B. Riley Wealth Advisors’s Eaton Vance Floating-Rate Income Trust EFT Stock Holding History

Bought
Maintained
Sold
Quarter Market Value Status Shares Shares
Change %
Capital Flow Portfolio Weight Portfolio Position
2014
Q3
Sell
-6,677
Closed -$101K 978
2014
Q2
$101K Sell
6,677
-3,189
-32% -$48.1K 0.02% 723
2014
Q1
$155K Buy
9,866
+5,117
+108% +$80.4K 0.05% 470
2013
Q4
$73K Sell
4,749
-3,261
-41% -$50.1K 0.02% 611
2013
Q3
$125K Buy
8,010
+162
+2% +$2.53K 0.04% 482
2013
Q2
$130K Buy
+7,848
New +$130K 0.04% 476