSO icon
ProShares Ultra S&P500
SSO
+$2.95M

Top Sells

Rank Stock Value
1
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$6.08M
2
IWM icon
iShares Russell 2000 ETF
IWM
+$5.13M
3
UWM icon
ProShares Ultra Russell2000
UWM
+$3.49M
4
UST icon
ProShares Ultra 7-10 Year Treasury
UST
+$2.09M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.51M

Sector Composition

Rank Sector Weight
1 Technology 9.35%
2 Energy 8.45%
3 Financials 7.74%
4 Healthcare 5.09%
5 Communication Services 4.65%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VNR
601
DELISTED
Vanguard Natural Resources, LLC
VNR
$77K 0.02%
+2,603
New +$73.7K
CHW
602
Calamos Global Dynamic Income Fund
CHW
$523M
$76K 0.02%
+8,430
New +$74K
GXP
603
DELISTED
Great Plains Energy Incorporated
GXP
$76K 0.02%
3,153
-440
-12% -$10.4K
CCJ icon
604
Cameco
CCJ
$37.1B
$75K 0.02%
+3,603
New +$69.9K
RWM icon
605
ProShares Short Russell2000
RWM
$133M
$75K 0.02%
1,116
-103
-8% -$7.32K
AVP
606
DELISTED
Avon Products, Inc.
AVP
$75K 0.02%
4,347
-568
-12% -$10.6K
DCIN
607
DELISTED
DIGITAL CINEMA DESTINATIONS CORP CL A COM STK (DE)
DCIN
$75K 0.02%
+12,750
New +$67K
DSU icon
608
BlackRock Debt Strategies Fund
DSU
$590M
$74K 0.02%
+6,150
New +$74.1K
EFT
609
Eaton Vance Floating-Rate Income Trust
EFT
$283M
$73K 0.02%
4,749
-3,261
-41% -$50.3K
CNSL
610
DELISTED
Consolidated Communications Holdings, Inc.
CNSL
$73K 0.02%
3,741
– –
UNIS
611
DELISTED
Unilife Corporation
UNIS
$73K 0.02%
1,650
+150
+10% +$5.49K
ESIO
612
DELISTED
Electro Scientific Industries
ESIO
$72K 0.02%
6,849
+1,337
+24% +$14.1K
FBIO icon
613
Fortress Biotech
FBIO
$112M
$71K 0.02%
1,807
+689
+62% +$26.6K
JLS icon
614
Nuveen Mortgage and Income Fund
JLS
$94.7M
$71K 0.02%
+3,076
New +$73.1K
TSL
615
DELISTED
Trina Solar Limited
TSL
$70K 0.02%
5,100
– –
BB icon
616
BlackBerry
BB
$4.64B
$69K 0.02%
9,275
+3,000
+48% +$21.2K
IGA
617
Voya Global Advantage and Premium Opportunity Fund
IGA
$156M
$69K 0.02%
5,843
– –
PTY icon
618
PIMCO Corporate & Income Opportunity Fund
PTY
$2.48B
$69K 0.02%
4,002
-54,803
-93% -$982K
WG
619
DELISTED
Willbros Group
WG
$69K 0.02%
7,275
+1,200
+20% +$10.9K
RSO
620
DELISTED
Resource Capital Corp.
RSO
$68K 0.02%
2,885
+20
+0.7% +$477
GDV icon
621
Gabelli Dividend & Income Trust
GDV
$2.59B
$67K 0.02%
+3,171
New +$63.2K
HIX
622
Western Asset High Income Fund II
HIX
$347M
$67K 0.02%
7,456
+1,256
+20% +$11.6K
NVAX icon
623
Novavax
NVAX
$1.21B
$67K 0.02%
650
+137
+27% +$9.68K
JTP
624
DELISTED
NUVEEN QUALITY PFD INCOME FD
JTP
$67K 0.02%
8,673
+2,569
+42% +$19.5K
HYF
625
DELISTED
MANAGED HIGH YLD PLUS FD INC
HYF
$67K 0.02%
33,246
+3,409
+11% +$6.94K
23 24
25
26 27

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B. Riley Wealth Advisors's Q4 2013 Portfolio in Review

As of Q4 2013, B. Riley Wealth Advisors held 763 positions worth $313M, up 7.1% from $292M the previous quarter. Its ten largest holdings account for 17% of the portfolio.

B. Riley Wealth Advisors's Q4 2013 filing shows 96 new, 243 increased, 271 reduced and 87 closed positions. Its largest new stake was iShares Core S&P 500 ETF: 30,783 shares worth $5.71M. The largest sale was iShares 3-7 Year Treasury Bond ETF, an estimated $6.08M.

By sector, the portfolio is most concentrated in Technology at 9.4% of assets, up from 8.3% a quarter earlier, followed by Energy and Financials.

  • B. Riley Wealth Advisors's largest Q4 2013 buy was iShares Core S&P 500 ETF: 30,783 shares worth $5.71M.
  • B. Riley Wealth Advisors added most to iShares Core S&P Mid-Cap ETF in Q4 2013, an estimated $5.36M increase.
  • B. Riley Wealth Advisors's biggest Q4 2013 reduction was iShares 3-7 Year Treasury Bond ETF, cutting an estimated $6.08M.
  • B. Riley Wealth Advisors fully exited ProShares Ultra 7-10 Year Treasury in Q4 2013, selling an estimated $2.09M.
  • B. Riley Wealth Advisors's ten largest holdings make up 17% of its $313M portfolio in Q4 2013.
  • B. Riley Wealth Advisors opened 96 new positions and closed 87 in Q4 2013.
  • B. Riley Wealth Advisors's portfolio value rose 7.1% quarter-over-quarter to $313M.

Based on B. Riley Wealth Advisors's 13F filing for Q4 2013, filed 21 Jan 2014.