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EFT

Eaton Vance Floating-Rate Income Trust

69 hedge funds and large institutions have $115M invested in Eaton Vance Floating-Rate Income Trust in 2013 Q4 according to their latest regulatory filings, with 21 funds opening new positions, 16 increasing their positions, 17 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed

110% more first-time investments, than exits

New positions opened: 21 | Existing positions closed: 10

30% more capital invested

Capital invested by funds: $88.4M → $115M (+$26.3M)

17% more funds holding

Funds holding: 5969 (+10)

4.33% more ownership

Funds ownership: 14.51%18.84% (+4.3%)

6% less repeat investments, than reductions

Existing positions increased: 16 | Existing positions reduced: 17

Holders
69
Holders Change
+10
Holders Change %
+16.95%
% of All Funds
2%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
% of All Funds
0.03%
New
21
Increased
16
Reduced
17
Closed
10
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Baillie Gifford & Co
1
Baillie Gifford & Co
United Kingdom
$15.1M +$15.3M +990,000 New
Morgan Stanley
2
Morgan Stanley
New York
$12.7M -$184K -11,901 -1%
BAM
3
Burgundy Asset Management
Ontario, Canada
$10.3M +$2.34M +151,300 +29%
Invesco
4
Invesco
Georgia
$9.54M +$238K +15,437 +3%
Bank of America
5
Bank of America
North Carolina
$7.3M -$3M -194,376 -29%
SAM
6
Symphony Asset Management
California
$5.4M
OHA
7
Oak Hill Advisors
New York
$4.79M +$4.84M +313,609 New
JP Morgan Chase
8
JP Morgan Chase
New York
$4.19M +$4.24M +274,494 New
RCM
9
Rivernorth Capital Management
Florida
$4.04M +$4.08M +264,472 New
GC
10
Guggenheim Capital
Illinois
$3.34M +$516K +33,430 +18%
RCA
11
Restructuring Capital Associates
Connecticut
$3.17M +$3.25M +210,230 New
1832 Asset Management
12
1832 Asset Management
Ontario, Canada
$3.06M +$3.09M +200,000 New
U
13
UBS
Switzerland
$3.01M -$884K -57,260 -23%
CS
14
Credit Suisse
Switzerland
$2.16M -$215K -13,920 -9%
LPL Financial
15
LPL Financial
California
$2.02M -$54.5K -3,530 -3%
Mirae Asset Global Investments
16
Mirae Asset Global Investments
South Korea
$1.76M
ARC
17
Absolute Return Capital
Massachusetts
$1.64M +$304K +19,668 +22%
BB
18
Bell Bank
North Dakota
$1.57M -$778K -50,425 -33%
BlackRock
19
BlackRock
New York
$1.53M +$1.54M +100,000 New
HK
20
Horizon Kinetics
New York
$1.5M +$942 +61 +0.1%
RPA
21
Rock Point Advisors
Vermont
$1.29M +$613K +39,735 +91%
Royal Bank of Canada
22
Royal Bank of Canada
Ontario, Canada
$1.25M -$2.73M -177,079 -68%
CIA
23
Capital Investment Advisors
Georgia
$1.14M +$1.15M +74,770 New
Commonwealth Equity Services
24
Commonwealth Equity Services
Massachusetts
$976K +$11.1K +717 +1%
Wells Fargo
25
Wells Fargo
California
$896K -$1.34M -86,491 -60%

EFT Hedge Fund Activity: Q4 2013 in Review

69 of the 3,445 institutional investors tracked by Wall St. Rank reported a position in Eaton Vance Floating-Rate Income Trust (EFT) for Q4 2013, worth a combined $115M — up 30% from $88.4M a quarter earlier.

Buyers outnumbered sellers: 21 funds opened new EFT positions and 10 closed out — a net gain of 11 holders — while 16 added to existing stakes and 17 trimmed.

The largest buyer was Baillie Gifford & Co, opening a new position worth an estimated $15.3M. The largest seller was Bank of America, cutting an estimated $3M.

  • 69 institutional investors held Eaton Vance Floating-Rate Income Trust (EFT) as of Q4 2013, up from 59 in Q3 2013.
  • Funds reported $115M of Eaton Vance Floating-Rate Income Trust stock for Q4 2013, up 30% quarter-over-quarter.
  • 21 funds opened new Eaton Vance Floating-Rate Income Trust positions in Q4 2013 and 10 closed out, a net change of +11 holders.
  • The largest Eaton Vance Floating-Rate Income Trust buyer in Q4 2013 was Baillie Gifford & Co, an estimated $15.3M added.
  • The largest Eaton Vance Floating-Rate Income Trust seller in Q4 2013 was Bank of America, an estimated $3M sold.

Based on aggregated 13F filings for Q4 2013.