BRWA
EFT

B. Riley Wealth Advisors’s Eaton Vance Floating-Rate Income Trust EFT Stock Holding History

B. Riley Wealth Advisors’s Portfolio EFT Stock Details EFT Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2014
Q3 		– Sell
-6,677
Closed -$101K – 977
2014
Q2 		$101K Sell
6,677
-3,189
-32% -$48.3K 0.02% 723
2014
Q1 		$155K Buy
9,866
+5,117
+108% +$79.2K 0.05% 470
2013
Q4 		$73K Sell
4,749
-3,261
-41% -$50.3K 0.02% 611
2013
Q3 		$125K Buy
8,010
+162
+2% +$2.64K 0.04% 482
2013
Q2 		$130K Buy
+7,848
New +$134K 0.04% 476

Other funds holding EFT

Baillie Gifford & Co
Baillie Gifford & Co Edinburgh, United Kingdom $97.9B AUM 20.73% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
BAM
Burgundy Asset Management Toronto, Ontario, Canada $10.6B AUM 13.39% 1-Year Est. Return
RCA
Restructuring Capital Associates Stamford, Connecticut $115M AUM 20.18% 1-Year Est. Return
Invesco
Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return
GC
Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return
JP Morgan Chase
JP Morgan Chase New York $1.56T AUM 27.86% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return
OHA
Oak Hill Advisors New York $878M AUM 106.46% 1-Year Est. Return
SAM
Symphony Asset Management San Francisco, California $309M AUM 9.39% 1-Year Est. Return

B. Riley Wealth Advisors's EFT Position: Q3 2014 in Review

B. Riley Wealth Advisors sold out of Eaton Vance Floating-Rate Income Trust (EFT) in Q3 2014, closing a stake of 6,677 shares — an estimated $101K sold.

B. Riley Wealth Advisors first reported a position in EFT in Q2 2013 and held it in 5 quarters. The position peaked at $155K in Q1 2014. 74 funds tracked by Wall St. Rank hold EFT as of Q3 2014.

  • B. Riley Wealth Advisors reported no remaining Eaton Vance Floating-Rate Income Trust position as of Q3 2014 after selling out during the quarter.
  • B. Riley Wealth Advisors sold 6,677 Eaton Vance Floating-Rate Income Trust shares in Q3 2014, an estimated $101K.
  • B. Riley Wealth Advisors first reported a position in Eaton Vance Floating-Rate Income Trust in Q2 2013 and held it in 5 quarters.
  • B. Riley Wealth Advisors's Eaton Vance Floating-Rate Income Trust position peaked at $155K in Q1 2014.
  • 74 funds tracked by Wall St. Rank held Eaton Vance Floating-Rate Income Trust as of Q3 2014.

Based on B. Riley Wealth Advisors's 13F filing for Q3 2014, filed 14 Nov 2014.